Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 379 contracts
Samples: Underwriting Agreement (ImmunoGen, Inc.), Underwriting Agreement (Tactile Systems Technology Inc), Underwriting Agreement (Novavax Inc)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Stock as described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System system or any other regulation of such Board of Governors.
Appears in 94 contracts
Samples: Underwriting Agreement (Sutro Biopharma, Inc.), Underwriting Agreement (Humacyte, Inc.), Underwriting Agreement (ClearPoint Neuro, Inc.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Public Units as described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System system or any other regulation of such Board of Governors.
Appears in 33 contracts
Samples: Underwriting Agreement (Roth CH Acquisition v Co.), Underwriting Agreement (Roth CH Acquisition v Co.), Underwriting Agreement (Roth CH Acquisition v Co.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 33 contracts
Samples: Letter Agreement (ImmunoGen, Inc.), Underwriting Agreement (Otonomy, Inc.), RBB Bancorp
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governorsthe Federal Reserve.
Appears in 31 contracts
Samples: Underwriting Agreement (Five Star Bancorp), Underwriting Agreement (Colony Bankcorp Inc), Underwriting Agreement (Third Coast Bancshares, Inc.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package Statement and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 25 contracts
Samples: Open Market Sale (ImmunoGen, Inc.), Open Market Sale (ImmunoGen, Inc.), Sales Agreement (Conformis Inc)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governorsthe Federal Reserve.
Appears in 22 contracts
Samples: Underwriting Agreement (Berkshire Hills Bancorp Inc), Underwriting Agreement (Lakeland Bancorp Inc), Underwriting Agreement (Veritex Holdings, Inc.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities as described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 20 contracts
Samples: Underwriting Agreement (Aytu Biopharma, Inc), Underwriting Agreement (Misonix Inc), Underwriting Agreement (SharpSpring, Inc.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Placement Shares as described in the Registration Statement, the Pricing Disclosure Package Statement and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 17 contracts
Samples: Sales Agreement (Ultragenyx Pharmaceutical Inc.), Sales Agreement (AVITA Medical, Inc.), Sales Agreement
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities as described in the Registration Statement, the Pricing Disclosure Package Time of Sale Information and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 13 contracts
Samples: Comerica Inc /New/, Underwriting Agreement (Clovis Oncology, Inc.), Nevro Corp
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Offered Securities as described in the Registration Statement, the Pricing General Disclosure Package and the Final Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 13 contracts
Samples: Underwriting Agreement (Crescent Energy Co), Underwriting Agreement (FREYR Battery), Underwriting Agreement (Crescent Energy Co)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities as described in the Registration Statement, the Pricing Disclosure Package Time of Sale Information and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System Board or any other regulation of such Board of Governorsthe Federal Reserve Board.
Appears in 11 contracts
Samples: Underwriting Agreement (Fifth Third Bancorp), Underwriting Agreement (Fifth Third Bancorp), Underwriting Agreement (Fifth Third Bancorp)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Placement Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System system or any other regulation of such Board of Governors.
Appears in 11 contracts
Samples: Sales Agreement (Athira Pharma, Inc.), Sales Agreement (Albireo Pharma, Inc.), Sales Agreement (Alx Oncology Holdings Inc)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Placement Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 10 contracts
Samples: Equity Distribution Agreement (Spire Global, Inc.), Equity Distribution Agreement (Spire Global, Inc.), Equity Distribution Agreement (Clever Leaves Holdings Inc.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 7 contracts
Samples: iRhythm Technologies, Inc., iRhythm Technologies, Inc., NMI Holdings, Inc.
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities as described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System system or any other regulation of such Board of Governors.
Appears in 7 contracts
Samples: Underwriting Agreement (Nkarta, Inc.), Underwriting Agreement (Emcore Corp), Underwriting Agreement (BigBear.ai Holdings, Inc.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities as described in each of the Registration Statement, the Pricing Disclosure Package Time of Sale Information and the Prospectus Offering Memorandum will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 6 contracts
Samples: Purchase Agreement (Callon Petroleum Co), Purchase Agreement (Callon Petroleum Co), Purchase Agreement (Callon Petroleum Co)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package any Permitted Free Writing Prospectus and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 6 contracts
Samples: Distribution Agreement (Retail Properties of America, Inc.), Distribution Agreement (Retail Properties of America, Inc.), Distribution Agreement (Retail Properties of America, Inc.)
