Managing Broker-Dealer Representations. The Managing Broker-Dealer hereby represents and warrants as of the Qualification Date to the Selling Group Member that neither the Managing Broker-Dealer nor any of its executive officers, directors, general partners, managing members, or officers involved in the offering or persons who own 20% or more of the Managing Broker-Dealer:
Appears in 12 contracts
Samples: Broker Dealer/Underwriter Agreement (Red Oak Capital Intermediate Income Fund, LLC), MBD Agreement (Red Oak Capital Fund V, LLC), Red Oak Capital Fund VII, LLC
Managing Broker-Dealer Representations. The Managing Broker-Dealer hereby represents and warrants as of the Qualification Effective Date to the Selling Group Member that neither the Managing Broker-Dealer nor any of its executive officers, directors, general partners, managing members, or officers involved in the offering or persons who own 20% or more of the Managing Broker-Dealer:
Appears in 7 contracts
Samples: Soliciting Dealer Agreement (Cottonwood Multifamily Opportunity Fund, Inc.), Soliciting Dealer Agreement (Cottonwood Multifamily Development REIT I, Inc.), Soliciting Dealer Agreement (Cottonwood Multifamily Reit Ii, Inc.)
