Common use of Laundering Policy Clause in Contracts

Laundering Policy. The Sub‑Advisor agrees to comply with the Trust’s Anti‑Money Laundering Policy and the AML Laws, as the same may apply to the Sub‑Advisor, now and in the future. The Sub‑Advisor further agrees to provide to the Trust and/or the Fund’s administrator such reports, certifications and contractual assurances as may be reasonably requested by the Trust. The Trust may disclose information regarding the Sub‑Advisor to governmental and/or regulatory or self‑regulatory authorities to the extent required by applicable law or regulation and may file reports with such authorities as may be required by applicable law or regulation.

Appears in 2 contracts

Samples: Interim Sub‑advisory Agreement (Manager Directed Portfolios), Sub Advisory Agreement (Manager Directed Portfolios)

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Laundering Policy. The Sub‑Advisor agrees Sub-Advisor agrees, to the extent applicable to its services hereunder, to comply with the Trust’s Anti‑Money Anti-Money Laundering Policy and the AML Laws, as the same may apply to the Sub‑AdvisorSub-Advisor, now and in the future. The Sub‑Advisor Sub-Advisor further agrees to provide to the Trust and/or the Fund’s administrator such reports, certifications and contractual assurances as may be reasonably requested by the Trust. The Trust may disclose information regarding the Sub‑Advisor Sub-Advisor to governmental and/or regulatory or self‑regulatory self-regulatory authorities to the extent required by applicable law or regulation and may file reports with such authorities as may be required by applicable law or regulation.

Appears in 2 contracts

Samples: Investment Sub Advisory Agreement (Trust for Professional Managers), Investment Sub Advisory Agreement (Trust for Professional Managers)

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Laundering Policy. The Sub‑Advisor Sub-Advisor agrees to comply with the TrustFund’s Anti‑Money Anti-Money Laundering Policy and the AML Laws, as the same may apply to the Sub‑AdvisorSub-Advisor, now and in the future. The Sub‑Advisor Sub-Advisor further agrees to provide to the Trust Fund and/or the Fund’s administrator Advisor such reports, certifications and contractual assurances as may be reasonably requested by the TrustFund or the Advisor. The Trust Advisor may disclose information regarding respecting the Sub‑Advisor Sub-Advisor to governmental and/or regulatory or self‑regulatory self-regulatory authorities to the extent required by applicable law or regulation and may file reports with such authorities as may be required by applicable law or regulation.

Appears in 1 contract

Samples: Investment Sub Advisory Agreement (Litman Gregory Funds Trust)

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