Common use of Management Controls Clause in Contracts

Management Controls. (i) [IIROC DEALER] shall adhere to its own internal control guidelines established to reflect best market practices and [IIROC DEALER] policies and procedures. (ii) Adhere to local legal and regulatory requirements. (iii) Provide such management information as is reasonably required by the [PORTFOLIO MANAGER] and Clients to facilitate audit oversight and control. (iv) A CSAE 3416 audit report is available, upon request, to audit firms and [PORTFOLIO MANAGER] conducting operational reviews.

Management Controls. (i) [IIROC DEALER] shall adhere to its own internal control guidelines established to reflect best market practices and [IIROC DEALER] policies and procedures. (ii) . Adhere to local legal and regulatory requirements. (iii) . Provide such management information as is reasonably required by the [PORTFOLIO MANAGER] and Clients to facilitate audit oversight and control. (iv) A CSAE 3416 audit report is available, upon request, to audit firms and [PORTFOLIO MANAGER] conducting operational reviews.