Limitation on Transfers of a Global Security. Except as provided in Section 3.4(a), a Global Security may not be transferred, in whole or in part, to any Person other than the Depositary or a nominee thereof, and no such transfer to any such other Person may be registered; PROVIDED that this clause (1) shall not prohibit any transfer of a Security that is issued in exchange for a Global Security but is not itself a Global Security. No transfer of a Security to any Person shall be effective under this Indenture or the Securities unless and until such Security has been registered in the name of such Person. Nothing in this Section 3.4(b)(1) shall prohibit or render ineffective any transfer of a beneficial interest in a Global Security effected in accordance with the other provisions of this Section 3.4(b).
Appears in 1 contract
Samples: FBL Financial Group Inc
Limitation on Transfers of a Global Security. Except as provided in Section 3.4(a), a A Global Security may not be transferred, in whole or in part, to any Person other than the Depositary U.S. Depository or a nominee thereof, and no such transfer to any such other Person may be registered; PROVIDED provided that this clause (1) shall not prohibit any transfer of a Security that is issued in exchange for a Global Security but is not itself a Global Security. No transfer of a Security to any Person shall be effective under this Indenture or the Securities unless and until such Security has been registered in the name of such Person. Nothing in this Section 3.4(b)(13.05(b)(ii) shall prohibit or render ineffective any transfer of a beneficial interest in a Global Security effected in accordance with the other provisions of this Section 3.4(b3.05(b).. (ii)
Appears in 1 contract
Samples: Indenture (Rite Aid Corp)
Limitation on Transfers of a Global Security. Except as provided in Section 3.4(a), a A Global Security -------------------------------------------- may not be transferred, in whole or in part, to any Person other than the Depositary or a nominee thereof, and no such transfer to any such other Person may be registered; PROVIDED provided that this clause (1) shall not prohibit any transfer of a Security that is issued in exchange for a Global Security but is not itself a Global Security. No transfer of a Security to any Person shall be effective under this Indenture or the Securities unless and until such Security has been registered in the name of such Person. Nothing in this Section 3.4(b)(12.5(b)(1) shall prohibit or render ineffective any transfer of a beneficial interest in a Global Security effected in accordance with the other provisions of this Section 3.4(b2.5(b).
Appears in 1 contract
Samples: Comverse Technology Inc/Ny/
Limitation on Transfers of a Global Security. Except as provided in Section 3.4(a), a A Global -------------------------------------------- Security may not be transferred, in whole or in part, to any Person other than the Depositary U.S. Depository or a nominee thereof, and no such transfer to any such other Person may be registered; PROVIDED provided that this -------- clause (1) shall not prohibit any transfer of a Security that is issued in exchange for a Global Security but is not itself a Global Security. No transfer of a Security to any Person shall be effective under this Indenture or the Securities unless and until such Security has been registered in the name of such Person. Nothing in this Section 3.4(b)(13.5(b)(1) shall prohibit or render ineffective any transfer of a beneficial interest in a Global Security effected in accordance with the other provisions of this Section 3.4(b3.5(b).
Appears in 1 contract
Samples: Indenture (Levi Strauss & Co)
Limitation on Transfers of a Global Security. Except as provided in Section 3.4(a), a A Global Security may not be transferred, in whole or in part, to any Person other than the Depositary or a nominee thereof, and no such transfer to any such other Person may be registered; PROVIDED provided that this clause (1i) shall not prohibit any transfer of a Security that is issued in exchange for a Global Security but is not itself a Global Security. No transfer of a Security to any Person shall be effective under this Indenture or the Securities unless and until such Security has been registered in the name of such Person. Nothing in this Section 3.4(b)(13.5(b)(i) shall prohibit or render ineffective any transfer of a beneficial interest in a Global Security effected in accordance with the other provisions of this Section 3.4(b3.5(b).
Appears in 1 contract
Samples: Indenture (MRV Communications Inc)
Limitation on Transfers of a Global Security. Except as provided in Section 3.4(a), a A Global Security may not be transferred, in whole or in part, to any Person other than the U.S. Depositary or a nominee thereof, and no such transfer to any such other Person may be registered; PROVIDED provided that this clause (1) shall not prohibit any transfer of a Security that is issued in exchange for a Global Security but is not itself a Global Security. No transfer of a Security to any Person shall be effective under this Indenture Fiscal Agency Agreement or the Securities unless and until such Security has been registered in the name of such Person. Nothing in this Section 3.4(b)(13.5(b)(i) shall prohibit or render ineffective any transfer of a beneficial interest in a Global Security effected in accordance with the other provisions of this Section 3.4(b3.5(b).
Appears in 1 contract
Samples: Fiscal Agency Agreement (Principal Financial Group Inc)
Limitation on Transfers of a Global Security. Except as provided in Section 3.4(a), a A Global Security --------------------------------------------- may not be transferred, in whole or in part, to any Person other than the Depositary or a nominee thereof, and no such transfer to any such other Person may be registered; PROVIDED provided that this clause (1) shall not prohibit -------- any transfer of a Security that is issued in exchange for a Global Security but is not itself a Global Security. No transfer of a Security to any Person shall be effective under this Indenture or the Securities unless and until such Security has been registered in the name of such Person. Nothing in this Section 3.4(b)(13.5(b)(1) shall prohibit or render ineffective any transfer of a beneficial interest in a Global Security effected in accordance with the other provisions of this Section 3.4(b3.5(b).
Appears in 1 contract
Samples: Homebase Inc
Limitation on Transfers of a Global Security. Except as provided in Section 3.4(a), a A Global Security may not be transferred, in whole or in part, to any Person other than the Depositary U.S. Depository or a nominee thereof, and no such transfer to any such other Person may be registered; PROVIDED provided that this clause (1i) shall not prohibit any transfer of a Security that is issued in exchange for a Global Security but is not itself a Global Security. No transfer of a Security to any Person shall be effective under this Indenture or the Securities unless and until such Security has been registered in the name of such Person. Nothing in this Section 3.4(b)(13.05(b)(i) shall prohibit or render ineffective any transfer of a beneficial interest in a Global Security effected in accordance with the other provisions of this Section 3.4(b3.05(b).
Appears in 1 contract
Samples: America Online Inc
Limitation on Transfers of a Global Security. Except as provided in Section 3.4(a), a A Global Security may not be transferred, in whole or in part, to any Person other than the Depositary or a nominee thereof, and no such transfer to any such other Person may be registered; PROVIDED provided that this clause (1) shall not prohibit any transfer of a Security Note that is issued in exchange for a Global Security but is not itself a Global Security. No transfer of a Security Note to any Person shall be effective under this Indenture or the Securities Notes unless and until such Security Note has been registered in the name of such Person. Nothing in this Section 3.4(b)(12.5(b)(1) shall prohibit or render ineffective any transfer of a beneficial interest in a Global Security effected in accordance with the other provisions of this Section 3.4(b2.5(b).
Appears in 1 contract
Samples: S3 Inc