Common use of Lending and Other Relationship Clause in Contracts

Lending and Other Relationship. Except as disclosed in the Registration Statement, the General Disclosure Package and the Prospectus, (i) the Company does not have any lending or similar relationship with any Underwriter or any bank or other lending institution affiliated with any Underwriter; (ii) the Company will not, directly or indirectly, use any of the proceeds from the sale of the Securities by the Company hereunder to reduce or retire the balance of any loan or credit facility extended by any Underwriter or any of its “affiliates” or “associated persons” (as such terms are used in FINRA Rule 5121) or otherwise direct any such proceeds to any Underwriter or any of its “affiliates” or “associated persons” (as so defined); and (iii) there are and have been no transactions, arrangements or dealings between the Company, on one hand, and any Underwriter or any of its “affiliates” or “associated persons” (as so defined), on the other hand, that, under FINRA Rule 5110 or 5121, must be disclosed in a submission to FINRA in connection with the offering of the Securities contemplated by this Agreement or disclosed in the Registration Statement, the General Disclosure Package or Prospectus.

Appears in 2 contracts

Samples: Underwriting Agreement (Tracon Pharmaceuticals, Inc.), Underwriting Agreement (Tracon Pharmaceuticals, Inc.)

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Lending and Other Relationship. Except as disclosed in the Registration Statement, the General Disclosure Package and the Prospectus, (i) neither the Company does not have nor any of its subsidiaries has any lending or similar relationship with any Underwriter or any bank or other lending institution affiliated with any Underwriter; (ii) the Company will not, directly or indirectly, not use any of the proceeds from the sale of the Securities by the Company hereunder to reduce or retire the balance of any loan or credit facility extended by any Underwriter or any of its “affiliates” or “associated persons” (as such terms are used in FINRA Rule 5121) or otherwise direct any such proceeds to any Underwriter or any of its such “affiliates” or “associated persons” (as so defined); and (iii) there are and have been no transactions, arrangements or dealings between the CompanyCompany or any of its subsidiaries, on one hand, and any Underwriter or any of its such “affiliates” or “associated persons” (as so defined), on the other hand, that, under FINRA Rule 5110 or 5121, must be disclosed in a submission to FINRA in connection with the offering of the Securities contemplated by this Agreement herein or disclosed in the Registration Statement, the General Disclosure Package or Prospectus.

Appears in 2 contracts

Samples: Underwriting Agreement (BGC Partners, Inc.), Purchase Agreement (Equity One, Inc.)

Lending and Other Relationship. Except as disclosed in the Registration Statement, the General Disclosure Package and the ProspectusFinal Prospectuses, (iA) neither the Company does not have nor its subsidiary has any lending or similar relationship with any Underwriter or any bank or other lending institution affiliated with any Underwriter; , (iiB) the Company will not, directly or indirectly, use any of the proceeds from the sale of the Securities by the Company hereunder to reduce or retire the balance of any loan or credit facility extended by any Underwriter or any of its “affiliates” or “associated persons” (as such terms are used in FINRA Rule 5121) or otherwise direct any such proceeds to any Underwriter or any of its “affiliates” or “associated persons” (as so defined); ) and (iiiC) there are and have been no transactions, arrangements or dealings between the CompanyCompany or its subsidiary, on one hand, and any Underwriter or any of its “affiliates” or “associated persons” (as so defined), on the other hand, that, under FINRA Rule 5110 or 5121, must be disclosed in a submission to FINRA in connection with the offering of the Securities contemplated by this Agreement hereby or disclosed in the Registration Statement, the General Disclosure Package or ProspectusFinal Prospectuses.

Appears in 1 contract

Samples: Underwriting Agreement (IMV Inc.)

Lending and Other Relationship. Except as disclosed in the Registration Statement, the General Disclosure Package Statement and the Prospectus, (i) neither the Company does not have any nor the Subsidiary has a lending or similar relationship with any Underwriter the Manager or any bank or other lending institution affiliated with any Underwriterthe Manager; (ii) the Company will not, directly or indirectly, use any of the proceeds from the sale of the Securities ADSs hereunder by the Company hereunder to reduce or retire the balance of any loan or credit facility extended by any Underwriter the Manager or any of its “affiliates” or “associated persons” (as such terms are used in FINRA Rule 5121) or otherwise direct any such proceeds to any Underwriter the Manager or any of its “affiliates” or “associated persons” (as so defined); and (iii) there are and have been no transactions, arrangements or dealings between the CompanyCompany or the Subsidiary, on one hand, and any Underwriter the Manager or any of its “affiliates” or “associated persons” (as so defined), on the other hand, that, under FINRA Rule 5110 or 5121, must be disclosed in a submission to FINRA in connection with the offering sale of the Securities contemplated by this Agreement ADSs hereunder or disclosed in the Registration Statement, the General Disclosure Package Statement or Prospectus.

Appears in 1 contract

Samples: Market Offering Agreement (BioLineRx Ltd.)

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Lending and Other Relationship. Except as disclosed in the Registration Statement, the General Disclosure Package and the Prospectus, (i) the Company does not have any lending or similar relationship with any Underwriter or any bank or other lending institution affiliated with any Underwriter; (ii) the Company will not, directly or indirectly, use any of the proceeds from the sale of the Securities by the Company hereunder to reduce or retire the balance of any loan or credit facility extended by any Underwriter or any of its “affiliates” or “associated persons” (as such terms are used in FINRA Rule 5121) or otherwise direct any such proceeds to any Underwriter or any of its “affiliates” or “associated persons” (as so defined); and (iii) there are and have been no transactions, arrangements or dealings between the Company, on one hand, and any Underwriter or any of its “affiliates” or “associated persons” (as so defined), on the other hand, that, under FINRA Rule 5110 or 5121, must be disclosed in a submission to FINRA in connection with the offering of the Securities contemplated by this Agreement hereby or disclosed in the Registration Statement, the General Disclosure Package or Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (Globeimmune Inc)

Lending and Other Relationship. Except as disclosed in the Registration Statement, the General Disclosure Package and the Prospectus, (i) neither the Company does not have any nor the Subsidiary has a lending or similar relationship with any Underwriter Cantor or any bank or other lending institution affiliated with any UnderwriterCantor; (ii) the Company will not, directly or indirectly, use any of the proceeds from the sale of the Securities by the Company hereunder to reduce or retire the balance of any loan or credit facility extended by any Underwriter Cantor or any of its “affiliates” or “associated persons” (as such terms are used in FINRA Rule 5121) or otherwise direct any such proceeds to any Underwriter Cantor or any of its “affiliates” or “associated persons” (as so defined); and (iii) there are and have been no transactions, arrangements or dealings between the CompanyCompany or the Subsidiary, on one hand, and any Underwriter Cantor or any of its “affiliates” or “associated persons” (as so defined), on the other hand, that, under FINRA Rule 5110 or 5121, must be disclosed in a submission to FINRA in connection with the offering of the Securities contemplated by this Agreement hereby or disclosed in the Registration Statement, the General Disclosure Package or Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (RedHill Biopharma Ltd.)

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