Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 502 contracts
Samples: Sales Agreement (Intuitive Machines, Inc.), Sales Agreement (Fulcrum Therapeutics, Inc.), Sales Agreement (SITIME Corp)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 292 contracts
Samples: Underwriting Agreement (Games Global LTD), Letter Agreement (Hamilton Lane INC), Letter Agreement (Immunome Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 228 contracts
Samples: Sales Agreement (CorMedix Inc.), Common Stock (Nanoviricides, Inc.), Sales Agreement (Cumberland Pharmaceuticals Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Units nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 136 contracts
Samples: Underwriting Agreement (Trailblazer Merger Corp I), Underwriting Agreement (Trailblazer Merger Corp I), Underwriting Agreement (Spring Valley Acquisition Corp. II)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the Time of Sale Information and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 119 contracts
Samples: Underwriting Agreement (Hormel Foods Corp /De/), Underwriting Agreement (Eastman Chemical Co), Underwriting Agreement (Hillenbrand, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 110 contracts
Samples: Sales Agreement (Sonida Senior Living, Inc.), Agreement and Any Terms Agreement (Chicago Atlantic Real Estate Finance, Inc.), Market Sales Agreement (Outlook Therapeutics, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Time of Sale Information and the Prospectus Offering Memorandum will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 92 contracts
Samples: Date of Agreement Agreement (Group 1 Automotive Inc), Trademark Security Agreement (Consolidated Communications Holdings, Inc.), Purchase Agreement (Talos Energy Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the Time of Sale Information and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 83 contracts
Samples: Underwriting Agreement (Kyndryl Holdings, Inc.), Underwriting Agreement (Navient Corp), Underwriting Agreement (Heico Corp)
Margin Rules. Neither the issuance, sale and delivery of the Placement Offered Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 66 contracts
Samples: Underwriting Agreement (Celldex Therapeutics, Inc.), Underwriting Agreement (Esperion Therapeutics, Inc.), Underwriting Agreement (Veru Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the Time of Sale Information and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 58 contracts
Samples: Rights Agreement (Amag Pharmaceuticals Inc.), Underwriting Agreement (Seattle Genetics Inc /Wa), Underwriting Agreement (Avalonbay Communities Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement Time of Sale Information and the Prospectus Offering Memorandum will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 47 contracts
Samples: Purchase Agreement (Lyft, Inc.), Credit Agreement (Semtech Corp), Registration Rights Agreement
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 34 contracts
Samples: South Jersey (South Jersey Industries Inc), Underwriting Agreement (Generation Bio Co.), Underwriting Agreement (EVO Payments, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 29 contracts
Samples: Sales Agreement (SpringWorks Therapeutics, Inc.), Distribution Agreement (Nine Energy Service, Inc.), Distribution Agreement (Biomea Fusion, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus Offering Memorandum will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 28 contracts
Samples: Purchase Agreement, Purchase Agreement (Bill Barrett Corp), Registration Rights Agreement (Church & Dwight Co Inc /De/)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 26 contracts
Samples: Common Stock Sales Agreement (Edgewise Therapeutics, Inc.), Common Stock Sales Agreement (Edgewise Therapeutics, Inc.), Sales Agreement (Mersana Therapeutics, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus Commission Documents will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 25 contracts
Samples: Common Stock Purchase Agreement (Mobix Labs, Inc), Ordinary Share Purchase Agreement (Bitdeer Technologies Group), Common Stock Purchase Agreement (Inflection Point Acquisition Corp.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 24 contracts
Samples: Underwriting Agreement (Volitionrx LTD), Lock Up Agreement (iBio, Inc.), Underwriting Agreement (Esperion Therapeutics, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Firm Shares and the Option Shares nor the application of the proceeds thereof by the Company Company, in each case, as described in the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus Final Prospectus, will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 23 contracts
Samples: Underwriting Agreement (Globavend Holdings LTD), Underwriting Agreement (Fd Technology Inc.), Underwriting Agreement (Fd Technology Inc.)
Margin Rules. Neither the issuance, sale sale, and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U U, or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 21 contracts
Samples: Common Stock (Allarity Therapeutics, Inc.), Sales Agreement (BioSig Technologies, Inc.), Common Stock (Alzamend Neuro, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described disclosed in each of the Time of Sale Information, the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 14 contracts
Samples: Underwriting Agreement (Air Lease Corp), Underwriting Agreement (Air Lease Corp), Underwriting Agreement (Air Lease Corp)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company Issuers as described in each of the Registration Statement Time of Sale Information and the Prospectus Offering Memorandum will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 13 contracts
Samples: Purchase Agreement (Enviva Partners, LP), GoDaddy Inc., Registration Rights Agreement (Enviva Partners, LP)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company Partnership as described in each of the Registration Statement Time of Sale Information and the Prospectus Offering Memorandum will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 11 contracts
Samples: Purchase Agreement (Equitrans Midstream Corp), Purchase Agreement (Equitrans Midstream Corp), Registration Rights Agreement (Global Partners Lp)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Offered Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 10 contracts
Samples: Underwriting Agreement (Planet 13 Holdings Inc.), Zosano Pharma (Zosano Pharma Corp), Underwriting Agreement (Polarityte, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 10 contracts
Samples: Underwriting Agreement (Nuvalent, Inc.), Nuvalent, Inc., Nuvalent, Inc.
