MATURITY GUIDELINES. All Approved Investments will have a maturity of the next business day. Bank may utilize an alternative trading system DBVX ATS (“DBVX”) for certain repurchase transactions. DBVX is registered with the SEC and operated by BNY Mellon Capital Markets, LLC, a SEC-registered broker-dealer. DBVX and BNY Mellon Capital Markets, LLC are affiliates of The Bank of New York Mellon. More information can be found at: ▇▇▇▇▇://▇▇▇.▇▇▇▇▇▇▇▇▇.▇▇▇/us/en/what-we-do/markets/dbvx.jsp Agreed to and Approved by Agreed to and Approved by FUNDS IDENTIFIED ON ATTACHMENT 1 By: /s/ ▇▇▇▇ ▇▇▇▇ HERETO SEVERALLY AND NOT JOINTLY (Signature) Name: ▇▇▇▇ ▇▇▇▇ Title: Director Securities Finance, BNY Mellon By: /s/ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ (Signature) Name: ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ By: /s/ ▇▇▇▇▇ ▇ ▇▇▇ Title: Treasurer (Signature) Name: ▇▇▇▇▇ ▇. ▇▇▇ NEXPOINT ADVISORS, L.P. ACTING Title: Director, BNY Mellon Securities Finance By: /s/ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ (Signature) Name: ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ Title: Treasurer THE BANK OF NEW YORK MELLON and (“Bank”) and HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. (“HCMFA”) and NEXPOINT ADVISORS, L.P. (“NexPoint”, and together with HCMFA, the “Client”), each acting solely on behalf of each of their respective advised funds identified on Attachment 1 hereto, as amended, modified or supplemented from time to time (each a “Lender” and collectively the “Lenders”) The following is the list of Borrowers in the Program referred to in the Agreement, as of the date of the Agreement. Domestic International 1. ABN AMRO Securities (USA) LLC 72. ABN AMRO Bank NV 2. Bank of New York Mellon ** 73. ABN Amro Clearing NV 3. Barclays Capital, Inc. * 74. Air Canada Pension Master Trust Fund 4. BMO Capital Markets Corp* 75. Banco Santander SA 5. BNP Paribas Securities Corp * 76. Bank of Montreal 6. BNY Mellon Capital Markets LLC ** 77. Bank of Montreal Ireland PLC 7. BofA Securities, Inc.* 78. The Bank of Nova Scotia 8. Cantor ▇▇▇▇▇▇▇▇▇▇ & Co. * 79. The Bank of Tokyo Mitsubishi UFJ Ltd 9. ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ & Co., Inc. 80. Barclays Bank PLC 10. ▇▇ ▇▇▇▇▇▇▇▇▇ Inc. 81. Barclays Capital Securities Ltd. 11. CF Secured, LLC 82. Bayerische Landesbank, Anstalt des öffentlichen Rechts
Appears in 1 contract
Sources: Securities Lending Authorization Agreement (Highland Funds I)
MATURITY GUIDELINES. ● All Approved Investments will have a maturity of the next business day. Bank may utilize an alternative trading system DBVX ATS (“DBVX”) for certain repurchase transactions. DBVX is registered with the SEC and operated by BNY Mellon Capital Markets, LLC, a SEC-registered broker-dealer. DBVX and BNY Mellon Capital Markets, LLC are affiliates of The Bank of New York Mellon. More information can be found at: ▇▇▇▇▇://▇▇▇.▇▇▇▇▇▇▇▇▇.▇▇▇/us/en/what-we-do/markets/dbvx.jsp Agreed to and Approved by Agreed to and Approved by HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. ACTING SOLELY ON BEHALF OF EACH OF ITS ADVISED FUNDS IDENTIFIED ON ATTACHMENT 1 By: /s/ ▇▇▇▇ ▇▇▇▇ HERETO SEVERALLY AND NOT JOINTLY (Signature) Name: ▇▇▇▇ ▇▇▇▇ Title: Director Securities Finance, BNY Mellon By: /s/ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ (Signature) Name: ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ By: /s/ ▇▇▇▇▇ ▇ ▇▇▇ Title: Treasurer (Signature) Name: ▇▇▇▇▇ ▇. ▇▇▇ NEXPOINT ADVISORS, L.P. ACTING Title: Director, BNY Mellon Securities Finance By: /s/ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ (Signature) Name: ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ Title: Treasurer NEXPOINT ADVISORS, L.P. ACTING SOLELY ON BEHALF OF EACH OF ITS ADVISED FUNDS IDENTIFIED ON ATTACHMENT 1 HERETO SEVERALLY AND NOT JOINTLY By: /s/ ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ (Signature) Name: ▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇ Title: Treasurer THE BANK OF NEW YORK MELLON By: /s/ ▇▇▇▇ ▇▇▇▇ (Signature) Name: ▇▇▇▇ ▇▇▇▇ Title: Director, Securities Finance By: /s/ ▇▇▇▇▇ ▇. ▇▇▇ (Signature) Name: ▇▇▇▇▇ ▇. ▇▇▇ Title: Director, Securities Finance THE BANK OF NEW YORK MELLON and (“Bank”) and HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P. (“HCMFA”) and NEXPOINT ADVISORS, L.P. (“NexPoint”, and together with HCMFA, the “Client”), each acting solely on behalf of each of their respective advised funds identified on Attachment 1 hereto, as amended, modified or supplemented from time to time (each a “Lender” and collectively the “Lenders”) The following is the list of Borrowers in the Program referred to in the Agreement, as of the date of the Agreement. Domestic International
1. ABN AMRO Securities (USA) LLC 72. ABN AMRO Bank NV 2. Bank of New York Mellon ** 73. ABN Amro Clearing NV 3. Barclays Capital, Inc. * 74. Air Canada Pension Master Trust Fund 4. BMO Capital Markets Corp* 75. Banco Santander SA 5. BNP Paribas Securities Corp * 76. Bank of Montreal 6. BNY Mellon Capital Markets LLC ** 77. Bank of Montreal Ireland PLC 7. BofA Securities, Inc.* 78. The Bank of Nova Scotia
8. Cantor ▇▇▇▇▇▇▇▇▇▇ & Co. * 79. The Bank of Tokyo Mitsubishi UFJ Ltd 9. ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ & Co., Inc. 80. Barclays Bank PLC 10. ▇▇ ▇▇▇▇▇▇▇▇▇ Inc. 81. Barclays Capital Securities Ltd. 11. CF Secured, LLC 82. Bayerische Landesbank, Anstalt des öffentlichen Rechts.
Appears in 1 contract
Sources: Securities Lending Authorization Agreement (Highland Funds Ii)