Common use of Margin Regulations; Investment Company Act Clause in Contracts

Margin Regulations; Investment Company Act. (a) The Company is not engaged nor will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 6 contracts

Samples: Day Credit Agreement (Starbucks Corp), 364 Day Credit Agreement (Starbucks Corp), 364 Day Credit Agreement (Starbucks Corp)

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Margin Regulations; Investment Company Act. (a) The Neither the Company nor any Subsidiary is not engaged nor will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 6 contracts

Samples: Credit Agreement (Hain Celestial Group Inc), Credit Agreement (Hain Celestial Group Inc), Credit Agreement (Hain Celestial Group Inc)

Margin Regulations; Investment Company Act. (a) The Company Neither any Borrower nor any Subsidiary is not engaged nor or will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRBBoard), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 3 contracts

Samples: Credit Agreement (Midcoast Energy Partners, L.P.), Security Agreement (Enbridge Energy Partners Lp), Security Agreement (Midcoast Energy Partners, L.P.)

Margin Regulations; Investment Company Act. (a) The Company is not engaged nor will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRBBoard of Governors of the Federal Reserve System of the United States), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 2 contracts

Samples: Credit Agreement (Watson Pharmaceuticals Inc), Term Loan Credit Agreement (Watson Pharmaceuticals Inc)

Margin Regulations; Investment Company Act. (a) The Company No Obligor is not engaged nor will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock, and no proceeds of any Borrowings will be used for any purpose that violates Regulation U or Regulation X issued by the FRB.

Appears in 2 contracts

Samples: Credit Agreement (Igate Corp), Credit Agreement (Igate Corp)

Margin Regulations; Investment Company Act. (a) The Company is not engaged nor and will it not engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock., and no proceeds of any Borrowings or drawings under any Letter of Credit will be used for any purpose that violates Regulation U.

Appears in 2 contracts

Samples: Credit Agreement (ReAble Therapeutics Finance LLC), Credit Agreement (Encore Medical, L.P.)

Margin Regulations; Investment Company Act. (a) The Company None of the U.S. Borrower or any Subsidiary is not engaged nor will it engageengaged, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRBBoard of Governors), or extending credit for the purpose of purchasing or carrying margin stock.. 126

Appears in 2 contracts

Samples: Credit Agreement (Clean Harbors Inc), Credit Agreement (Clean Harbors Inc)

Margin Regulations; Investment Company Act. (a) The Company Neither the Borrower nor the Equity Owner is not engaged nor engaged, and neither will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRBBoard), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 2 contracts

Samples: Security and Pledge Agreement (GWG Holdings, Inc.), Credit Agreement (GWG Holdings, Inc.)

Margin Regulations; Investment Company Act. (a) The Company None of the Borrower or its Subsidiaries is not engaged nor or will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 2 contracts

Samples: Credit Agreement (Tri-State Generation & Transmission Association, Inc.), Credit Agreement (Tri-State Generation & Transmission Association, Inc.)

Margin Regulations; Investment Company Act. (a) The Company is not engaged nor will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRBBoard), or extending credit for the purpose of purchasing or carrying margin stock., and no proceeds of any Borrowings or drawings under any Letter of Credit will be used for any purpose that violates Regulation U.

Appears in 2 contracts

Samples: Credit Agreement (Readers Digest Association Inc), Credit Agreement (Direct Holdings Libraries Inc.)

Margin Regulations; Investment Company Act. (a) The Neither the Company nor any Borrower is not engaged nor or will it engage, principally or as one of its important activitiesactivities (other than in connection with Restricted Payments constituting share repurchases permitted pursuant to Section 7.10(a)(i)-(iii) or (vii)), in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 2 contracts

Samples: Credit Agreement (Asbury Automotive Group Inc), Credit Agreement (Asbury Automotive Group Inc)

Margin Regulations; Investment Company Act. (a) The Company Neither Holdings nor any of its Restricted Subsidiaries is not engaged nor or will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 1 contract

Samples: Term Loan Credit Agreement (Hyster-Yale Materials Handling, Inc.)

