Maintaining registers Clause Samples
Maintaining registers. Performing routine clerical functions regarding cumulative record cards.
Maintaining registers. 6.3.1 The SFC is responsible for maintaining a register of licensed persons and registered institutions, which includes, among other things, details of the responsible officers of licensed corporations and of the executive officers of registered institutions and for making such register available for public inspection.
6.3.2 The HKMA is responsible for maintaining a register of individuals (“relevant individuals”) who perform any regulated function in any regulated activity for or on behalf of a registered institution and for making such register available for public inspection.
6.3.3 The parties will co-ordinate to ensure that information kept on one party’s register tallies in all relevant respects with information kept on the other party’s register.
