Issuance of New Certificates to Pledgee. A pledgee of Shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of pledgor shall be stated thereon, who alone shall be liable as a Shareholder and entitled to vote thereon.
Appears in 131 contracts
Samples: Pimco Corporate Opportunity Fund (Pimco Corporate & Income Opportunity Fund), Appendix (Pimco Municipal Income Fund Iii), Appendix (Pimco California Municipal Income Fund Ii)
Issuance of New Certificates to Pledgee. A pledgee of Shares shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a Shareholder shareholder and entitled to vote thereon.
Appears in 36 contracts
Samples: Natixis Funds Trust (Natixis Funds Trust IV), PFS Funds, Natixis Funds Trust II
Issuance of New Certificates to Pledgee. A pledgee of Shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a Shareholder and entitled to vote thereon.
Appears in 25 contracts
Samples: Amg Funds (Amg Funds), Amg Funds (Amg Funds), Amg Funds I (AMG Funds I)
Issuance of New Certificates to Pledgee. A pledgee of Shares shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate certificates shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a Shareholder shareholder and entitled to vote thereon.
Appears in 10 contracts
Samples: Sterling Capital Funds, Cash Accumulation Trust, Cash Accumulation Trust
Issuance of New Certificates to Pledgee. A pledgee of Shares --------------------------------------- transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of pledgor shall be stated thereon, who alone shall be liable as a Shareholder and entitled to vote thereon.
Appears in 9 contracts
Samples: Pimco New York Municipal Income Fund, Pimco Municipal Income Fund, Pimco California Municipal Income Fund Ii
Issuance of New Certificates to Pledgee. A pledgee of Shares shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a Shareholder shareholder and entitled to vote thereon.. 10.4
Appears in 8 contracts
Samples: Gateway Trust, Natixis Funds Trust IV, Natixis Funds Trust I
Issuance of New Certificates to Pledgee. A pledgee of Shares shares transferred --------------------------------------- as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a Shareholder shareholder and entitled to vote thereon.
Appears in 3 contracts
Samples: Loomis Sayles Funds, Magna Funds /Ma/, Loomis Sayles Investment Trust
Issuance of New Certificates to Pledgee. A pledgee of Shares transferred as collateral security security, if share certificates were issued for such shares, shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a Shareholder and entitled to vote thereon.
Appears in 2 contracts
Samples: Ashmore Funds, Ashmore Funds
Issuance of New Certificates to Pledgee. A pledgee of Shares shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, ; who alone shall be liable as a Shareholder shareholder and entitled to vote thereon.
Appears in 2 contracts
Samples: Voya PRIME RATE TRUST, Voya PRIME RATE TRUST
Issuance of New Certificates to Pledgee. A pledgee of Shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of pledgor shall be stated thereon, who alone shall be liable as a Shareholder and entitled to vote thereon.. 9.4
Appears in 2 contracts
Samples: Pimco California Municipal Income Fund Iii, AllianzGI Artificial Intelligence & Technology Opportunities Fund
Issuance of New Certificates to Pledgee. A pledgee of Shares shares --------------------------------------- transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of pledgor shall be stated thereon, who alone shall be liable as a Shareholder shareholder and entitled to vote thereon.
Appears in 2 contracts
Samples: Pimco Funds Equity Advisors Series, Pimco Funds Multi Manager Series
Issuance of New Certificates to Pledgee. A pledgee of Shares shares --------------------------------------- transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate certificates shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a Shareholder shareholder and entitled to vote thereon.
Appears in 2 contracts
Samples: Tocqueville Trust, Quantitative Group of Funds
Issuance of New Certificates to Pledgee. A pledgee of Shares shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, ,; who alone shall be liable as a Shareholder shareholder and entitled to vote thereon.
Appears in 1 contract
Samples: Ing Prime Rate Trust
Issuance of New Certificates to Pledgee. A pledgee of Shares shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that the is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a Shareholder shareholder and entitled to vote thereon.. 10.4
Appears in 1 contract
Samples: Natixis Funds Trust III
Issuance of New Certificates to Pledgee. A pledgee of Shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of pledgor shall be stated thereon, who alone shall be liable as a Shareholder and entitled to vote thereon.. -5- 9.4
Appears in 1 contract
Samples: Pimco Municipal Income Fund Iii
Issuance of New Certificates to Pledgee. A pledgee of Shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that is intended to be secured thereby. Such new certificate certificates shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a Shareholder and entitled to vote thereon.shall
Appears in 1 contract
Samples: Schwab Investments
Issuance of New Certificates to Pledgee. A pledgee of Shares shares transferred as collateral security shall be entitled to a new certificate if the instrument of transfer substantially describes the debt or duty that the is intended to be secured thereby. Such new certificate shall express on its face that it is held as collateral security, and the name of the pledgor shall be stated thereon, who alone shall be liable as a Shareholder shareholder and entitled to vote thereon.
Appears in 1 contract
Samples: IXIS Advisor Funds Trust III