Margin Rules. The application of the proceeds received by the Company Partnership from the issuance, sale and delivery of the Shares Units as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 6 contracts
Samples: Underwriting Agreement (Carlyle Group L.P.), Underwriting Agreement (Carlyle Group L.P.), Underwriting Agreement (Ares Management Lp)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus Offering Memorandum will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 5 contracts
Samples: Purchase Agreement (Oshkosh Corp), Purchase Agreement (Sonic Automotive Inc), Purchase Agreement (Oshkosh Corp)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Placement Shares as described in the Registration Statement, the Pricing Disclosure Package Statement and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System system or any other regulation of such Board of Governors.
Appears in 5 contracts
Samples: Common Stock Sales Agreement (Avidity Biosciences, Inc.), Sales Agreement (Avidity Biosciences, Inc.), Sales Agreement (Avidity Biosciences, Inc.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System system or any other regulation of such Board of Governors.
Appears in 5 contracts
Samples: Underwriting Agreement (COMPASS Pathways PLC), Underwriting Agreement (Realnetworks Inc), Underwriting Agreement (Smith Micro Software, Inc.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities as described in the Registration Statement, the Pricing Disclosure Package Time of Sale Information and the Prospectus Offering Memorandum will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 5 contracts
Samples: Letter Agreement (Ironwood Pharmaceuticals Inc), Letter Agreement, Purchase Agreement (Ironwood Pharmaceuticals Inc)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Underwritten Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: Synovus Financial (Synovus Financial Corp), Synovus Financial Corp, Synovus Financial Corp
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: Agreement (Sundial Growers Inc.), Helios And (Helios & Matheson Analytics Inc.), Sundial Growers Inc.
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: Underwriting Agreement (Dynex Capital Inc), Underwriting Agreement (Dynex Capital Inc), Dynex Capital Inc
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Notes as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: Underwriting Agreement (Carlyle Group Inc.), Underwriting Agreement (Carlyle Group Inc.), M I Homes Inc
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Units as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: Underwriting Agreement (Palatin Technologies Inc), Palatin Technologies Inc, EnteroMedics Inc
Margin Rules. The application of the proceeds received by the Company from Neither the issuance, sale and delivery of the Shares by the Company nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: IDEAYA Biosciences, Inc., IDEAYA Biosciences, Inc., IDEAYA Biosciences, Inc.
Margin Rules. The application of the proceeds received by the Company from Neither the issuance, sale and delivery of the Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: Solid Biosciences Inc., Underwriting Agreement (Ceridian HCM Holding Inc.), Cambium Networks Corp
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: Underwriting Agreement (Strategic Hotels & Resorts, Inc), Strategic Hotels & Resorts, Inc, Strategic Hotels & Resorts, Inc
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Offered Securities as described in the Registration Statement, the Pricing Disclosure Package Time of Sale Prospectus and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System system or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Underwriting Agreement (Praxis Precision Medicines, Inc.), Underwriting Agreement (Praxis Precision Medicines, Inc.), Underwriting Agreement (Praxis Precision Medicines, Inc.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package Time of Sale Prospectus and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Underwriting Agreement (Corbus Pharmaceuticals Holdings, Inc.), Underwriting Agreement (Corbus Pharmaceuticals Holdings, Inc.), Corbus Pharmaceuticals Holdings, Inc.
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package and or the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governorsthe Federal Reserve.
Appears in 3 contracts
Samples: Underwriting Agreement (OP Bancorp), Underwriting Agreement (OP Bancorp), Underwriting Agreement (OP Bancorp)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus Prospectus, will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Dealer Manager Agreement (First Security Group Inc/Tn), Dealer Manager Agreement (Bank of Florida Corp), Dealer Manager Agreement (Bank of Florida Corp)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System system or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Sutro Biopharma, Inc., Inhibrx, Inc., Sutro Biopharma, Inc.
