Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 5 contracts
Sources: Underwriting Agreement (Invesco Mortgage Capital Inc.), Underwriting Agreement (Invesco Mortgage Capital Inc.), Underwriting Agreement (Invesco Mortgage Capital Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor or the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 5 contracts
Sources: Underwriting Agreement (PDC Energy, Inc.), Underwriting Agreement (PDC Energy, Inc.), Underwriting Agreement (PDC Energy, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Sources: Underwriting Agreement (Tellurian Inc. /De/), Underwriting Agreement (Tellurian Inc. /De/), Underwriting Agreement (Tellurian Inc. /De/)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package Preliminary Offering Memorandum and the Prospectus Offering Memorandum will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Sources: Purchase Agreement (Advance Auto Parts Inc), Purchase Agreement (Land O Lakes Inc), Purchase Agreement (Land O Lakes Inc)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries Issuer as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Sources: Underwriting Agreement (Broadstone Net Lease, Inc.), Underwriting Agreement (Aptiv PLC), Underwriting Agreement (Aptiv PLC)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Final Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.;
Appears in 4 contracts
Sources: Underwriting Agreement (Perpetua Resources Corp.), Underwriting Agreement (Perpetua Resources Corp.), Underwriting Agreement (Dakota Gold Corp.)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Shares nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U U, or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Sources: Underwriting Agreement (Absci Corp), Underwriting Agreement (Absci Corp), Underwriting Agreement (Absci Corp)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus Offering Memorandum will violate Regulation Regulations T, U or U, and X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 4 contracts
Sources: Purchase Agreement (Sunnova Energy International Inc.), Purchase Agreement (Sunnova Energy International Inc.), Purchase Agreement (Sunnova Energy International Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Offered Closing Units and the Option Securities nor the application of the proceeds thereof by the Company or its subsidiaries Company, in each case, as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus Final Prospectus, will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Sources: Underwriting Agreement (Elate Group, Inc.), Underwriting Agreement (Elate Group, Inc.), Underwriting Agreement (Elate Group, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Final Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Sources: Underwriting Agreement, Underwriting Agreement (Kindred Healthcare, Inc), Underwriting Agreement (Kindred Healthcare, Inc)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Sources: Underwriting Agreement (Davita Healthcare Partners Inc.), Underwriting Agreement (Davita Healthcare Partners Inc.), Underwriting Agreement (Davita Inc)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Stock nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration StatementStatements, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Sources: Underwriting Agreement (Aerie Pharmaceuticals Inc), Underwriting Agreement (Aerie Pharmaceuticals Inc), Underwriting Agreement (Aerie Pharmaceuticals Inc)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Shares by the Company nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 3 contracts
Sources: Underwriting Agreement (Healthequity, Inc.), Underwriting Agreement (Healthequity, Inc.), Underwriting Agreement (Healthequity, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Shares nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System Board or any other regulation of such Board of Governorsthe Federal Reserve Board.
Appears in 3 contracts
Sources: Placement Agency Agreement (Bryn Mawr Bank Corp), Placement Agency Agreement (Valley National Bancorp), Equity Distribution Agreement (Valley National Bancorp)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, Statement and the General Disclosure Package and the Final Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Sources: Placement Agency Agreement (SANUWAVE Health, Inc.), Placement Agency Agreement (SilverSun Technologies, Inc.), Placement Agency Agreement (SilverSun Technologies, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Shares nor the application of the proceeds thereof by the Company or its subsidiaries and OpCo as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Sources: Underwriting Agreement (WaterBridge Infrastructure LLC), Underwriting Agreement (WaterBridge Infrastructure LLC), Underwriting Agreement (WaterBridge Infrastructure LLC)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, if any, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Sources: Underwriting Agreement (BrightSpire Capital, Inc.), Underwriting Agreement (DigitalBridge Group, Inc.), Underwriting Agreement (BrightSpire Capital, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Shares by the Company nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Sources: Underwriting Agreement (Century Therapeutics, Inc.), Underwriting Agreement (Eargo, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Shares nor the application of the proceeds thereof therefrom by the Company or its subsidiaries as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 2 contracts
Sources: Underwriting Agreement (Oak Street Health, Inc.), Underwriting Agreement (Oak Street Health, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Shares by the Company nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Sources: Underwriting Agreement (Ares Management Corp), Underwriting Agreement (Ares Management Corp)
Margin Rules. Neither the issuance, sale and delivery of the Offered Firm Securities and the Option Securities nor the application of the proceeds thereof by the Company or its subsidiaries Company, in each case, as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus Final Prospectus, will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Sources: Underwriting Agreement (Volcon, Inc.), Underwriting Agreement (Volcon, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Securities, nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Sources: Underwriting Agreement (MoonLake Immunotherapeutics), Underwriting Agreement (MoonLake Immunotherapeutics)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus Registration Statement will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Sources: Underwriting Agreement (Builders FirstSource, Inc.), Underwriting Agreement (Warburg Pincus Private Equity IX, L.P.)
