Managing Broker-Dealer Representations. The Managing Broker-Dealer hereby represents and warrants as of the Effective Date to the Dealer that neither the Managing Broker-Dealer nor any of its managing members, directors, or executive officers, or any of its officers participating in the offering is subject to the disqualification provisions of Rule 262 of the Rules and Regulations. None of the Managing Broker-Dealer’s registered representatives or any other person being compensated by or through the Managing Broker-Dealer for the solicitation of investors, is subject to the disqualification provisions of Rule 262 of the Rules and Regulations.
Appears in 6 contracts
Samples: Dealer Agreement (Tuscan Gardens Senior Living Communities, Inc.), Dealer Agreement (Tuscan Gardens Senior Living Communities, Inc.), Dealer Agreement (Tuscan Gardens Senior Living Communities, Inc.)
Managing Broker-Dealer Representations. The Managing Broker-Dealer hereby represents and warrants as of the Effective Date to the Dealer that neither the Managing Broker-Dealer nor any of its managing members, directors, or executive officers, or any of its officers participating in the offering Offering is subject to the disqualification provisions of Rule 262 of the Rules and Regulations. None of the Managing Broker-Dealer’s registered representatives or any other person being compensated by or through the Managing Broker-Dealer for the solicitation of investors, is subject to the disqualification provisions of Rule 262 of the Rules and Regulations.
Appears in 4 contracts
Samples: Underwriting Agreement (True Leaf Medicine International Ltd.), Allied Corp., Dealer Agreement (CapRocq Core REIT, Inc.)
Managing Broker-Dealer Representations. The Managing Broker-Dealer hereby represents and warrants as of the Effective Date to the Dealer that neither the Managing Broker-Dealer nor any of its managing members, directors, or executive officers, or any of its officers participating in the offering is subject to the disqualification provisions of Rule 262 of the Rules and Regulations. None of the Managing Broker-Dealer’s registered representatives or any other person being compensated by or through the Managing Broker-Dealer Delaer for the solicitation of investors, is subject to the disqualification provisions of Rule 262 of the Rules and Regulations.
Appears in 4 contracts
Samples: Participating Dealer Agreement (HC Government Realty Trust, Inc.), Participating Dealer Agreement (HC Government Realty Trust, Inc.), Participating Dealer Agreement (HC Government Realty Trust, Inc.)
Managing Broker-Dealer Representations. The Managing Broker-Dealer hereby represents and warrants as of the Effective Date to the Dealer that neither the Managing Broker-Dealer nor any of its managing members, directors, or executive officers, or any of its officers participating in the offering Offering is subject to the disqualification provisions of Rule 262 of the Rules and Regulations. None of the Managing Broker-Dealer’s 's registered representatives or any other person being compensated by or through the Managing Broker-Dealer for the solicitation of investors, is subject to the disqualification provisions of Rule 262 of the Rules and Regulations.
Appears in 1 contract
Samples: Lock Up Agreement (True Leaf Medicine International Ltd.)