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Underwriting Agreement (Hudson Technologies Inc /Ny), Underwriting Agreement (Synthetic Biologics, Inc.), Underwriting Agreement (Hudson Technologies Inc /Ny)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities, as described in the Registration Statement, the Pricing Disclosure Package and the Final Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Underwriting Agreement (Exelon Corp), Exelon Corp, Underwriting Agreement (Exelon Corp)
Margin Rules. The application of the net proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Underwriting Agreement (Cleveland-Cliffs Inc.), Underwriting Agreement (Cliffs Natural Resources Inc.), Cliffs Natural Resources Inc.
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package Time of Sale Information and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Bluebird Bio, Inc., Nevro Corp
Margin Rules. The application of the proceeds received by the Company from the issuance of the Shares and the issuance, sale and delivery of the Shares Offered ADSs as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Criteo S.A., Criteo S.A.
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Offered Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Stratasys Ltd.), Underwriting Agreement (Objet LTD)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, Prospectus or the Pricing Disclosure Package and the Prospectus Time of Sale Information will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Sales Agreement (Kala Pharmaceuticals, Inc.), Sales Agreement (Kala Pharmaceuticals, Inc.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Kinsale Capital Group, Inc.), Underwriting Agreement (Kinsale Capital Group, Inc.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery issuance of the Shares and the sale of the Offered ADSs as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Trony Solar Holdings Co LTD, Ambow Education Holding Ltd.
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares and the Warrants as described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Synthetic Biologics, Inc.), Placement Agency Agreement (Synthetic Biologics, Inc.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of by the Shares Company as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Sienna Biopharmaceuticals, Inc., Sienna Biopharmaceuticals, Inc.
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package and Statement or the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System system or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Sales Agreement (Molecular Templates, Inc.), Sales Agreement (Molecular Templates, Inc.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governorsthe Federal Reserve.
Appears in 2 contracts
Samples: Underwriting Agreement (Hanover Bancorp, Inc. /NY), Underwriting Agreement (LINKBANCORP, Inc.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Placement Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Common Stock Sales Agreement (Invitae Corp), Common Stock (Invitae Corp)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Offered ADSs and the Shares represented thereby as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Acquity Group LTD), ShangPharma Corp
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Common Stock as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System system or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: The Market Offering Agreement (CAPSTONE TURBINE Corp), Sales Agreement (CAPSTONE TURBINE Corp)
Margin Rules. The application of the proceeds received by the Company Company, if any, from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities as described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System system or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Tilray Brands, Inc.), Underwriting Agreement (Tilray, Inc.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Public Shares as described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System system or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Panacea Acquisition Corp. II), Underwriting Agreement (Panacea Acquisition Corp. II)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities as described in each of the Registration Statement, the Pricing Disclosure Package Time of Sale Information and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Oshkosh Corp), Oshkosh Corp
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares by the Company as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System system or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Adverum Biotechnologies, Inc., Adverum Biotechnologies, Inc.
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Issuance Shares or any Common Shares issued pursuant to any Forward Contract as described in the Registration Statement, the Pricing Disclosure Package Statement and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Equity Distribution Agreement (RPT Realty), RPT Realty
Margin Rules. The application of the proceeds received by the Company from form the issuance, sale and delivery of the Shares as described in each of the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Presidio, Inc., Presidio, Inc.
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities as described in the Registration Statement, the Pricing Disclosure Package Time of Sale Information and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System (the “Federal Reserve Board”) or any other regulation of such Board of GovernorsFederal Reserve Board.
Appears in 2 contracts
Samples: FNB Corp/Pa/, FNB Corp/Pa/
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Depositary Shares as described in the Registration Statement, the Pricing Disclosure Package Time of Sale Information and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Comerica Inc /New/
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Depositary Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Umpqua Holdings Corp
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. The application of the proceeds received by the Company from form the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Company Shares, if any, or the proceeds due upon settlement of the Forward Agreement or any Additional Forward Agreement, if any, in each case as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus Prospectus, will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Regency Centers Corp
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Offered Securities as described in the Registration Statement, the Pricing Disclosure Package Time of Sale Prospectus and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Underwriting Agreement (Corbus Pharmaceuticals Holdings, Inc.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Prospectus and the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Melinta Therapeutics, Inc. /New/
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus Prospectuses will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: SXC Health Solutions Corp.
