No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Entities or any of their respective officers, directors or 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 8 contracts
Samples: Underwriting Agreement (U Power LTD), Underwriting Agreement (DDC Enterprise LTD), Underwriting Agreement (Lixiang Education Holding Co . LTD)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Entities Subsidiaries or any of their respective officers, directors or 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th 180 day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 6 contracts
Samples: Underwriting Agreement (YY Group Holding Ltd.), Underwriting Agreement (Harden Technologies Inc.), Underwriting Agreement (Harden Technologies Inc.)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Subsidiaries and Consolidated Affiliated Entities or or, to the knowledge of the Company, any of their respective officers, directors or 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 5 contracts
Samples: Underwriting Agreement (Burning Rock Biotech LTD), Underwriting Agreement (Burning Rock Biotech LTD), Sales Agreement (Burning Rock Biotech LTD)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Entities Subsidiaries or any of their respective officers, directors or 510% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day 180 days immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 4 contracts
Samples: Underwriting Agreement (Tungray Technologies Inc), Underwriting Agreement (Tungray Technologies Inc), Underwriting Agreement (AgiiPlus Inc.)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any participating member of FINRA as defined under FINRA Rule 5110 and (ii) the Company or any of its Controlled Subsidiaries and Affiliated Entities or any of their respective officers, directors or or, to the best knowledge of the Company, 5% or greater security holders or or, to the best knowledge of the Company, any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 3 contracts
Samples: Underwriting Agreement (iClick Interactive Asia Group LTD), Underwriting Agreement (iClick Interactive Asia Group LTD), Underwriting Agreement (iClick Interactive Asia Group LTD)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA the Financial Industry Regulatory Authority (the “FINRA”) and (ii) the Company or any of its Controlled Entities subsidiaries and variable interest entities or any of their respective officers, directors or 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with first submitted to the Commission.
Appears in 3 contracts
Samples: Underwriting Agreement (PPDAI Group Inc.), Underwriting Agreement (CooTek(Cayman)Inc.), Underwriting Agreement (Boqii Holding LTD)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Entities Subsidiaries or any of their respective officers, directors or 5% or greater security holders securityholders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day 180 days immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 3 contracts
Samples: Underwriting Agreement (Ispire Technology Inc.), Common Stock Purchase Warrant (Ispire Technology Inc.), Underwriting Agreement (Ispire Technology Inc.)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Entities Subsidiaries or any of their respective officers, directors or 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 2 contracts
Samples: Underwriting Agreement (Nano Labs LTD), Underwriting Agreement (Nano Labs LTD)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA FINRA, and (ii) the Company or any of its Controlled Entities or any of their respective the Company’s officers, directors or 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially first filed with the Commission.
Appears in 2 contracts
Samples: Underwriting Agreement (Sogou Inc.), Underwriting Agreement (Uxin LTD)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of the FINRA and (ii) the Company or any of its Controlled Entities or any of their respective the Company’s officers, directors or 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with first submitted to the Commission.
Appears in 2 contracts
Samples: Underwriting Agreement (58.com Inc.), Underwriting Agreement (58.com Inc.)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA the Financial Industry Regulatory Authority, Inc. (the “FINRA”) and (ii) the Company or any of its Controlled Entities the officers or any directors of their respective officersthe Company or the Subsidiaries, directors or 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 2 contracts
Samples: Underwriting Agreement (SinoTech Energy LTD), Underwriting Agreement (SinoTech Energy LTD)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Entities or any of their respective the Company’s officers, directors or 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission., except as disclosed in the Registration Statement (excluding the exhibits thereto), the Disclosure Package and the Prospectus;
Appears in 2 contracts
Samples: Underwriting Agreement (STUDIO CITY INTERNATIONAL HOLDINGS LTD), Underwriting Agreement (STUDIO CITY INTERNATIONAL HOLDINGS LTD)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Entities or any of their respective officers, directors or 510% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 2 contracts
Samples: Underwriting Agreement (Nature Wood Group LTD), Underwriting Agreement (Nature Wood Group LTD)
No Broker-Dealer Affiliation. There To the Company’s knowledge, there are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Entities or any of their respective officers, directors or 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 2 contracts
Samples: Underwriting Agreement (JIADE LTD), Underwriting Agreement (JIADE LTD)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled subsidiaries or Affiliated Entities or any of their respective officers, directors or or, to the knowledge of the Company, 5% or greater security holders or or, to the knowledge of the Company, any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 2 contracts
Samples: Underwriting Agreement (Bilibili Inc.), Bilibili Inc.
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA the Financial Industry Regulatory Authority, Inc. (“FINRA”) and (ii) the Company or any of its Controlled Entities or any of their respective the Company’s officers, directors or 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 2 contracts
Samples: Underwriting Agreement (Global Market Group LTD), Underwriting Agreement (Global Market Group LTD)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Subsidiaries and Affiliated Entities or or, to the knowledge of the Company, any of their respective officers, directors or 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 2 contracts
Samples: Underwriting Agreement (Bright Scholar Education Holdings LTD), Underwriting Agreement (Bright Scholar Education Holdings LTD)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA the Financial Industry Regulatory Authority (“FINRA”) and (ii) the Company or any of its Controlled Subsidiaries and Affiliated Entities or or, to the knowledge of the Company, any of their respective officers, directors or directors, 5% or greater security holders holders, or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission, except as described in the Time of Sale Prospectus.
