Margin Calls. Failure of a customer to meet any initial margin call or any maintenance call, except that Pershing shall be responsible for the portion of any such loss or damage that Broker establishes was directly attributable to Pershing's failure to give notification to Broker as required in Paragraph 7.3.2 of this Agreement.
Appears in 4 contracts
Samples: Fully Disclosed Clearing Agreement (Southern Trust Securities Holding Corp), Clearing Agreement (American Portfolios Holdings Inc), Clearing Agreement (American Portfolios Holdings Inc)
Margin Calls. Failure of a customer to meet any initial margin call or any maintenance call, except that Pershing shall be responsible for the portion of any such loss or damage that Broker establishes was directly attributable to Pershing's ’s failure to give notification to Broker as required in Paragraph 7.3.2 of this Agreement.
Appears in 3 contracts
Samples: www.sec.gov, Disclosed Clearing Agreement (Summit Financial Services Group Inc), Disclosed Clearing Agreement (International Assets Holding Corp)
Margin Calls. Failure of a customer to meet any initial margin call or any maintenance call, except that Pershing shall be responsible for the portion of any such loss or damage that Broker establishes was directly attributable to Pershing's ’s failure to give notification to Broker as required in Paragraph 7.3.2 of this Agreement.
Appears in 2 contracts
Samples: Disclosed Clearing Agreement (Gleacher & Company, Inc.), Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.)
Margin Calls. Failure of a customer to meet any initial margin call or any maintenance call, except that Pershing shall be responsible for the portion of any such loss or damage that Broker establishes was directly attributable to Pershing's ’s failure to give notification to Broker as required in Paragraph 7.3.2 of this Agreement.. Pg. 20
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Broadpoint Securities Group, Inc.)
Margin Calls. Failure of a customer to meet any initial margin call or ------------ any maintenance call, except that Pershing shall be responsible for the portion of any such loss or damage that Broker establishes was directly attributable to Pershing's failure to give notification to Broker as required in Paragraph 7.3.2 of this Agreement.
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Ziegler Companies Inc)