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System Board or any other regulation of such the Federal Reserve Board of Governorsapplicable to the Company.
Appears in 1 contract
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Bonds as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Portland General Electric Co /Or/
Margin Rules. The application of the net proceeds received by the Company from the issuance, sale and delivery of the Shares Securities as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Cleveland-Cliffs Inc.
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Terms Agreement (Bluebird Bio, Inc.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package and the or Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Underwriting Agreement (Impac Mortgage Holdings Inc)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Corporate Units, as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Exelon Corp
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package Time of Sale Information, the Prospectus and the any Issuer Free Writing Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governorsthe Federal Reserve.
Appears in 1 contract
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Offered Shares as described in the Registration Statement, the Pricing Disclosure Package Time of Sale Prospectus and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System system or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. The application of the proceeds received by the Company from the issuance, sale issuance and delivery of the Borrowed Shares as described in the Registration Statement, the Pricing Disclosure Package Package, the Prospectus and the Prospectus Share Lending Agreement will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. The application of the proceeds received by the Company Corporation from the issuance, sale and delivery of the Shares Stock as described in the Registration Statement, the Pricing Disclosure Package and the Final Base PREP Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System system or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Company Shares, if any, or the proceeds, if any, due upon settlement of the Forward Sale Agreement or any Additional Forward Sale Agreement, as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Letter Agreement (Hawaiian Electric Industries Inc)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities as described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governorsthe Federal Reserve.
Appears in 1 contract
Samples: Underwriting Agreement (Franklin Financial Network Inc.)
Margin Rules. The application of the proceeds received by the Company from the issuance, issuance of the Shares and the sale and delivery of the Shares Offered ADSs as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Underwriting Agreement (China Auto Rental Holdings Inc.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Units as described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System system or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governorsthe Federal Reserve applicable to the Company.
Appears in 1 contract
Samples: Underwriting Agreement (Amalgamated Financial Corp.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Stock as described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System system or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governorsthe Federal Reserve.
Appears in 1 contract
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System Board or any other regulation of such Board of Governorsthe Federal Reserve Board.
Appears in 1 contract
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Standby Underwritten Shares, if any, or the proceeds due upon settlement of the Forward Agreement, if any, in each case, as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus Prospectus, will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Regency Centers Corp
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package Statements and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Open Market Sale (Corbus Pharmaceuticals Holdings, Inc.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governorsthe Federal Reserve.
Appears in 1 contract
Samples: Underwriting Agreement (Spirit of Texas Bancshares, Inc.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package Warrants and the Prospectus Second Lien Notes will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus Final Memorandum will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Novavax Inc
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration StatementStatements, the Pricing Disclosure Package and the Prospectus Prospectuses will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Clovis Oncology, Inc.
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Common Stock as described in the Registration Statement, the Pricing General Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System system or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares New Securities as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus Prospectus, will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Dealer Manager Agreement (Great Elm Capital Group, Inc.)
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of by the Shares Company as described in the Registration Statement, the Pricing Disclosure Package Statement and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities as described in the Registration Statement, the Pricing Disclosure Package Statement and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System system or any other regulation of such Board of Governors.. (rr)
Appears in 1 contract
Samples: BigBear.ai Holdings, Inc.
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares Securities, as described in the Registration Statement, the Pricing Disclosure Package and the Final Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.. (l)
Appears in 1 contract
Samples: Exelon Corp
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus will not violate Section 7 of the Exchange Act, or any regulation promulgated thereunder, including, Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. The application of the proceeds received by the Company from the issuance, sale and delivery of the Shares as described in each of the Registration Statement, the Pricing Disclosure Package Statement and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Equity Distribution Agreement (Onconova Therapeutics, Inc.)
