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Common use of NASD Clause in Contracts

NASD. Sierra Services represents to the Trust that it is a member in good standing of the NASD.

Appears in 8 contracts

Sources: Distribution Agreement (Sierra Asset Management Portfolios), Distribution Agreement (Sierra Prime Income Fund), Distribution Agreement (Sierra Prime Income Fund)

Related Clauses

  • FINRA
  • Nasdaq
  • NYSE
  • Nasdaq Listing
  • Nasdaq Stock Market

Parent Clauses

  • Covenants of the Company
  • Representations Warranties and Agreements
  • Definitions
  • Registration Procedures
  • Obligations of the Company

Sub-Clauses

  • Indemnification of the Company
  • Officers’ Certificate
  • Regulatory Matters
  • Effective Date Deliveries
  • General
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