Margin Rules. Neither the issuance, sale and delivery of the Placement Common Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the Prospectus and the Prospectus General Disclosure Package will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 10 contracts
Samples: Sales Agency Financing Agreement (Avalonbay Communities Inc), Sales Agency Financing Agreement (Avalonbay Communities Inc), Sales Agency Financing Agreement (Avalonbay Communities Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Time of Sale Information and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 9 contracts
Samples: Underwriting Agreement (T-Mobile US, Inc.), T-Mobile US, Inc., T-Mobile US, Inc.
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 8 contracts
Samples: Sales Agreement (Vince Holding Corp.), Underwriting Agreement (Quantum Corp /De/), Underwriting Agreement (MTBC, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Offered Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the Time of Sale Prospectus and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 7 contracts
Samples: Underwriting Agreement (Protagonist Therapeutics, Inc), Underwriting Agreement (Cryoport, Inc.), Underwriting Agreement (Cellular Biomedicine Group, Inc.)
Margin Rules. Neither To the Company’s knowledge, neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 6 contracts
Samples: Monopar Therapeutics, Aileron Therapeutics Inc, ARCA Biopharma, Inc.
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus Prospectuses will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 6 contracts
Samples: Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Avino Silver & Gold Mines LTD), Sales Agreement (Aurinia Pharmaceuticals Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation Regulations T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 5 contracts
Samples: Umh Properties, Inc., Monmouth Real Estate Investment Corp, Umh Properties, Inc.
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and Statement, the Prospectus or any Permitted Free Writing Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 5 contracts
Samples: Medical Properties Trust Inc, Equity Distribution Agreement (Medical Properties Trust Inc), Equity Distribution Agreement (Medical Properties Trust Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Notes nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the Time of Sale Prospectus and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 5 contracts
Samples: Underwriting Agreement (Avalonbay Communities Inc), Underwriting Agreement (Avalonbay Communities Inc), Underwriting Agreement (Avalonbay Communities Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the General Disclosure Package and the Final Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 5 contracts
Samples: Placement Agency Agreement (SilverSun Technologies, Inc.), Placement Agency Agreement (Nac Global Technologies, Inc.), Placement Agency Agreement (Cytosorbents Corp)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Notes nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 5 contracts
Samples: Underwriting Agreement (Church & Dwight Co Inc /De/), Underwriting Agreement (Church & Dwight Co Inc /De/), Underwriting Agreement (Church & Dwight Co Inc /De/)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: Sales Agreement (Olema Pharmaceuticals, Inc.), Sales Agreement (Olema Pharmaceuticals, Inc.), Sales Agreement (Durect Corp)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: Securities Purchase Agreement (NeurogesX Inc), Company Stock Purchase Agreement (Delta Petroleum Corp/Co), Company Stock Purchase Agreement (Tracinda Corp)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: Underwriting Agreement (Davita Healthcare Partners Inc.), Underwriting Agreement (Davita Healthcare Partners Inc.), Underwriting Agreement (Davita Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus, nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: Aveo Pharmaceuticals Inc, NPS Pharmaceuticals Inc, Aveo Pharmaceuticals Inc
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the Time of Sale Prospectus and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: Underwriting Agreement (Avalonbay Communities Inc), Underwriting Agreement (Protagonist Therapeutics, Inc), Underwriting Agreement (Protagonist Therapeutics, Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares ADSs nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: Deposit Agreement (Safe-T Group Ltd.), Sales Agreement (Gracell Biotechnologies Inc.), Equity Distribution Agreement (Kazia Therapeutics LTD)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares by the Company nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: IDEAYA Biosciences, Inc., IDEAYA Biosciences, Inc., IDEAYA Biosciences, Inc.
Margin Rules. Neither the issuance, sale and delivery of the Placement Securities or the Underlying Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the ADR Registration Statement, the Pricing Disclosure Package, the Prospectus and the ADR Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 4 contracts
Samples: Underwriting Agreement (DoubleDown Interactive Co., Ltd.), DoubleDown Interactive Co., Ltd., DoubleDown Interactive Co., Ltd.