Margin Regulations; Investment Company Act. (a) The Neither the Company nor any Restricted Subsidiary is not engaged nor or will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 1 contract

Samples: Credit Agreement (Quaker Chemical Corp)

Margin Regulations; Investment Company Act. (a) The Company is not engaged nor and will it not engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock. None of the Company or any Person Controlling the Company is or is required to be registered as an Investment Company. The Company is not an entity that would be an Investment Company but for the exclusions in Section 3(c)(1) and/or Section 3(c)(7) of the Investment Company Act.

Appears in 1 contract

Samples: Unit Purchase Agreement (Par Pacific Holdings, Inc.)

Margin Regulations; Investment Company Act. (a) a. The Company is and its Subsidiaries are not engaged nor and will it not engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 1 contract

Samples: Securities Purchase Agreement (Diamond Foods Inc)

Margin Regulations; Investment Company Act. (a) The Company Neither the Borrower nor any Subsidiary is engaged and will not engaged nor will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRBBoard of Governors of the Federal Reserve System), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 1 contract

Samples: Loan Agreement (Vocus, Inc.)

Margin Regulations; Investment Company Act. (a) The Company Neither the Borrower nor any of its Subsidiaries is not engaged nor will does it intend to engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock., and no proceeds of any Borrowings or drawings under any Letter of Credit will be used for any purpose that violates Regulation U.

Appears in 1 contract

Samples: Credit Agreement (Carters Inc)

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Margin Regulations; Investment Company Act. (a) The Company is not engaged nor will it engageengaged, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.]

Appears in 1 contract

Samples: Letter of Credit Facility Agreement (Sunpower Corp)

Margin Regulations; Investment Company Act. (a) The Company is not engaged engaged, nor will it the Company engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 1 contract

Samples: Credit Agreement (W. P. Carey Inc.)

Margin Regulations; Investment Company Act. (a) The Company Neither the Borrower nor any of its Subsidiaries is not engaged nor will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 1 contract

Samples: Credit Agreement (Crosstex Energy Lp)

Margin Regulations; Investment Company Act. (a) The Company No Owner is not engaged engaged, nor will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRBBoard of Governors of the Federal Reserve System of the United States), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 1 contract

Samples: Assignment Agreement (Global Ship Lease, Inc.)

Margin Regulations; Investment Company Act. (a) The Company Neither Holdings nor any of its Restricted Subsidiaries is not engaged nor or will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 1 contract

Samples: Term Loan Credit Agreement (Hyster-Yale Materials Handling, Inc.)

Margin Regulations; Investment Company Act. (a) The Company Neither the U.S. Borrower nor any of its Restricted Subsidiaries is not engaged nor will does it intend to engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock., and no proceeds of any Borrowings or drawings under any Letter of Credit will be used for any purpose that violates Regulation U.

Appears in 1 contract

Samples: Credit Agreement (Carters Inc)

Margin Regulations; Investment Company Act. (a) The Company Neither the Borrower nor any Subsidiary is not engaged nor will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 1 contract

Samples: Credit Agreement (Hain Celestial Group Inc)

Margin Regulations; Investment Company Act. (a) The Neither the Company nor the Borrower is not engaged nor or will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.. (b) None of the Company, any Person Controlling the Company, or any Subsidiary is or is required to be registered as an “investment company” under the Investment Company Act of 1940. 5.15

Appears in 1 contract

Samples: Credit Agreement (Carmax Inc)

Margin Regulations; Investment Company Act. (a) The Company is not engaged nor will it engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation U issued by the FRBBoard), or extending credit for the purpose of purchasing or carrying margin stock., and no proceeds of any Borrowings will be used for any purpose that violates Regulation U.

Appears in 1 contract

Samples: Credit Agreement

Margin Regulations; Investment Company Act. (a) The Company is not engaged engaged, nor will it engage, principally or as one of its important activities, in the any business of purchasing or carrying margin stock (within the meaning extend any credit for purposes in violation of Regulation U issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 1 contract

Samples: Credit Agreement (Perkinelmer Inc)

Margin Regulations; Investment Company Act. (a) The Company is not engaged nor and will it not engage, principally or as one of its important activities, in the business of purchasing or carrying margin stock (within the meaning of Regulation Regulations U and X issued by the FRB), or extending credit for the purpose of purchasing or carrying margin stock.

Appears in 1 contract

Samples: Note Purchase Agreement (Global Cash Access Holdings, Inc.)

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