Margin Calls. Failure of a customer to meet any initial margin call or any maintenance call, except that Pershing shall be responsible for the portion of any such loss or damage that Broker establishes was directly attributable to Pershing's failure to give notification to Broker as required in Paragraph 7.3.2 of this Agreement.
Appears in 4 contracts
Sources: Fully Disclosed Clearing Agreement (Southern Trust Securities Holding Corp), Fully Disclosed Clearing Agreement (American Portfolios Holdings Inc), Fully Disclosed Clearing Agreement (Siebert Financial Corp)
Margin Calls. Failure of a customer to meet any initial margin call or any maintenance call, except that Pershing shall be responsible for the portion of any such loss or damage that Broker establishes was directly attributable to Pershing's ’s failure to give notification to Broker as required in Paragraph 7.3.2 of this Agreement.
Appears in 3 contracts
Sources: Fully Disclosed Clearing Agreement, Fully Disclosed Clearing Agreement (Summit Financial Services Group Inc), Fully Disclosed Clearing Agreement (International Assets Holding Corp)
Margin Calls. Failure of a customer to meet any initial margin call or any maintenance call, except that Pershing shall be responsible for the portion of any such loss or damage that Broker establishes was directly attributable to Pershing's ’s failure to give notification to Broker as required in Paragraph 7.3.2 of this Agreement.
Appears in 2 contracts
Sources: Fully Disclosed Clearing Agreement (Gleacher & Company, Inc.), Fully Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.)
Margin Calls. Failure of a customer to meet any initial margin call or ------------ any maintenance call, except that Pershing shall be responsible for the portion of any such loss or damage that Broker establishes was directly attributable to Pershing's failure to give notification to Broker as required in Paragraph 7.3.2 of this Agreement.
Appears in 1 contract
Sources: Fully Disclosed Clearing Agreement (Ziegler Companies Inc)
Margin Calls. Failure of a customer to meet any initial margin call or any maintenance call, except that Pershing shall be responsible for the portion of any such loss or damage that Broker establishes was directly attributable to Pershing's ’s failure to give notification to Broker as required in Paragraph 7.3.2 of this Agreement.. Pg. 20
Appears in 1 contract
Sources: Fully Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.)