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement Pricing Prospectus and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Underwriting Agreement (Keysight Technologies, Inc.), Underwriting Agreement (Keysight Technologies, Inc.), Underwriting Agreement (Keysight Technologies, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares pursuant to this Agreement nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate constitute a violation by the Company of Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Market Issuance Sales Agreement (Xoma LTD /De/), Sales Agreement (Xoma LTD /De/), Xoma LTD /De/
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the Prospectus and the Prospectus Time of Sale Information will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Sales Agreement (Solid Biosciences Inc.), Sales Agreement (Solid Biosciences Inc.), Sales Agreement (Solid Biosciences Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Notes nor the application of the proceeds thereof by the Company as described in the Registration Statement Time of Sale Prospectus and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Distribution Agreement (Avalonbay Communities Inc), Terms Agreement (Avalonbay Communities Inc), Terms Agreement (Avalonbay Communities Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement and the General Disclosure Package and the Final Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Placement Agency Agreement (SANUWAVE Health, Inc.), Agency Agreement (SilverSun Technologies, Inc.), Agency Agreement (SilverSun Technologies, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the U.S. Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Sales Agreement (GREENPOWER MOTOR Co INC.), Sales Agreement (Theratechnologies Inc.), Sales Agreement (Correvio Pharma Corp.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Offered Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Placement Agent Agreement (Tellurian Inc. /De/), Placement Agent Agreement (Tellurian Inc. /De/), Placement Agent Agreement (Tellurian Inc. /De/)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus Disclosure Documents will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Chef Purchase Agreement (Allurion Technologies, Inc.), Chef Purchase Agreement (Better Therapeutics, Inc.), Chef Purchase Agreement (Senti Biosciences, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Final Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Underwriting Agreement (Wj Communications Inc), Lexar Media Inc, Collins & Aikman Products Co
Margin Rules. Neither the issuance, sale and delivery of the Placement Rights or the Shares nor the application of the proceeds thereof by the Company as to be described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Equity Commitment Agreement (Owens Corning), Equity Commitment Agreement (Owens Corning), Equity Commitment Agreement (Owens Corning)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 3 contracts
Samples: Sales Agreement (Aridis Pharmaceuticals, Inc.), Sales Agreement (Aridis Pharmaceuticals, Inc.), Sales Agreement (Relay Therapeutics, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the Time of Sale Information and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Underwriting Agreement (Eldorado Resorts, Inc.), Underwriting Agreement (Rosetta Resources Inc.), Rosetta Resources Inc.
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System Board or any other regulation of such Board of Governorsthe Federal Reserve Board.
Appears in 3 contracts
Samples: Placement Agency Agreement (Bryn Mawr Bank Corp), Placement Agency Agreement (Valley National Bancorp), Valley National Bancorp (Valley National Bancorp)
Margin Rules. Neither With respect to the Placement Shares, neither the issuance, sale and or delivery of the Placement Shares thereof, nor the application of the proceeds thereof therefrom, by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 3 contracts
Samples: Holding Company (City Holding Co), CNB Financial Corp/Pa, CNB Financial Corp/Pa
Margin Rules. Neither the issuance, sale and delivery of the Placement Company Firm Shares nor the application of the proceeds thereof by the Company Company, in each case, as described in the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus Final Prospectus, will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 3 contracts
Samples: Underwriting Agreement (SKK Holdings LTD), Underwriting Agreement (SAG Holdings LTD), Underwriting Agreement (SAG Holdings LTD)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Offered Securities nor the application of the proceeds thereof received by the Company as described in the Registration Statement Statement, the Statutory Prospectus and the Final Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (SOC Telemed, Inc.), Underwriting Agreement (SOC Telemed, Inc.)
Margin Rules. Neither the issuance, sale and or delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the Prospectus and the Prospectus General Disclosure Package will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Sales Agency Financing Agreement (Avalonbay Communities Inc), Sales Agency Financing Agreement (Avalonbay Communities Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Public Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Zosano Pharma Corp), Underwriting Agreement (Zosano Pharma Corp)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Offered ADSs nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Adlai Nortye Ltd.), Underwriting Agreement (Aesthetic Medical International Holdings Group LTD)
Margin Rules. Neither the issuance, sale and delivery of the Placement Preferred Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus Filed SEC Reports will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Addendum Agreement (Interpace Biosciences, Inc.), Securities Purchase Agreement (Interpace Diagnostics Group, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof received by the Company as described in each of the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Sales Agreement (Inventiva S.A.), Sales Agreement (Inventiva S.A.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors..
