Common use of Monetary Transactions Clause in Contracts

Monetary Transactions. In general all monetary transactions are chargeable with the exception of reversal transactions. The only chargeable reversal transaction is for returned investment checks. The following is a current list of chargeable transactions: ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ Incoming Wires XXX 00 00 ================================================================================ Wire Order Purchases WOF 01 00 ================================================================================ Check Purchases XXX 00 00 ================================================================================ XXX 00 00 ================================================================================ PUR 01 05 ================================================================================ PUR 01 08 ================================================================================ PUR 01 09 ================================================================================ PUR 07 00 ================================================================================ PUR 07 01 ================================================================================ PUR 08 00 ================================================================================ PUR 09 00 ================================================================================ PUR 09 01 ================================================================================ PUR 09 14 ================================================================================ PUR 10 00 ================================================================================ PUR 14 00 ================================================================================ PUR 15 00 ================================================================================ PUR 16 01 ================================================================================ PUR 22 00 ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ PUR 01 97 ================================================================================ PUR 01 98 ================================================================================ PUR 26 00 ================================================================================ RPO Purchases PUR 05 00 ================================================================================ ACH Purchases PUR 00 00 ================================================================================ XXX 00 00 ================================================================================ PUR 09 02 ================================================================================ PUR 02 00 ================================================================================ PUR 17 00 ================================================================================ PUR 18 00 ================================================================================ PUR 19 00 ================================================================================ PUR 20 00 ================================================================================ Direct Dividend & Capital Gains XXX 00 00 ================================================================================ PUR 09 50 ================================================================================ PUR 07 50 ================================================================================ PUR 31 50 ================================================================================ Systematic Exchange Purchases XXX 00 00 ================================================================================ PUR 07 60 ================================================================================ PUR 31 60 ================================================================================ BCM Accumulation Purchases XXX 00 00 ================================================================================ PUR 01 33 ================================================================================ PUR 01 42 ================================================================================ PUR 01 43 ================================================================================ Exchange Purchases/Liquidations EXI/EXO 01 00 ================================================================================ EXI/EXO 01 61 ================================================================================ EXI/EXO 01 81 ================================================================================ EXI/EXO 01 82 ================================================================================ EXI/EXO 01 85 ================================================================================ EXI/EXO 01 86 ================================================================================ ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ PUR 01 06 ================================================================================ PUR 01 45 ================================================================================ PUR 07 61 ================================================================================ PUR 07 62 ================================================================================ PUR 08 61 ================================================================================ PUR 09 61 ================================================================================ PUR 09 63 ================================================================================ PUR 10 61 ================================================================================ PUR 14 61 ================================================================================ PUR 16 61 ================================================================================ PUR 22 61 ================================================================================ PUR 01 75 ================================================================================ PUR 26 61 ================================================================================ Check Purchases (Reversals) XXX 00 00 ================================================================================ XXX 00 00 R ================================================================================ XXX 00 00 R ================================================================================ XXX 00 00 X ================================================================================ XXX 00 00 R ================================================================================ XXX 00 00 X ================================================================================ XXX 00 00 R ================================================================================ XXX 00 00 X ================================================================================ XXX 00 00 R ================================================================================ XXX 00 00 X ================================================================================ XXX 00 00 R ================================================================================ XXX 00 00 X ================================================================================ XXX 00 00 R ================================================================================ XXX 00 00 X ================================================================================ XXX 00 00 R ================================================================================ XXX 00 00 R ================================================================================ XXX 00 00 X ================================================================================ XXX 00 00 R ================================================================================ ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ PUR 26 00 R ================================================================================ BCM Accumulation Liquidations LIQ 01 32 ================================================================================ LIQ 01 42 ================================================================================ Transfers In/Out PUR 00 00 ================================================================================ XXX 00 00 ================================================================================ PUR 08 71 ================================================================================ PUR 14 71 ================================================================================ PUR 16 71 ================================================================================ PUR 22 71 ================================================================================ PUR 26 03 ================================================================================ PUR 26 71 ================================================================================ Transfers In & Out TFI/TFO 01 00 ================================================================================ TFI/TFO 01 01 ================================================================================ TFI/TFO 01 81 ================================================================================ TFI/TFO 01 82 ================================================================================ TFI/TFO 01 85 ================================================================================ TFI/TFO 01 86 ================================================================================ Check Liquidations LIQ 01 00 ================================================================================ LIQ 01 01 ================================================================================ LIQ 01 02 ================================================================================ LIQ 01 03 ================================================================================ LIQ 01 04 ================================================================================ LIQ 01 05 ================================================================================ LIQ 01 06 ================================================================================ LIQ 01 07 ================================================================================ LIQ 01 08 ================================================================================ LIQ 01 09 ================================================================================ LIQ 01 10 ================================================================================ LIQ 01 11 ================================================================================ LIQ 01 12 ================================================================================ LIQ 01 39 ================================================================================ ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ LIQ 01 14 ================================================================================ Wire Order Redemption WOR 01 00 ================================================================================ SWIP Redemption Checks LIQ 14 00 ================================================================================ RPO Liquidations LIQ 05 00 ================================================================================ Wires Out LIQ 01 20 ================================================================================ Drafts Paid LIQ 03 00 ================================================================================ Draft Order Fees LIQ 13 11 ================================================================================ Other Fees LIQ 13 08 ================================================================================ LIQ 13 13 ================================================================================ LIQ 13 16 ================================================================================ LIQ 13 17 ================================================================================ LIQ 13 18 ================================================================================ LIQ 13 19 ================================================================================ LIQ 13 23 ================================================================================ BCM Accumulation Fees LIQ 01 33 ================================================================================ LIQ 01 43 ================================================================================ Non-BCMG Advisor Fees LIQ 01 75 ================================================================================ WOR 01 75 ================================================================================ Certificate Issue CIS 01 00 ================================================================================ CIS 02 00 ================================================================================ Certificate Deposit CDP 01 00 ================================================================================ ADJ Credits ADJ 01 00 ================================================================================ PUR 04 01 ================================================================================ PUR 26 01 ================================================================================ ADJ Debits ADJ 02 00 ================================================================================

Monetary Transactions. In general all monetary transactions are chargeable with the exception of reversal transactions. The only chargeable reversal transaction is for returned investment checks. The following is a current list of chargeable transactions: ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ Incoming Wires XXX PUR 00 00 ================================================================================ Wire Order Purchases WOF 01 00 ================================================================================ Check Purchases XXX PUR 00 00 ================================================================================ XXX 00 00 ================================================================================ PUR 01 05 ================================================================================ PUR 01 08 ================================================================================ PUR 01 09 ================================================================================ PUR 07 00 ================================================================================ PUR 07 01 ================================================================================ PUR 08 00 ================================================================================ PUR 09 00 ================================================================================ PUR 09 01 ================================================================================ PUR 09 14 ================================================================================ PUR 10 00 ================================================================================ PUR 14 00 ================================================================================ PUR 15 00 ================================================================================ PUR 16 01 ================================================================================ PUR 22 00 ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ PUR 01 97 ================================================================================ PUR 01 98 ================================================================================ PUR 26 00 ================================================================================ RPO Purchases PUR 05 00 ================================================================================ ACH Purchases PUR 00 01 00 ================================================================================ XXX 00 00 ================================================================================ PUR 09 02 ================================================================================ PUR 02 00 ================================================================================ PUR 17 00 ================================================================================ PUR 18 00 ================================================================================ PUR 19 00 ================================================================================ PUR 20 00 ================================================================================ Direct Dividend & Capital Gains XXX PUR 00 00 ================================================================================ PUR 09 50 ================================================================================ PUR 07 50 ================================================================================ PUR 31 50 ================================================================================ Systematic Exchange Purchases XXX PUR 00 00 ================================================================================ PUR 07 60 ================================================================================ PUR 31 60 ================================================================================ BCM Accumulation Purchases XXX PUR 00 00 ================================================================================ PUR 01 33 ================================================================================ PUR 01 42 ================================================================================ PUR 01 43 ================================================================================ Exchange Purchases/Liquidations EXI/EXO 01 00 ================================================================================ EXI/EXO 01 61 ================================================================================ EXI/EXO 01 81 ================================================================================ EXI/EXO 01 82 ================================================================================ EXI/EXO 01 85 ================================================================================ EXI/EXO 01 86 ================================================================================ ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ PUR 01 06 ================================================================================ PUR 01 45 ================================================================================ PUR 07 61 ================================================================================ PUR 07 62 ================================================================================ PUR 08 61 ================================================================================ PUR 09 61 ================================================================================ PUR 09 63 ================================================================================ PUR 10 61 ================================================================================ PUR 14 61 ================================================================================ PUR 16 61 ================================================================================ PUR 22 61 ================================================================================ PUR 01 75 ================================================================================ PUR 26 61 ================================================================================ Check Purchases (Reversals) XXX PUR 00 00 ================================================================================ XXX 00 00 R ================================================================================ XXX 00 00 R ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ PUR 00 00 X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R ================================================================================ XXX 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ PUR 00 00 X ================================================================================ PUR 00 00 X ================================================================================ XXX 00 00 R X ================================================================================ ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ PUR 26 00 R ================================================================================ BCM Accumulation Liquidations LIQ 01 32 ================================================================================ LIQ 01 42 ================================================================================ Transfers In/Out PUR 00 01 00 ================================================================================ XXX 00 00 ================================================================================ PUR 08 71 ================================================================================ PUR 14 71 ================================================================================ PUR 16 71 ================================================================================ PUR 22 71 ================================================================================ PUR 26 03 ================================================================================ PUR 26 71 ================================================================================ Transfers In & Out TFI/TFO 01 00 ================================================================================ TFI/TFO 01 01 ================================================================================ TFI/TFO 01 81 ================================================================================ TFI/TFO 01 82 ================================================================================ TFI/TFO 01 85 ================================================================================ TFI/TFO 01 86 ================================================================================ Check Liquidations LIQ 01 00 ================================================================================ LIQ 01 01 ================================================================================ LIQ 01 02 ================================================================================ LIQ 01 03 ================================================================================ LIQ 01 04 ================================================================================ LIQ 01 05 ================================================================================ LIQ 01 06 ================================================================================ LIQ 01 07 ================================================================================ LIQ 01 08 ================================================================================ LIQ 01 09 ================================================================================ LIQ 01 10 ================================================================================ LIQ 01 11 ================================================================================ LIQ 01 12 ================================================================================ LIQ 01 39 ================================================================================ ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ LIQ 01 14 ================================================================================ Wire Order Redemption WOR 01 00 ================================================================================ SWIP Redemption Checks LIQ 14 00 ================================================================================ RPO Liquidations LIQ 05 00 ================================================================================ Wires Out LIQ 01 20 ================================================================================ Drafts Paid LIQ 03 00 ================================================================================ Draft Order Fees LIQ 13 11 ================================================================================ Other Fees LIQ 13 08 ================================================================================ LIQ 13 13 ================================================================================ LIQ 13 16 ================================================================================ LIQ 13 17 ================================================================================ LIQ 13 18 ================================================================================ LIQ 13 19 ================================================================================ LIQ 13 23 ================================================================================ BCM Accumulation Fees LIQ 01 33 ================================================================================ LIQ 01 43 ================================================================================ Non-BCMG Advisor Fees LIQ 01 75 ================================================================================ WOR 01 75 ================================================================================ Certificate Issue CIS 01 00 ================================================================================ CIS 02 00 ================================================================================ Certificate Deposit CDP 01 00 ================================================================================ ADJ Credits ADJ 01 00 ================================================================================ PUR 04 01 ================================================================================ PUR 26 01 ================================================================================ ADJ Debits ADJ 02 00 ================================================================================

Monetary Transactions. In general all monetary transactions are chargeable with the exception of reversal transactions. The only chargeable reversal transaction is for returned investment checks. The following is a current list of chargeable transactions: ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ Incoming Wires XXX PUR 00 00 ================================================================================ Wire Order Purchases WOF 01 00 ================================================================================ Check Purchases XXX PUR 00 00 ================================================================================ XXX 00 00 ================================================================================ PUR 01 05 ================================================================================ PUR 01 08 ================================================================================ PUR 01 09 ================================================================================ PUR 07 00 ================================================================================ PUR 07 01 ================================================================================ PUR 08 00 ================================================================================ PUR 09 00 ================================================================================ PUR 09 01 ================================================================================ PUR 09 14 ================================================================================ PUR 10 00 ================================================================================ PUR 14 00 ================================================================================ PUR 15 00 ================================================================================ PUR 16 01 ================================================================================ PUR 22 00 ================================================================================ ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ PUR 01 97 ================================================================================ PUR 01 98 ================================================================================ PUR 26 00 ================================================================================ RPO Purchases PUR 05 00 ================================================================================ ACH Purchases PUR 00 01 00 ================================================================================ XXX 00 00 ================================================================================ PUR 09 02 ================================================================================ PUR 02 00 ================================================================================ PUR 17 00 ================================================================================ PUR 18 00 ================================================================================ PUR 19 00 ================================================================================ PUR 20 00 ================================================================================ Direct Dividend & Capital Gains XXX PUR 00 00 ================================================================================ PUR 09 50 ================================================================================ PUR 07 50 ================================================================================ PUR 31 50 ================================================================================ Systematic Exchange Purchases XXX PUR 00 00 ================================================================================ PUR 07 60 ================================================================================ PUR 31 60 ================================================================================ BCM Accumulation Purchases XXX PUR 00 00 ================================================================================ PUR 01 33 ================================================================================ PUR 01 42 ================================================================================ PUR 01 43 ================================================================================ Exchange Purchases/Liquidations EXI/EXO 01 00 ================================================================================ EXI/EXO 01 61 ================================================================================ EXI/EXO 01 81 ================================================================================ EXI/EXO 01 82 ================================================================================ EXI/EXO 01 85 ================================================================================ EXI/EXO 01 86 ================================================================================ ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ PUR 01 06 ================================================================================ PUR 01 45 ================================================================================ PUR 07 61 ================================================================================ PUR 07 62 ================================================================================ PUR 08 61 ================================================================================ PUR 09 61 ================================================================================ PUR 09 63 ================================================================================ PUR 10 61 ================================================================================ PUR 14 61 ================================================================================ PUR 16 61 ================================================================================ PUR 22 61 ================================================================================ PUR 01 75 ================================================================================ PUR 26 61 ================================================================================ Check Purchases (Reversals) XXX PUR 00 00 ================================================================================ XXX 00 00 R ================================================================================ XXX 00 00 R ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R ================================================================================ XXX 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ PUR 00 00 X ================================================================================ XXX 00 00 R X ================================================================================ PUR 00 00 X ================================================================================ XXX 00 00 X ================================================================================ ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ PUR 26 00 R ================================================================================ BCM Accumulation Liquidations LIQ 01 32 ================================================================================ LIQ 01 42 ================================================================================ Transfers In/Out PUR 00 00 ================================================================================ XXX 00 00 PUR 07 71 ================================================================================ PUR 08 71 ================================================================================ PUR 14 71 ================================================================================ PUR 16 71 ================================================================================ PUR 22 71 ================================================================================ PUR 26 03 ================================================================================ PUR 26 71 ================================================================================ Transfers In & Out TFI/TFO 01 00 ================================================================================ TFI/TFO 01 01 ================================================================================ TFI/TFO 01 81 ================================================================================ TFI/TFO 01 82 ================================================================================ TFI/TFO 01 85 ================================================================================ TFI/TFO 01 86 ================================================================================ Check Liquidations LIQ 01 00 ================================================================================ LIQ 01 01 ================================================================================ LIQ 01 02 ================================================================================ LIQ 01 03 ================================================================================ LIQ 01 04 ================================================================================ LIQ 01 05 ================================================================================ LIQ 01 06 ================================================================================ LIQ 01 07 ================================================================================ LIQ 01 08 ================================================================================ LIQ 01 09 ================================================================================ LIQ 01 10 ================================================================================ LIQ 01 11 ================================================================================ LIQ 01 12 ================================================================================ LIQ 01 39 ================================================================================ ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ LIQ 01 14 ================================================================================ Wire Order Redemption WOR 01 00 ================================================================================ SWIP Redemption Checks LIQ 14 00 ================================================================================ RPO Liquidations LIQ 05 00 ================================================================================ Wires Out LIQ 01 20 ================================================================================ Drafts Paid LIQ 03 00 ================================================================================ Draft Order Fees LIQ 13 11 ================================================================================ Other Fees LIQ 13 08 ================================================================================ LIQ 13 13 ================================================================================ LIQ 13 16 ================================================================================ LIQ 13 17 ================================================================================ LIQ 13 18 ================================================================================ LIQ 13 19 ================================================================================ LIQ 13 23 ================================================================================ BCM Accumulation Fees LIQ 01 33 ================================================================================ LIQ 01 43 ================================================================================ Non-BCMG Advisor Fees LIQ 01 75 ================================================================================ WOR 01 75 ================================================================================ Certificate Issue CIS 01 00 ================================================================================ CIS 02 00 ================================================================================ Certificate Deposit CDP 01 00 ================================================================================ ADJ Credits ADJ 01 00 ================================================================================ PUR 04 01 ================================================================================ PUR 26 01 ================================================================================ ADJ Debits ADJ 02 00 ================================================================================

