Limitations on Execution and Delivery. Transfer, Split-up, Combination, Surrender and Exchange of Receipts. As a condition precedent to the execution and delivery, transfer, split-up, combination, surrender or exchange of any Receipt, the Depositary, any of the Depositary’s Agents or the Company may require any or all of the following: (i) payment to it of a sum sufficient for the payment (or, in the event that the Company shall have made such payment, the reimbursement to it) of any tax or other governmental charge and stock transfer or registration fee with respect thereto (including any such tax or charge with respect to the Preferred Stock being deposited or withdrawn) and (ii) the production of evidence satisfactory to it as to the identity and genuineness of any signature which evidence shall include a signature guarantee from an eligible guarantor institution participating in a signature guarantee program approved by the Securities Transfer Association, and any other reasonable evidence of authority that may be required by the Depositary, and (iii) compliance with such additional requirements, if any, as the Depositary or the Company may reasonably establish consistent with the provisions of this Deposit Agreement and/or applicable law. The deposit of Preferred Stock may be refused, the delivery of Receipts against Preferred Stock may be suspended, the transfer of Receipts may be refused, and the transfer, split-up, combination, surrender, exchange or redemption of outstanding Receipts may be suspended (i) during any period when the register of stockholders of the Company or the Depositary Office is closed or (ii) if any such action is deemed reasonably necessary or advisable by the Depositary, any of the Depositary’s Agents or the Company at any time or from time to time because of any requirement of law or of any government or governmental body or commission, or under any other provision of this Deposit Agreement.
Appears in 2 contracts
Sources: Deposit Agreement (M&t Bank Corp), Deposit Agreement (M&t Bank Corp)
Limitations on Execution and Delivery. Transfer, Split-up, Combination, ------------------------------------------------ Surrender and Exchange of Receipts. As a condition precedent to the execution ---------------------------------- and delivery, registration or registration of transfer, split-up, combination, redemption, surrender or exchange of any Receipt, the Depositary, any of the Depositary’s 's Agents or the Company Corporation may require any or all of the following: (i) payment to it of a sum sufficient for the payment (or, in the event that the Company Depositary or the Corporation shall have made such payment, the reimbursement to it) of any tax charges or other governmental charge and stock transfer or registration fee with respect thereto (including any such tax or charge with respect expenses payable by the holder of a Receipt pursuant to the Preferred Stock being deposited or withdrawn) and (ii) Section 5.07 hereof, may require the production of evidence satisfactory to it as to the identity and genuineness of any signature which evidence shall include a signature guarantee from an eligible guarantor institution participating in a signature guarantee program approved by the Securities Transfer Association, and any other reasonable evidence of authority that may be required by the Depositary, and (iii) also require compliance with such additional requirementsregulations, if any, as the Depositary or the Company Corporation may reasonably establish consistent with the provisions of this Deposit Agreement and/or applicable lawAgreement. The deposit of Preferred Stock may be refused, the delivery of Receipts against Preferred Stock may be suspended, the transfer registration of Receipts may be refused, refused and the registration of transfer, split-up, combination, surrenderredemption, surrender or exchange or redemption of outstanding Receipts may be suspended (i) during any period when the register of stockholders of the Company or the Depositary Office Corporation is closed or (ii) if any such action is deemed reasonably necessary or advisable by the Depositary, any of the Depositary’s 's Agents or the Company Corporation at any time or from time to time because of any requirement of law or of any government or governmental body or commission, or under any other provision of this Deposit Agreement.or
Appears in 2 contracts
Sources: Deposit Agreement (Bankers Trust New York Corp), Deposit Agreement (Bankers Trust New York Corp)
Limitations on Execution and Delivery. Transfer, Split-up, Combination, ------------------------------------------------ Surrender and Exchange of Receipts. As a condition precedent to the execution ---------------------------------- and delivery, registration of transfer, split-up, combination, surrender or exchange of any Receipt, the Depositary, any of the Depositary’s 's Agents or the Company may require any or all of the following: (i) payment to it of a sum sufficient for the payment (or, in the event that the Depositary or the Company shall have made such payment, the reimbursement to it) of any tax charges or other governmental charge and stock transfer or registration fee with respect thereto (including any such tax or charge with respect expenses payable by the holder of a Receipt pursuant to the Preferred Stock being deposited or withdrawn) and (ii) Section 5.07, may require the production of evidence satisfactory to it as to the identity and genuineness of any signature which evidence shall include a signature guarantee from an eligible guarantor institution participating in a signature guarantee program approved by the Securities Transfer Association, and any other reasonable evidence of authority that may be required by the Depositary, and (iii) also require compliance with the rules and regulations of any governmental body, the New York Stock Exchange, any applicable self regulatory body or such additional requirementsregulations, if any, as the Depositary or the Company may reasonably establish consistent with the provisions of this Deposit Agreement and/or applicable lawAgreement. The deposit of Preferred Stock may be refused, the delivery of Receipts against Preferred Stock may be suspended, the registration of transfer of Receipts Depositary Shares may be refused, refused and the registration of transfer, split-up, combination, surrender, surrender or exchange or redemption of outstanding Receipts Depositary Shares may be suspended (i) during any period when the register of stockholders of the Company or the Depositary Office is closed or (ii) if any such action is deemed reasonably necessary or advisable by the Depositary, any of the Depositary’s 's Agents or the Company at any time or from time to time because of any requirement of law or of any government or governmental body or commission, New York Stock Exchange or under any other provision of this Deposit Agreement.