Margin Rules. Neither the issuance, sale and or delivery of the Offered Securities Shares nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the Prospectus and the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Sources: Sales Agency Financing Agreement (Avalonbay Communities Inc), Sales Agency Financing Agreement (Avalonbay Communities Inc)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the net proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Sources: Underwriting Agreement (Pebblebrook Hotel Trust), Underwriting Agreement (Pebblebrook Hotel Trust)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Time of Sale Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Sources: Underwriting Agreement (Lucid Diagnostics Inc.), Underwriting Agreement (Lucid Diagnostics Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Shares nor the application of the proceeds thereof by the Company or its subsidiaries the LLC as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Sources: Underwriting Agreement (Nextracker Inc.), Underwriting Agreement (Nextracker Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Notes nor the application of the proceeds thereof by the Company or its subsidiaries Parties as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Sources: Underwriting Agreement (TPG Inc.), Underwriting Agreement (TPG Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Sources: Placement Agency Agreement (Scholar Rock Holding Corp), Underwriting Agreement (MTS Systems Corp)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Shares nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus Prospectuses will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries and the Issuer as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will violate or result in a violation of Section 7 of the 1934 Act, or any regulation promulgated thereunder, including without limitation, Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Shares nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Final Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuanceissuance of, sale and subscription for or delivery of the Offered Securities Shares nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Shares nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors...
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Shares and any Confirmation Shares nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Shares nor the application of the proceeds thereof by the Company or its subsidiaries Parties as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U U, or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Shares nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Shares nor the application of the proceeds thereof by the Company or its subsidiaries Definitive Parties as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Sources: Underwriting Agreement (Definitive Healthcare Corp.)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof received by the Company or its subsidiaries as described in each of the Registration Statement, the General Pricing Disclosure Package Package, the Prospectus and the French Listing Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance of the Shares, nor the issuance, sale and delivery of the Offered Securities Shares nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Units nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, Statement and the General Disclosure Package and the Final Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Sources: Placement Agency Agreement (Nac Global Technologies, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Shares nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governorsthe Federal Reserve.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Common Shares nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities any Shares nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Sources: Atm Equity Offering Sales Agreement (South Jersey Industries Inc)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Shares and Warrants nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, issuance and sale and delivery of the Offered Securities Shares nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Sources: Underwriting Agreement (Bullish)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Time of Sale Disclosure Package Package, and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Closing Securities and the Option Securities nor the application of the proceeds thereof by the Company or its subsidiaries Company, in each case, as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus Final Prospectus, will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Shares nor the application of the proceeds thereof therefrom by the Company or its subsidiaries as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities and, upon exercise of the Pre-Funded Warrants, the Warrant Shares, nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Shares, nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Underwritten Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Sources: Underwriting Agreement (South Jersey Industries Inc)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration StatementDisclosure Package, the General Disclosure Package Final Prospectus and the Prospectus Registration Statement will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Final Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Sources: Underwriting Agreement (Suzano S.A.)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Shares nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Company Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Sources: Underwriting Agreement (Grid Dynamics Holdings, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Shares by the Company, nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Sources: Underwriting Agreement (Lender Processing Services, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities or the Common Shares in the Concurrent Private Placement nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Sources: Underwriting Agreement (Mind Medicine (MindMed) Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries Partnership as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Underwritten Shares nor the application of the proceeds thereof received by the Company or its subsidiaries as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Sources: Underwriting Agreement (Zai Lab LTD)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Final Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Sources: Underwriting Agreement (Aei)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Underlying Shares nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities Shares nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 1 contract
Sources: Underwriting Agreement (Monmouth Real Estate Investment Corp)
Margin Rules. Neither the issuance, sale and delivery of the Offered Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Sources: Underwriting Agreement (Mind Medicine (MindMed) Inc.)