Appears in 1 contract
No Broker-Dealer Affiliation. There Except as disclosed in the Registration Statement, the General Disclosure Package and the Prospectus, there are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of the officers or directors of the Company or its Controlled Entities Subsidiaries, or any holders of their respective officers, directors or 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 1 contract
Samples: Underwriting Agreement (iKang Healthcare Group, Inc.)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) to the best knowledge of the Company, the Company or any of its Controlled Subsidiaries and Affiliated Entities or any of their respective officers, directors or 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 1 contract
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Subsidiaries and Consolidated Affiliated Entities or or, to the knowledge of the Company, any of their respective officers, directors or 510% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 1 contract
Samples: Underwriting Agreement (Tuya Inc.)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of the FINRA and (ii) the Company or any of its Controlled Entities or Subsidiaries any of their respective officers, directors or or, to the best knowledge of the Company any of their respective 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 1 contract
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Entities Subsidiaries or Affiliated Entity or any of their respective officers, directors or 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th 180 day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 1 contract
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Entities Subsidiaries and Affiliated Entity or any of their respective officers, directors or or, to the knowledge of the Company, 5% or greater security holders or or, to the best knowledge of the Company, any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 1 contract
Samples: Underwriting Agreement (Baozun Inc.)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA the Financial Industry Regulatory Authority (the “FINRA”) and (ii) the Company or any of its Controlled Entities or any of their respective the Company’s officers, directors or 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with first submitted to the Commission.
Appears in 1 contract
Samples: Underwriting Agreement (Tuniu Corp)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Entities subsidiaries and consolidated affiliated entities or any of their respective officers, directors or or, to the Company’s knowledge, 5% or greater security holders or shareholders or, to the Company’s knowledge, any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with submitted to the Commission.
Appears in 1 contract
Samples: Secoo Holding LTD
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Entities subsidiaries or any of their respective officers, directors or or, to the Company’s knowledge, 5% or greater security holders or shareholders or, to Company’s knowledge, any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 1 contract
Samples: Underwriting Agreement (Yintech Investment Holdings LTD)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA the Financial Industry Regulatory Authority (the “FINRA”) and (ii) the Company or any of its Controlled Entities subsidiaries and VIEs or any of their respective officers, directors or or, to the best knowledge of the Company, 5% or greater security holders or or, to the best knowledge of the Company, any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with first submitted to the Commission.
Appears in 1 contract
Samples: Lizhi Inc.
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Subsidiaries and Affiliated Entities or any of their respective officers, directors or or, to the best knowledge of the Company, 5% or greater security holders or or, to the best knowledge of the Company, any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 1 contract
Samples: Underwriting Agreement (Weidai Ltd.)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Entities or Subsidiaries or, to the knowledge of the Company, any of their respective officers, directors or 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 1 contract
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA the Financial Industry Regulatory Authority (“FINRA”) and (ii) the Company or any of its Controlled Subsidiaries and Affiliated Entities or any of their respective officers, directors or or, to the best knowledge of the Company, 5% or greater security holders or or, to the best knowledge of the Company, any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 1 contract
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of the FINRA and (ii) the Company or any of its Controlled Subsidiaries and Affiliated Entities or any of their respective officers, directors or or, to the best knowledge of the Company, 5% or greater security holders or or, to the best knowledge of the Company, any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 1 contract
Samples: Underwriting Agreement (ECMOHO LTD)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Entities or Subsidiaries or, to the best knowledge of the Company, any of their respective officers, directors or 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 1 contract
Samples: Underwriting Agreement (Opera LTD)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Entities Subsidiaries or any of their respective officers, directors or or, to the knowledge of the Company, 5% or greater security holders or or, to the knowledge of the Company, any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with submitted to the Commission.
Appears in 1 contract
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Subsidiaries and Affiliated Entities or any of their respective officers, directors or or, to the knowledge of the Company, any of their respective 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 1 contract
Samples: Underwriting Agreement (X Financial)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any participating member of (as defined in FINRA Rule 5110) and (ii) the Company or any of its Controlled Entities or any of their respective the Company’s officers, directors or 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with first submitted to the Commission.
Appears in 1 contract
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Entities or Subsidiaries or, to the best knowledge of the Company, any of their respective officers, directors or 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.Commission.(ggg)
Appears in 1 contract
Samples: Underwriting Agreement (Opera LTD)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Subsidiaries and Affiliated Entities or any of their respective officers, directors or or, to the knowledge of the Company, 5% or greater security holders or or, to the knowledge of the Company, any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 1 contract
Samples: Underwriting Agreement (China Online Education Group)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any participating member of FINRA as defined under FINRA Rule 5110 and (ii) the Company or any of its Controlled Subsidiaries and Affiliated Entities or any of their respective officers, directors or directors, or, to the best knowledge of the Company, 5% or greater security holders or holders, or, to the best knowledge of the Company, any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 1 contract
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Subsidiaries or Affiliated Entities or any of their respective officers, directors or or, to the best knowledge of the Company, 5% or greater security holders or or, to the best knowledge of the Company, any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 1 contract
Samples: Underwriting Agreement (DouYu International Holdings LTD)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Subsidiaries and Affiliated Entities or any of their respective officersofficers or directors or, directors or to the knowledge of the Company, any of their respective 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 1 contract
Samples: Underwriting Agreement (Puxin LTD)
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA and (ii) the Company or any of its Controlled Subsidiaries and Affiliated Entities or or, any of their respective officers, directors or or, to the best knowledge of the Company, 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 1 contract
No Broker-Dealer Affiliation. There are no affiliations or associations between (i) any member of FINRA the Financial Industry Regulatory Authority (“FINRA”) and (ii) the Company or any of its Controlled Subsidiaries and Consolidated Affiliated Entities or or, to the knowledge of the Company, any of their respective officers, directors or 5% or greater security holders or any beneficial owner of the Company’s unregistered equity securities that were acquired at any time on or after the 180th day immediately preceding the date that the Registration Statement was initially filed with the Commission.
Appears in 1 contract
Samples: Underwriting Agreement (OneSmart International Education Group LTD)
