Multi-Class Distribution Arrangements. Dealer understands and acknowledges that the Funds may offer Shares in multiple classes. Dealer represents and warrants that it has established compliance procedures designed to ensure (i) that its customers are made aware of the terms of each available class of Shares, (ii) that each customer is offered only Shares that are suitable investments for him or her, (iii) that each customer is availed of the opportunity to obtain sales charge break points as detailed in the Prospectus, and (iv) proper supervision of its representatives in recommending and offering the Shares of multiple classes to its customers.
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Samples: Service Fee Agreement (Advisor Managed Portfolios), Service Fee Agreement (Managed Portfolio Series), Service Fee Agreement (Advisor Managed Portfolios)
Multi-Class Distribution Arrangements. Dealer understands and acknowledges that the Funds Fund may offer Shares in multiple classes. , and Dealer represents and warrants that it has established compliance procedures designed to ensure (i) that its customers are made aware of the terms of each available class of Shares, (ii) to ensure that each customer is offered only Shares that are suitable investments for him or her, (iii) that each customer is availed of the opportunity her and to obtain sales charge break points as detailed in the Prospectus, and (iv) ensure proper supervision of its representatives in recommending and offering the Shares of multiple classes to its customers.
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Samples: Form of Dealer Agreement (Coller Secondaries Private Equity Opportunities Fund), Form of Dealer Agreement (Octagon XAI CLO Income Fund)
Multi-Class Distribution Arrangements. Dealer understands and acknowledges that the Funds Fund may offer Shares in multiple classes. , and Dealer represents and warrants that it has established compliance procedures designed to ensure (i) that its customers are made aware of the terms of each available class of Shares, (ii) to ensure that each customer is offered only Shares that are suitable investments for him or her, (iii) to ensure that each customer is availed of the opportunity to obtain sales charge break points as detailed in the Prospectus, and (iv) to ensure proper supervision of its representatives in recommending and offering the Shares of multiple classes to its customers.
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