Monetary Transactions. In general all monetary transactions are chargeable with the exception of reversal transactions. The only chargeable reversal transaction is for returned investment checks. The following is a current list of chargeable transactions: ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ Incoming Wires XXX PUR 00 00 ================================================================================ Wire Order Purchases WOF 01 00 ================================================================================ Check Purchases XXX PUR 00 00 ================================================================================ XXX 00 00 PUR 01 03 ================================================================================ PUR 01 05 ================================================================================ PUR 01 08 ================================================================================ PUR 01 09 ================================================================================ PUR 07 00 ================================================================================ PUR 07 01 ================================================================================ PUR 08 00 ================================================================================ PUR 09 00 ================================================================================ PUR 09 01 ================================================================================ PUR 09 14 ================================================================================ PUR 10 00 ================================================================================ PUR 14 00 ================================================================================ PUR 15 00 ================================================================================ PUR 16 01 ================================================================================ PUR 22 00 ================================================================================ ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ PUR 01 97 ================================================================================ PUR 01 98 ================================================================================ PUR 26 00 ================================================================================ RPO Purchases PUR 05 00 ================================================================================ ACH Purchases PUR 00 01 00 ================================================================================ XXX 00 00 ================================================================================ PUR 09 02 ================================================================================ PUR 02 00 ================================================================================ PUR 17 00 ================================================================================ PUR 18 00 ================================================================================ PUR 19 00 ================================================================================ PUR 20 00 ================================================================================ Direct Dividend & Capital Gains XXX PUR 00 00 ================================================================================ PUR 09 50 ================================================================================ PUR 07 50 ================================================================================ PUR 31 50 ================================================================================ Systematic Exchange Purchases XXX PUR 00 00 ================================================================================ PUR 07 60 ================================================================================ PUR 31 60 ================================================================================ BCM Accumulation Purchases XXX PUR 00 00 ================================================================================ PUR 01 33 ================================================================================ PUR 01 42 ================================================================================ PUR 01 43 ================================================================================ Exchange Purchases/Liquidations EXI/EXO 01 00 ================================================================================ EXI/EXO 01 61 ================================================================================ EXI/EXO 01 81 ================================================================================ EXI/EXO 01 82 ================================================================================ EXI/EXO 01 85 ================================================================================ EXI/EXO 01 86 ================================================================================ ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ PUR 01 06 ================================================================================ PUR 01 45 ================================================================================ PUR 07 61 ================================================================================ PUR 07 62 ================================================================================ PUR 08 61 ================================================================================ PUR 09 61 ================================================================================ PUR 09 63 ================================================================================ PUR 10 61 ================================================================================ PUR 14 61 ================================================================================ PUR 16 61 ================================================================================ PUR 22 61 ================================================================================ PUR 01 75 ================================================================================ PUR 26 61 ================================================================================ Check Purchases (Reversals) XXX PUR 00 00 ================================================================================ XXX 00 00 R ================================================================================ XXX 00 00 R ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ PUR 00 00 X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R ================================================================================ XXX 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ PUR 00 00 X ================================================================================ PUR 00 00 X ================================================================================ XXX 00 00 R X ================================================================================ ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ PUR 26 00 R ================================================================================ BCM Accumulation Liquidations LIQ 01 32 ================================================================================ LIQ 01 42 ================================================================================ Transfers In/Out PUR 00 00 ================================================================================ XXX 00 00 PUR 07 71 ================================================================================ PUR 08 71 ================================================================================ PUR 14 71 ================================================================================ PUR 16 71 ================================================================================ PUR 22 71 ================================================================================ PUR 26 03 ================================================================================ PUR 26 71 ================================================================================ Transfers In & Out TFI/TFO 01 00 ================================================================================ TFI/TFO 01 01 ================================================================================ TFI/TFO 01 81 ================================================================================ TFI/TFO 01 82 ================================================================================ TFI/TFO 01 85 ================================================================================ TFI/TFO 01 86 ================================================================================ Check Liquidations LIQ 01 00 ================================================================================ LIQ 01 01 ================================================================================ LIQ 01 02 ================================================================================ LIQ 01 03 ================================================================================ LIQ 01 04 ================================================================================ LIQ 01 05 ================================================================================ LIQ 01 06 ================================================================================ LIQ 01 07 ================================================================================ LIQ 01 08 ================================================================================ LIQ 01 09 ================================================================================ LIQ 01 10 ================================================================================ LIQ 01 11 ================================================================================ LIQ 01 12 ================================================================================ LIQ 01 39 ================================================================================ ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ LIQ 01 14 ================================================================================ Wire Order Redemption WOR 01 00 ================================================================================ SWIP Redemption Checks LIQ 14 00 ================================================================================ RPO Liquidations LIQ 05 00 ================================================================================ Wires Out LIQ 01 20 ================================================================================ Drafts Paid LIQ 03 00 ================================================================================ Draft Order Fees LIQ 13 11 ================================================================================ Other Fees LIQ 13 08 ================================================================================ LIQ 13 13 ================================================================================ LIQ 13 16 ================================================================================ LIQ 13 17 ================================================================================ LIQ 13 18 ================================================================================ LIQ 13 19 ================================================================================ LIQ 13 23 ================================================================================ BCM Accumulation Fees LIQ 01 33 ================================================================================ LIQ 01 43 ================================================================================ Non-BCMG Advisor Fees LIQ 01 75 ================================================================================ WOR 01 75 ================================================================================ Certificate Issue CIS 01 00 ================================================================================ CIS 02 00 ================================================================================ Certificate Deposit CDP 01 00 ================================================================================ ADJ Credits ADJ 01 00 ================================================================================ PUR 04 01 ================================================================================ PUR 26 01 ================================================================================ ADJ Debits ADJ 02 00 ================================================================================

Monetary Transactions. In general all monetary transactions are chargeable with the exception of reversal transactions. The only chargeable reversal transaction is for returned investment checks. The following is a current list of chargeable transactions: ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ Incoming Wires XXX PUR 00 00 ================================================================================ Wire Order Purchases WOF 01 00 ================================================================================ Check Purchases XXX PUR 00 00 ================================================================================ XXX 00 00 PUR 01 03 ================================================================================ PUR 01 05 ================================================================================ PUR 01 08 ================================================================================ PUR 01 09 ================================================================================ PUR 07 00 ================================================================================ PUR 07 01 ================================================================================ PUR 08 00 ================================================================================ PUR 09 00 ================================================================================ PUR 09 01 ================================================================================ PUR 09 14 ================================================================================ PUR 10 00 ================================================================================ PUR 14 00 ================================================================================ PUR 15 00 ================================================================================ PUR 16 01 ================================================================================ PUR 22 00 ================================================================================ ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ PUR 01 97 ================================================================================ PUR 01 98 ================================================================================ PUR 26 00 ================================================================================ RPO Purchases PUR 05 00 ================================================================================ ACH Purchases PUR 00 00 ================================================================================ XXX 00 00 PUR 07 02 ================================================================================ PUR 09 02 ================================================================================ PUR 02 00 ================================================================================ PUR 17 00 ================================================================================ PUR 18 00 ================================================================================ PUR 19 00 ================================================================================ PUR 20 00 ================================================================================ Direct Dividend & Capital Gains XXX PUR 00 00 ================================================================================ PUR 09 50 ================================================================================ PUR 07 50 ================================================================================ PUR 31 50 ================================================================================ Systematic Exchange Purchases XXX PUR 00 00 ================================================================================ PUR 07 60 ================================================================================ PUR 31 60 ================================================================================ BCM Accumulation Purchases XXX PUR 00 00 ================================================================================ PUR 01 33 ================================================================================ PUR 01 42 ================================================================================ PUR 01 43 ================================================================================ Exchange Purchases/Liquidations EXI/EXO 01 00 ================================================================================ EXI/EXO 01 61 ================================================================================ EXI/EXO 01 81 ================================================================================ EXI/EXO 01 82 ================================================================================ EXI/EXO 01 85 ================================================================================ EXI/EXO 01 86 ================================================================================ ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ PUR 01 06 ================================================================================ PUR 01 45 ================================================================================ PUR 07 61 ================================================================================ PUR 07 62 ================================================================================ PUR 08 61 ================================================================================ PUR 09 61 ================================================================================ PUR 09 63 ================================================================================ PUR 10 61 ================================================================================ PUR 14 61 ================================================================================ PUR 16 61 ================================================================================ PUR 22 61 ================================================================================ PUR 01 75 ================================================================================ PUR 26 61 ================================================================================ Check Purchases (Reversals) XXX PUR 00 00 ================================================================================ XXX 00 00 R ================================================================================ XXX 00 00 R ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ PUR 00 00 X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R ================================================================================ XXX 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ PUR 00 00 X ================================================================================ PUR 00 00 X ================================================================================ XXX 00 00 R X ================================================================================ ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ PUR 26 00 R ================================================================================ BCM Accumulation Liquidations LIQ 01 32 ================================================================================ LIQ 01 42 ================================================================================ Transfers In/Out PUR 00 00 ================================================================================ XXX 00 00 PUR 07 71 ================================================================================ PUR 08 71 ================================================================================ PUR 14 71 ================================================================================ PUR 16 71 ================================================================================ PUR 22 71 ================================================================================ PUR 26 03 ================================================================================ PUR 26 71 ================================================================================ Transfers In & Out TFI/TFO 01 00 ================================================================================ TFI/TFO 01 01 ================================================================================ TFI/TFO 01 81 ================================================================================ TFI/TFO 01 82 ================================================================================ TFI/TFO 01 85 ================================================================================ TFI/TFO 01 86 ================================================================================ Check Liquidations LIQ 01 00 ================================================================================ LIQ 01 01 ================================================================================ LIQ 01 02 ================================================================================ LIQ 01 03 ================================================================================ LIQ 01 04 ================================================================================ LIQ 01 05 ================================================================================ LIQ 01 06 ================================================================================ LIQ 01 07 ================================================================================ LIQ 01 08 ================================================================================ LIQ 01 09 ================================================================================ LIQ 01 10 ================================================================================ LIQ 01 11 ================================================================================ LIQ 01 12 ================================================================================ LIQ 01 39 ================================================================================ ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ LIQ 01 14 ================================================================================ Wire Order Redemption WOR 01 00 ================================================================================ SWIP Redemption Checks LIQ 14 00 ================================================================================ RPO Liquidations LIQ 05 00 ================================================================================ Wires Out LIQ 01 20 ================================================================================ Drafts Paid LIQ 03 00 ================================================================================ Draft Order Fees LIQ 13 11 ================================================================================ Other Fees LIQ 13 08 ================================================================================ LIQ 13 13 ================================================================================ LIQ 13 16 ================================================================================ LIQ 13 17 ================================================================================ LIQ 13 18 ================================================================================ LIQ 13 19 ================================================================================ LIQ 13 23 ================================================================================ BCM Accumulation Fees LIQ 01 33 ================================================================================ LIQ 01 43 ================================================================================ Non-BCMG Advisor Fees LIQ 01 75 ================================================================================ WOR 01 75 ================================================================================ Certificate Issue CIS 01 00 ================================================================================ CIS 02 00 ================================================================================ Certificate Deposit CDP 01 00 ================================================================================ ADJ Credits ADJ 01 00 ================================================================================ PUR 04 01 ================================================================================ PUR 26 01 ================================================================================ ADJ Debits ADJ 02 00 ================================================================================

Monetary Transactions. In general all monetary transactions are chargeable with the exception of reversal transactions. The only chargeable reversal transaction is for returned investment checks. The following is a current list of chargeable transactions: ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ Incoming Wires XXX PUR 00 00 ================================================================================ Wire Order Purchases WOF 01 00 ================================================================================ Check Purchases XXX PUR 00 00 ================================================================================ XXX 00 00 PUR 01 03 ================================================================================ PUR 01 05 ================================================================================ PUR 01 08 ================================================================================ PUR 01 09 ================================================================================ PUR 07 00 ================================================================================ PUR 07 01 ================================================================================ PUR 08 00 ================================================================================ PUR 09 00 ================================================================================ PUR 09 01 ================================================================================ PUR 09 14 ================================================================================ PUR 10 00 ================================================================================ PUR 14 00 ================================================================================ PUR 15 00 ================================================================================ PUR 16 01 ================================================================================ PUR 22 00 ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ PUR 01 97 ================================================================================ PUR 01 98 ================================================================================ PUR 26 00 ================================================================================ RPO Purchases PUR 05 00 ================================================================================ ACH Purchases PUR 00 00 ================================================================================ XXX 00 00 ================================================================================ PUR 09 02 ================================================================================ PUR 02 00 ================================================================================ PUR 17 00 ================================================================================ PUR 18 00 ================================================================================ PUR 19 00 ================================================================================ PUR 20 00 ================================================================================ Direct Dividend & Capital Gains XXX PUR 00 00 ================================================================================ PUR 09 50 ================================================================================ PUR 07 50 ================================================================================ PUR 31 50 ================================================================================ Systematic Exchange Purchases XXX PUR 00 00 ================================================================================ PUR 07 60 ================================================================================ PUR 31 60 ================================================================================ BCM Accumulation Purchases XXX PUR 00 00 ================================================================================ PUR 01 33 ================================================================================ PUR 01 42 ================================================================================ PUR 01 43 ================================================================================ Exchange Purchases/Liquidations EXI/EXO 01 00 ================================================================================ EXI/EXO 01 61 ================================================================================ EXI/EXO 01 81 ================================================================================ EXI/EXO 01 82 ================================================================================ EXI/EXO 01 85 ================================================================================ EXI/EXO 01 86 ================================================================================ ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ PUR 01 06 ================================================================================ PUR 01 45 ================================================================================ PUR 07 61 ================================================================================ PUR 07 62 ================================================================================ PUR 08 61 ================================================================================ PUR 09 61 ================================================================================ PUR 09 63 ================================================================================ PUR 10 61 ================================================================================ PUR 14 61 ================================================================================ PUR 16 61 ================================================================================ PUR 22 61 ================================================================================ PUR 01 75 ================================================================================ PUR 26 61 ================================================================================ Check Purchases (Reversals) XXX PUR 00 00 ================================================================================ XXX 00 00 R ================================================================================ XXX 00 00 R ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ PUR 00 00 X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R ================================================================================ XXX 00 00 R X ================================================================================ XXX 00 00 X ================================================================================ XXX PUR 00 00 R X ================================================================================ ================================================================================ Description Transaction Type Sub Code Literal Code XXX 00 00 X ================================================================================ PUR 26 00 R 00 X ================================================================================ XXX 00 00 X ================================================================================ BCM Accumulation Liquidations LIQ 01 32 ================================================================================ LIQ 01 42 ================================================================================ Transfers In/Out PUR 00 00 ================================================================================ XXX 00 00 PUR 07 71 ================================================================================ PUR 08 71 ================================================================================ PUR 14 71 ================================================================================ PUR 16 71 ================================================================================ PUR 22 71 ================================================================================ PUR 26 03 ================================================================================ PUR 26 71 ================================================================================ Transfers In & Out TFI/TFO 01 00 ================================================================================ TFI/TFO 01 01 ================================================================================ TFI/TFO 01 81 ================================================================================ TFI/TFO 01 82 ================================================================================ TFI/TFO 01 85 ================================================================================ TFI/TFO 01 86 ================================================================================ Check Liquidations LIQ 01 00 ================================================================================ LIQ 01 01 ================================================================================ LIQ 01 02 ================================================================================ LIQ 01 03 ================================================================================ LIQ 01 04 ================================================================================ LIQ 01 05 ================================================================================ LIQ 01 06 ================================================================================ LIQ 01 07 ================================================================================ LIQ 01 08 ================================================================================ LIQ 01 09 ================================================================================ LIQ 01 10 ================================================================================ LIQ 01 11 ================================================================================ LIQ 01 12 ================================================================================ LIQ 01 39 ================================================================================ ================================================================================ Description Transaction Type Sub Code Literal Code ================================================================================ LIQ 01 14 ================================================================================ Wire Order Redemption WOR 01 00 ================================================================================ SWIP Redemption Checks LIQ 14 00 ================================================================================ RPO Liquidations LIQ 05 00 ================================================================================ Wires Out LIQ 01 20 ================================================================================ Drafts Paid LIQ 03 00 ================================================================================ Draft Order Fees LIQ 13 11 ================================================================================ Other Fees LIQ 13 08 ================================================================================ LIQ 13 13 ================================================================================ LIQ 13 16 ================================================================================ LIQ 13 17 ================================================================================ LIQ 13 18 ================================================================================ LIQ 13 19 ================================================================================ LIQ 13 23 ================================================================================ BCM Accumulation Fees LIQ 01 33 ================================================================================ LIQ 01 43 ================================================================================ Non-BCMG Advisor Fees LIQ 01 75 ================================================================================ WOR 01 75 ================================================================================ Certificate Issue CIS 01 00 ================================================================================ CIS 02 00 ================================================================================ Certificate Deposit CDP 01 00 ================================================================================ ADJ Credits ADJ 01 00 ================================================================================ PUR 04 01 ================================================================================ PUR 26 01 ================================================================================ ADJ Debits ADJ 02 00 ================================================================================