Common use of Limitation on Consultation Clause in Contracts

Limitation on Consultation. In accordance with Rule 12d3-1 and Rule 17a-10 under the 1940 Act and any other applicable law or regulation, the Sub-Adviser is not permitted to consult with any other sub-adviser to the Fund or any sub-adviser to any other portion of the Fund or to any other investment company or investment company series for which the Adviser serves as investment adviser concerning transactions for the Fund in securities or other assets.

Appears in 47 contracts

Samples: Sub Advisory Agreement (Blackstone Alternative Investment Funds), Sub Advisory Agreement (Blackstone Alternative Investment Funds), Investment Sub Advisory Agreement (Blackstone Alternative Investment Funds)

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Limitation on Consultation. In accordance with Rule 12d3-1 and Rule 17a-10 under the 1940 Act and any other applicable law or regulation, the Sub-Adviser is not permitted to consult with any other sub-adviser to the Fund or any sub-adviser to any other portion of the Fund or to any other investment company or investment company series for which the Adviser serves as investment adviser concerning transactions for the Fund in securities or other assets. The Sub-Adviser is responsible only for providing advice with respect to the Allocated Portion.

Appears in 21 contracts

Samples: Investment Sub Advisory Agreement (Blackstone Alternative Investment Funds), Investment Sub Advisory Agreement (Blackstone Alternative Investment Funds), Investment Sub Advisory Agreement (Blackstone Alternative Investment Funds)

Limitation on Consultation. In accordance with Rule 12d3-1 and Rule 17a-10 under the 1940 Act and any other applicable law or regulation, the Sub-Adviser is not permitted to consult with any other sub-adviser subadviser to the Fund or any sub-adviser subadviser to any other portion portfolio of the Fund or to any other investment company or investment company series for which the Adviser serves as investment adviser concerning transactions for the Fund in securities or other assets. The Sub-Adviser is responsible only for providing advice with respect to the Allocated Portion.

Appears in 19 contracts

Samples: Investment Sub Advisory Agreement (Blackstone Alternative Investment Funds), Investment Sub Advisory Agreement (Blackstone Alternative Investment Funds), Sub Advisory Agreement (Blackstone Alternative Investment Funds)

Limitation on Consultation. In accordance with Rule 12d3-1 and Rule 17a-10 under the 1940 Act and any other applicable law or regulation, the Sub-Adviser is not permitted to consult with any other sub-adviser to the Fund or any sub-adviser to any other portion portfolio of the Fund or to any other investment company or investment company series for which the Adviser serves as investment adviser concerning transactions for the Fund in securities or other assets. The Sub-Adviser is responsible only for providing advice with respect to the Allocated Portion.

Appears in 15 contracts

Samples: Investment Sub Advisory Agreement (Blackstone Alternative Investment Funds), Investment Sub Advisory Agreement (Blackstone Alternative Investment Funds), Investment Sub Advisory Agreement (Blackstone Alternative Investment Funds)

Limitation on Consultation. In accordance with Rule 12d3-1 and Rule 17a-10 under the 1940 Act and any other applicable law or regulation, the Sub-Adviser is not permitted to consult with any other sub-adviser to the Fund or any sub-adviser to any other portion portfolio of the Fund or to any other investment company or investment company series for which the Adviser serves as investment adviser concerning transactions for the Fund in securities or other assets.

Appears in 13 contracts

Samples: Investment Sub Advisory Agreement (FS Multi-Alternative Income Fund), Investment Sub Advisory Agreement (FS Multi-Alternative Income Fund), Investment Sub Advisory Agreement (FS Multi-Alternative Income Fund)

Limitation on Consultation. In accordance with Rule 12d3-1 and Rule 17a-10 under the 1940 Act and any other applicable law or regulationlaw, the Sub-Adviser is Subadviser will not permitted to consult with any other sub-adviser subadviser to the Fund or any sub-adviser subadviser to any other portion portfolio of the Fund or to any other investment company or investment company series for which the Adviser serves as investment adviser concerning transactions for the Fund in securities or other assets.

Appears in 11 contracts

Samples: Subadvisory Agreement (FDP Series, Inc.), Investment Subadvisory Agreement (Defined Strategy Fund, Inc.), Investment Subadvisory Agreement (Dow 30 Premium & Dividend Income Fund Inc.)

Limitation on Consultation. In accordance with Rule 12d3-1 and Rule 17a-10 under the 1940 Act and any other applicable law or regulationlaw, the Sub-Adviser is Advisor will not permitted to consult with any other sub-adviser advisor to the Fund or any sub-adviser advisor to any other portion portfolio of the Fund or to any other investment company or investment company series for which the Adviser Advisor serves as investment adviser concerning transactions for the Fund in securities or other assets, except to the extent necessary to ensure the Fund’s compliance with the requirements of Rule 12d3-1(a) and (b) under the 1940 Act.

Appears in 8 contracts

Samples: Sub Advisory Agreement (Nomura Partners Funds, Inc.), Sub Advisory Agreement (Nomura Partners Funds, Inc.), Sub Advisory Agreement (Nomura Partners Funds, Inc.)