Appears in 2 contracts
Sources: Deposit Agreement (Monsanto Co), Deposit Agreement (Unova Inc)
Limitations on Execution and Delivery. Transfer, Split-up, Combination, ------------------------------------------------ Surrender and Exchange of Receipts. As a condition precedent to the execution ---------------------------------- and delivery, registration of transfer, split-up, combination, surrender or exchange of any Receipt, the Depositary, any of the Depositary’s 's Agents or the Company may require any or all of the following: (i) payment to it of a sum sufficient for the payment (or, in the event that the Depositary or the Company shall have made such payment, the reimbursement to it) of any tax charges or other governmental charge and stock transfer or registration fee with respect thereto (including any such tax or charge with respect expenses payable by the holder of a Receipt pursuant to the Preferred Stock being deposited or withdrawn) and (ii) Section 5.07, may require the production of evidence satisfactory to it as to the identity and genuineness of any signature which evidence shall include a signature guarantee from an eligible guarantor institution participating in a signature guarantee program approved by the Securities Transfer Association, and any other reasonable evidence of authority that may be required by the Depositary, and (iii) also require compliance with such additional requirementsregulations, if any, as the Depositary or the Company may reasonably establish consistent with the provisions of this Deposit Agreement and/or applicable lawAgreement. The deposit of Preferred Stock may be refused, the delivery of Receipts against Preferred Stock may be suspended, the registration of transfer of Receipts may be refused, refused and the registration of transfer, split-up, combination, surrender, surrender or exchange or redemption of outstanding Receipts may be suspended (i) during any period when the register of stockholders of the Company or the Depositary Office is closed or (ii) if any such action is deemed reasonably necessary or advisable by the Depositary, any of the Depositary’s 's Agents or the Company at any time or from time to time because of any requirement of law or of any government or governmental body or commission, commission or under any other provision of this Deposit Agreement. Without limitation of the foregoing, the Depositary shall not knowingly accept for deposit under this Deposit Agreement any shares of Stock which are required to be registered under the Securities Act of 1933, unless a registration statement under such Act is in effect as to such shares of Stock.
Appears in 1 contract
Limitations on Execution and Delivery. Transfer, Split-up, Combination, ------------------------------------------------ Surrender and Exchange of Receipts. As a condition precedent to the execution ---------------------------------- and delivery, registration of transfer, split-up, combination, surrender or exchange of any Receipt, the Depositary, any of the Depositary’s 's Agents or the Company may require any or all of the following: (i) payment to it of a sum sufficient for the payment (or, in the event that the Depositary or the Company shall have made such payment, the reimbursement to it) of any tax charges or other governmental charge and stock transfer or registration fee with respect thereto (including any such tax or charge with respect expenses payable by the holder of a Receipt pursuant to the Preferred Stock being deposited or withdrawn) and (ii) Section 5.07, may require the production of evidence satisfactory to it as to the identity and genuineness of any signature which evidence shall include a signature guarantee from an eligible guarantor institution participating in a signature guarantee program approved by the Securities Transfer Association, and any other reasonable evidence of authority that may be required by the Depositary, and (iii) also require compliance with such additional requirementsregulations, if any, as the Depositary or the Company may reasonably establish consistent with the provisions of this Deposit Agreement and/or applicable lawAgreement. The deposit of Preferred Stock may be refused, the delivery of Receipts against Preferred Stock may be suspended, the registration of transfer of Receipts may be refused, refused and the registration of transfer, split-up, combination, surrender, surrender or exchange or redemption of outstanding Receipts may be suspended (i) during any period when the register of stockholders of the Company or the Depositary Office is closed or (ii) if any such action is deemed reasonably necessary or advisable by the Depositary, any of the Depositary’s 's Agents or the Company at any time or from time to time because of any requirement of law or of any government or governmental body or commission, commission or under any other provision of this Deposit Agreement.
