LONG OR SHORT POSITIONS. The Distributor agrees that it will not take any long or short positions in the shares of the Fund except to the extent contemplated by paragraphs 1 and 9 above, and that, so far as it can control the situation, it will prevent any officer or director of (or person financially interested in) the Distributor from taking any long or short position in the shares of the Fund, except as permitted by the Declaration of Trust of the Fund and by those portions of its Bylaws which are not subject to amendment except by the shareholders of the Fund.
Appears in 5 contracts
Samples: Underwriting Agreement (Idex Fund), Underwriting Agreement (Idex Fund 3), Series Fund (Idex Series Fund)
LONG OR SHORT POSITIONS. The Distributor agrees that it will not take any long or short positions in the shares of the Fund except to the extent contemplated by paragraphs 1 and 9 above, and that, so far as it can control the situation, it will prevent any officer or director of (or person financially interested in) the Distributor from taking any long or short position in the shares of the Fund, except as permitted by the Declaration Articles of Trust Incorporation of the Fund and by those portions of its Bylaws which are not subject to amendment except by the shareholders of the Fund.
Appears in 2 contracts
Samples: Underwriting Agreement (Transamerica Investors Inc), Underwriting Agreement (Transamerica Investors Inc)
