Lottery Allocation System. If we hold any bonds or preferred stocks for you that are callable in part, you agree to participate in an impartial lottery allocation system of the called securities, according to the rules of the Financial Industry Regulatory Authority.
Appears in 4 contracts
Sources: Customer Agreement, Customer Agreement, Customer Agreement
Lottery Allocation System. β If we hold any bonds or preferred stocks securities for you that are callable in part, you agree to participate in an impartial lottery allocation system of the called securities, according to the rules of the Financial Industry Regulatory Authoritysecurities in accordance with FINRA rules.
Appears in 1 contract
Sources: Account Owner Agreement
Lottery Allocation System. If we hold any your bonds or preferred stocks for you that are callable in part, you agree to participate in an impartial lottery allocation system of the called securities, according to the rules of the Financial Industry Regulatory Authority.
Appears in 1 contract
Sources: Customer Agreement