Multiple Classes. We may from time to time provide to you written compliance guidelines or standards relating to the sale or distribution of Funds offering multiple classes of shares (each, a “Class”) with different sales charges and distribution related operating expenses. In addition, you will be bound by any applicable rules or regulations of government agencies or self-regulatory organizations generally affecting the sale or distribution of shares of investment companies offering multiple classes of shares.
Multiple Classes. We may from time to time provide to you written compliance guidelines or standards relating to the sale or distribution of Funds offering multiple classes of shares with different sales charges and distribution-related operating expenses. In addition, you will be bound by any applicable rules or regulations of government agencies or self-regulatory organizations generally affecting the sale or distribution of mutual funds offering multiple classes of shares.
Multiple Classes. We may from time to time provide to Dealer written compliance guidelines or standards relating to the sale or distribution of Funds offering multiple classes of shares with different sales charges and distribution-related operating expenses; see Appendix A. These guidelines or standards are deemed to be written instructions as contemplated in Section 2. In addition, Dealer agrees to be bound by any applicable rules or regulations of government agencies or self-regulatory organizations generally affecting the sale or distribution of Funds offering multiple classes of shares.
Multiple Classes. Broker-Dealer agrees in connection with any Fund that offers multiple classes of Shares to comply with any policies regarding the sale of classes of Shares as provided to Broker-Dealer from time to time by the Distributor.
Multiple Classes. OF SHARES Distributor may, from time to time, provide Servicer with written guidelines or standards relating to the servicing of Funds offering multiple classes of Shares having different sales loads, Rule 12b-1 Plan fees, and expenses and other operating expenses.
Multiple Classes. Any amount of fees or expenses waived, reimbursed, or otherwise paid pursuant to the terms of this Agreement shall be allocated among the classes of shares of the Funds in accordance with the terms of the Funds’ multiple class plan pursuant to Rule 18f-3 under the 1940 Act and in manner consistent with that Rule.
Multiple Classes. Distributor may from time to time provide to Dealer written compliance guidelines or standards relating to the sale or distribution of Funds offering multiple classes of shares with different sales charges and distribution-related operating expenses; see Appendix B. These guidelines or standards are deemed to be written instructions as contemplated in Section 2. In addition, Dealer agrees to be bound by any applicable rules or regulations of government agencies or self-regulatory organizations generally affecting the sale or distribution of Funds offering multiple classes of shares. With respect to Funds offering multiple classes of shares subject to differing sales charges, including sales charge reductions and waivers (as set forth more fully in a Fund's then-current prospectus), Dealer represents and warrants that it has established compliance procedures designed to (i) ensure that Dealer's customers are aware of the available methods of mutual fund financing and (ii) ensure proper supervision of mutual fund recommendations. Dealer agrees to promptly advise Distributor or the Fund of any letter of intent executed by Dealer's customers or any available right of accumulation in accordance with applicable procedures.
Multiple Classes. To the extent a Fund offers multiple classes of shares, Mellon shall provide the same net asset value service to each Fund on a per class basis as Mellon provides to the Trust on a per Fund basis pursuant to this Agreement for such compensation and reimbursement of expenses as set forth in Article VI, Section 8 below.
Multiple Classes. Unless otherwise expressly set forth by Tournament Operator in prior writing, each Team may only have up to 1 Champion of each Class.
Multiple Classes. Add the following for each class beyond the first class: · [ ] basis point at each level · $[ ] per class minimum Annual Legal Administration – Add the following for legal administration services in support of external legal counsel: · [ ] basis point at each level · $[ ] additional minimum Daily Performance Reporting (Pre- & Post-Tax) · Performance Service – $[ ] /CUSIP/month · Setup – $[ ] /CUSIP · Conversion – quoted separately · FTP Delivery – $[ ] setup per FTP site Daily Compliance Services (Cxxxxxx River) · Base fee – $[ ] /fund/month · [ ] basis point on fund assets ReportSource - $[ ] /month – Web reporting Plus miscellaneous expenses, including but not limited to: · Postage, Stationery · Programming, Special Reports · Proxies, Insurance · EXXXX filing · Retention of records · Federal and state regulatory filing fees · Certain insurance premiums · Expenses from board of directors meetings · Auditing and legal expenses · Blue Sky conversion expenses (if necessary) · Gainskeeper · All other miscellaneous expenses