Limitation on Consultation. In accordance with Rule 12d3-1 and Rule 17a-10 under the 1940 Act and any other applicable law or regulationlaw, the Sub-Adviser is Subadviser will not permitted to consult with any other sub-adviser subadviser to the Fund or any sub-adviser subadviser to any other portion portfolio of the Fund or to any other investment company or investment company series for which the Adviser serves as investment adviser concerning transactions for the Fund in securities or other assets, except to the extent necessary to ensure the Fund’s compliance with the requirements of Rule 12d3-1(a) and (b) under the 1940 Act.

Appears in 5 contracts

Samples: Subadvisory Agreement (FDP Series, Inc.), Subadvisory Agreement (FDP Series, Inc.), Subadvisory Agreement (FDP Series, Inc.)

Limitation on Consultation. In accordance with Rule 12d3-1 and Rule 17a-10 under the 1940 Act and any other applicable law or regulation, the Sub-Adviser is not permitted to consult consult, with respect to transactions for the Fund in securities or other assets, with any other sub-adviser to the Fund or any sub-adviser to any other portion portfolio of the Fund or to any other investment company or investment company series for which the Adviser serves as investment adviser concerning transactions adviser. The Sub-Adviser is responsible only for providing advice with respect to the Fund in securities or other assetsAllocated Portion.

Appears in 4 contracts

Samples: Investment Sub Advisory Agreement (Blackstone Alternative Investment Funds), Investment Sub Advisory Agreement (Blackstone Alternative Investment Funds), Investment Sub Advisory Agreement (Blackstone Alternative Investment Funds)

Limitation on Consultation. In accordance with Rule 12d3-1 and Rule 17a-10 under the 1940 Act and any other applicable law or regulation, the Sub-Adviser is not permitted to consult with any other sub-adviser subadviser to the Fund or any sub-adviser subadviser to any other portion portfolio of the Fund or to any other investment company or investment company series for which the Adviser serves as investment adviser concerning transactions for the Fund in securities or other assets.

Appears in 4 contracts

Samples: Investment Sub Advisory Agreement (Blackstone Alternative Investment Funds), Sub Advisory Agreement (Blackstone Alternative Investment Funds), Investment Sub Advisory Agreement (Blackstone Alternative Investment Funds)

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Limitation on Consultation. In accordance with Rule 12d3-1 and Rule 17a-10 under the 1940 Act and any other applicable law or regulationlaw, the Sub-Adviser is Subadviser will not permitted to consult with any other sub-adviser subadviser to the Fund or any sub-adviser subadviser to any other portion portfolio of the Fund or to any other investment company or investment company series for which the Adviser serves as investment adviser concerning transactions for the Fund in securities or other assets, except to the extent necessary to ensure the Fund's compliance with the requirements of Rule 12d3-1(a) and (b) under the 1940 Act.

Appears in 2 contracts

Samples: FDP Series (FDP Series, Inc.), FDP Series (FDP Series, Inc.)

Limitation on Consultation. In accordance with Rule 12d3-1 and Rule 17a-10 under the 1940 Act and any other applicable law or regulation, the Sub-Adviser is not permitted to consult with any other sub-adviser to the Fund or any sub-adviser to any other portion of the Fund or to any other investment company or investment company series for which the Adviser serves as investment adviser concerning transactions for the Fund in securities or other assets.. Exhibit d.23

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Blackstone Alternative Investment Funds)

Limitation on Consultation. In accordance with Rule 12d3-1 and Rule 17a-10 under the 1940 Act and any other applicable law or regulation, the Sub-Adviser SubAdviser is not permitted to consult with any other sub-adviser subadviser to the Fund or any sub-adviser subadviser to any other portion portfolio of the Fund or to any other investment company or investment company series for which the Adviser or the SubAdviser serves as investment adviser concerning transactions for the Fund in securities or other assets. The Sub-SubAdviser is responsible only for providing advice with respect to the Allocated Assets.

Appears in 1 contract

Samples: Sub Subadvisory Agreement (Oppenheimer Global Strategic Income Fund)

Limitation on Consultation. In accordance with Rule 12d3-1 and Rule 17a-10 under the 1940 Act and any other applicable law or regulation, the Sub-Adviser is not permitted to consult with any other sub-adviser to the Fund or any sub-adviser to any other portion portfolio of the Fund Trust or to any other investment company or investment company series for which the Adviser serves as investment adviser concerning transactions for the Fund in securities or other assets. The Sub-Adviser is responsible only for providing advice with respect to the Fund.

Appears in 1 contract

Samples: Sub Advisory Agreement (Mutual Fund Series Trust)

Limitation on Consultation. In accordance with Rule 12d3-1 and Rule 17a-10 under the 1940 Act and any other applicable law or regulation, the SubCo-Adviser is not permitted to consult with any other co-adviser or sub-adviser to the Fund or any co-adviser or sub-adviser to any other portion of the Fund or to any other investment company or investment company series for which the Adviser serves as investment adviser concerning transactions for the Fund in securities or other assets.

Appears in 1 contract

Samples: Investment Co Advisory Agreement (Advisors' Inner Circle Fund III)

Limitation on Consultation. In accordance with Rule 12d3-1 and Rule 17a-10 under the 1940 Act and any other applicable law or regulation, the SubCo-Adviser is not permitted to consult with any other co-adviser or sub-adviser to the Fund or any co- adviser or sub-adviser to any other portion of the Fund or to any other investment company or investment company series for which the Adviser serves as investment adviser concerning transactions for the Fund in securities or other assets.

Appears in 1 contract

Samples: Investment Co Advisory Agreement (Advisors' Inner Circle Fund III)

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