Appears in 2 contracts
Samples: Sales Agreement (Cassava Sciences Inc), Pain Therapeutics Inc
Margin Rules. Neither the issuance, sale and delivery of the Placement Firm Shares and the Option Securities nor the application of the proceeds thereof by the Company Company, in each case, as described in the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus Final Prospectus, will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Volcon, Inc.), Underwriting Agreement (Volcon, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Tenneco Inc, Tenneco Automotive Inc
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Asterias Biotherapeutics, Inc.), Underwriting Agreement (Biotime Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Offered Securities nor the application of the proceeds thereof by the Company as described in each of the General Disclosure Package and the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Builders FirstSource, Inc.), Underwriting Agreement (Warburg Pincus Private Equity IX, L.P.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof therefrom by the Company as described in each of the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 2 contracts
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the Time of Sale Information and the Prospectus will violate result in a violation by the Company of Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Margin Rules. Neither the issuance, sale and delivery of the Placement Offered Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and Statement, the Time of Sale Prospectus or the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Tg Therapeutics, Inc.), Underwriting Agreement (Spectrum Pharmaceuticals Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (Anworth Mortgage Asset Corp), Underwriting Agreement (Peregrine Pharmaceuticals Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 2 contracts
Samples: Sunnova Energy International Inc., Sunnova Energy International Inc.
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Deposit Agreement (Bionomics Limited/Fi), Deposit Agreement (Bionomics Limited/Fi)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof Net Proceeds by the Company as described in each of the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Sales Agreement (Terns Pharmaceuticals, Inc.), Sales Agreement (Terns Pharmaceuticals, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, the Time of Sale Prospectus and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Underwriting Agreement (La Jolla Pharmaceutical Co), Underwriting Agreement (La Jolla Pharmaceutical Co)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares as described in the Registration Statement, the Pricing Disclosure Package and the Prospectus, nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus thereof, will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Ariad Pharmaceuticals Inc, Ariad Pharmaceuticals Inc
Margin Rules. Neither the issuance, sale and delivery of the Placement Underlying Ordinary Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Sales Agreement (Innate Pharma SA), Sales Agreement (Innate Pharma SA)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement Statements and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Myriad Genetics Inc, Serologicals Corp
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the Pricing Disclosure Package and the Prospectus will not violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Medicines Co /De, Medicines Co /De
Margin Rules. Neither the issuance, sale and delivery of the Placement Rights or the Shares in connection with Rights Offering or the sale of the Investor Shares nor the application of the proceeds thereof by the Company as described and to be described in the Rights Offering Registration Statement and the Rights Offering Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Equity Purchase and Commitment Agreement (Delphi Corp), Equity Purchase and Commitment Agreement (Appaloosa Management Lp)
Margin Rules. Neither To the Company’s knowledge, neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus Commission Documents will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 2 contracts
Samples: Common Stock Purchase Agreement (PishPosh, Inc.), Common Stock Purchase Agreement (Boxed, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Perpetual Preferred Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Securities Purchase Agreement (Gorilla Technology Group Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate or result in a violation of Regulation TT (12 C.F.R. Part 220), Regulation U (12 C.F.R. Part 221) or Regulation X (12 C.F.R. Part 224) of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 1 contract
Samples: Peabody Energy Corp
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the Time of Sale Prospectus and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company or its subsidiaries as described in each of the Registration Statement and the Prospectus Supplement will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Management Agreement (Invesco Mortgage Capital Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Offered Securities nor the application of the proceeds thereof by the Company as described in the Registration Statement General Disclosure Package and the Final Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Underwriting Agreement (Aei)
Margin Rules. Neither the issuance, sale and delivery of the Placement Offered Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Underwriting Agreement (Durect Corp)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Statement, and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Dyne Therapeutics, Inc.
Margin Rules. Neither the issuance, sale and delivery of the Placement any Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Equity Offeringsm Sales Agreement (South Jersey Industries Inc)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem. nn.
Appears in 1 contract
Samples: Troika Media Group, Inc.
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, the Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsSystem.
Appears in 1 contract
Samples: Monmouth Real Estate Investment Corp
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the General Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.. (nn)
Appears in 1 contract
Samples: Loan Agreement (Volta Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement Statement, Prospectus, and the Prospectus Issuer Free Writing Prospectuses, if any, will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Soundhound Ai, Inc.
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of GovernorsBoard.
Appears in 1 contract
Samples: Sales Agreement (HomeStreet, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Sales Agreement (BioNTech SE)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares Securities nor the application of the proceeds thereof by the Company as described in each of the Registration Statement Disclosure Package and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.
Appears in 1 contract
Samples: Underwriting Agreement (Lender Processing Services, Inc.)
Margin Rules. Neither the issuance, sale and delivery of the Placement Shares nor the application of the proceeds thereof by the Company as described in the Registration Statement and the Prospectus will violate Regulation T, U or X of the Board of Governors of the Federal Reserve System or any other regulation of such Board of Governors.;
Appears in 1 contract
Samples: Perpetua Resources Corp.