Appears in 1 contract
Sources: Deposit Agreement (Merrill Lynch Preferred Capital Trust V)
Limitations on Execution and Delivery. Transfer, Split-up, Combination, Surrender ---------------------------------------------------------- and Exchange of Receipts. As a condition precedent to the execution and ------------------------ delivery, registration of transfer, split-up, combination, surrender or exchange of any Receipt, the Depositary, any of the Depositary’s 's Agents or the Company may require any or all of the following: (i) payment to it of a sum sufficient for the payment (or, in the event that the Depositary or the Company shall have made such payment, payment the reimbursement to it) of any tax charges or other governmental charge and stock transfer or registration fee with respect thereto (including any such tax or charge with respect expenses payable by the holder of a Receipt pursuant to the Preferred Stock being deposited or withdrawn) and (ii) Section 5.07, may require the production of evidence satisfactory to it as to the identity and genuineness of any signature which evidence shall include a signature guarantee from an eligible guarantor institution participating in a signature guarantee program approved by the Securities Transfer Association, and any other reasonable evidence of authority that may be required by the Depositary, and (iii) also require compliance with such additional requirementsregulations, if any, as the Depositary or the Company may reasonably establish consistent with the provisions of this Deposit Agreement and/or applicable lawAgreement. The deposit of Preferred Stock may be refused, the delivery of Receipts against Preferred Stock may be suspended, the registration of transfer of Receipts may be refused, refused and the registration of transfer, split-up, combination, surrender, surrender or exchange or redemption of outstanding Receipts may be suspended (i) during any period when the register of stockholders of the Company or the Depositary Office is closed closed, or (ii) if any such action is deemed reasonably necessary or advisable by the Depositary, any of the Depositary’s 's Agents or the Company at any time or from time to time because of any requirement of law or of any government or governmental body or commission, commission or under any other provision of this Deposit Agreement.
Appears in 1 contract
Sources: Deposit Agreement (Chirex Inc)
Limitations on Execution and Delivery. Transfer, Split-up, Combination, Surrender ---------------------------------------------------------- and Exchange of Receipts. As a condition precedent to the execution and ------------------------- delivery, registration of transfer, split-up, combination, surrender or exchange of any Receipt, the Depositary, any of the Depositary’s 's Agents or the Company may require any or all of the following: (i) payment to it of a sum sufficient for the payment (or, in the event that the Depositary or the Company shall have made such payment, the reimbursement to it) of any tax charges or other governmental charge and stock transfer or registration fee with respect thereto (including any such tax or charge with respect expenses payable by the holder of a Receipt pursuant to the Preferred Stock being deposited or withdrawn) and (ii) Section 5.07, may require the production of evidence satisfactory to it as to the identity and genuineness of any signature which evidence shall include a signature guarantee from an eligible guarantor institution participating in a signature guarantee program approved by the Securities Transfer Association, and any other reasonable evidence of authority that may be required by the Depositary, and (iii) also require compliance with such additional requirementsregulations, if any, as the Depositary or the Company may reasonably establish consistent with the provisions of this Deposit Agreement and/or applicable lawAgreement. The deposit of Preferred Stock may be refused, the delivery of Receipts against Preferred Stock may be suspended, the registration of transfer of Receipts may be refused, refused and the registration of transfer, split-up, combination, surrender, surrender or exchange or redemption of outstanding Receipts may be suspended (i) during any period when the register of stockholders of the Company or the Depositary Office is closed or (ii) if any such action is deemed reasonably necessary or advisable by the Depositary, any of the Depositary’s 's Agents or the Company at any time or from time to time because of any requirement of law Law or of any government or governmental body or commission, commission or under any other provision of 3f this Deposit Agreement.
Appears in 1 contract