Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 256 contracts
Samples: Warrant Agreement (American Acquisition Opportunity Inc.), Underwriting Agreement (Good Works Acquisition Corp.), Underwriting Agreement (Model Performance Acquisition Corp)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act)) or money market funds meeting the conditions of Rule 2a-7 of the Investment Company Act.
Appears in 247 contracts
Samples: Underwriting Agreement (Marblegate Acquisition Corp.), Underwriting Agreement (CF Acquisition Corp. VIII), Underwriting Agreement (BOA Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 222 contracts
Samples: Underwriting Agreement (RF Acquisition Corp II), Services Agreement (Legato Merger Corp.), Underwriting Agreement (Sportsmap Tech Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act)) or money market funds meeting the conditions of Rule 2a-7 under the Investment Company Act.
Appears in 170 contracts
Samples: Underwriting Agreement (CO2 Energy Transition Corp.), Underwriting Agreement (Evergreen Corp), Underwriting Agreement (IB Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act)) or money market funds meeting the conditions of Rule 2a-7 of the Investment Company Act.
Appears in 98 contracts
Samples: Underwriting Agreement (10X Capital Venture Acquisition Corp), Underwriting Agreement (EVe Mobility Acquisition Corp), Underwriting Agreement (10X Capital Venture Acquisition Corp. III)
Investments. No more than 45% of the “"value” " (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “"Investment Company Act”")) of the Company’s 's total assets consist of, and no more than 45% of the Company’s 's net income after taxes is derived from, securities other than “"Government Securities” securities" (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 46 contracts
Samples: Underwriting Agreement (Beverage Acquisition CORP), Underwriting Agreement (KBL Healthcare Acquisition Corp. II), Underwriting Agreement (Millstream II Acquisition CORP)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securitiessecurities” (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 43 contracts
Samples: Underwriting Agreement (Oakmont Acquisition Corp.), Underwriting Agreement (Argyle Security Acquisition CORP), Underwriting Agreement (Argyle Security Acquisition CORP)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 41 contracts
Samples: Underwriting Agreement (Jensyn Acquisition Corp.), Underwriting Agreement (Pinpoint Advance CORP), Underwriting Agreement (I-Am CAPITAL ACQUISITION Co)
Investments. No more than forty-five percent (45% %) of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than forty-five percent (45% %) of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 26 contracts
Samples: Underwriting Agreement (Bellevue Life Sciences Acquisition Corp.), Underwriting Agreement (Bellevue Life Sciences Acquisition Corp.), Underwriting Agreement (Bayview Acquisition Corp)
Investments. No more than 45% of the “"value” " (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”"INVESTMENT COMPANY ACT")) of the Company’s 's total assets consist of, and no more than 45% of the Company’s 's net income after taxes is derived from, securities other than “"Government Securities” securities" (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 25 contracts
Samples: Underwriting Agreement (InterAmerican Acquisition Group Inc), Underwriting Agreement (InterAmerican Acquisition Group Inc), Underwriting Agreement (Vector Intersect Security Acquisition Corp.)
Investments. No more than forty-five (45% %) of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than forty-five (45% %) of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 20 contracts
Samples: Underwriting Agreement (Blockchain Moon Acquisition Corp.), Underwriting Agreement (Redwoods Acquisition Corp.), Underwriting Agreement (Blockchain Moon Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act)) or money market funds meeting the conditions of Rule 2a-7 under the Investment Company Act.
Appears in 18 contracts
Samples: Underwriting Agreement (Genesis Unicorn Capital Corp.), Underwriting Agreement (EF Hutton Acquisition Corp I), Underwriting Agreement (EF Hutton Acquisition Corp I)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act)) or money market funds meeting certain conditions under Rule 2a-7 of the Investment Company Act.
Appears in 16 contracts
Samples: Underwriting Agreement (Quinpario Acquisition Corp.), Underwriting Agreement (Electrum Special Acquisition Corp), Underwriting Agreement (PMV Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “Investment Company Act”)) of the Company’s total assets (exclusive of “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act)) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “the Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 15 contracts
Samples: Underwriting Agreement (Arcade Acquisition Corp.), Underwriting Agreement (TM Entertainment & Media, Inc.), Form of Underwriting Agreement (Echo Healthcare Acquisition Corp.)
Investments. No more than 45% of the “"value” " (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “"Investment Company Act”")) of the Company’s 's total assets consist of, and no more than 45% of the Company’s 's net income after taxes is derived from, securities other than “"Government Securities” securities" (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 12 contracts
Samples: Underwriting Agreement (Trinity Partners Acquistion CO Inc.), Underwriting Agreement (Trinity Partners Acquistion CO Inc.), Warrant Agreement (Cea Acquisition Corp)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “Investment Company Act”)) of the Company’s total assets consist (giving effect to the Closings) consists of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securitiessecurities” (as defined in Section 2(a)(16) of the Investment Company Act)) or money market funds meeting certain conditions under Rule 2a-7 of the Investment Company Act.
Appears in 9 contracts
Samples: Underwriting Agreement (Selway Capital Acquisition Corp.), Underwriting Agreement (Selway Capital Acquisition Corp.), Underwriting Agreement (Selway Capital Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securitiessecurities” (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 8 contracts
Samples: Underwriting Agreement (India Globalization Capital, Inc.), Underwriting Agreement (India Globalization Capital, Inc.), Underwriting Agreement (India Globalization Capital, Inc.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) Securities or money market funds meeting certain conditions under Rule 2a-7 of the Investment Company Act).
Appears in 7 contracts
Samples: Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp II), Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp II), Underwriting Agreement (COMMITTED CAPITAL ACQUISITION Corp)
Investments. No more than 45% of the “"value” " (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “"Investment Company Act”")) of the Company’s 's total assets consist of, and no more than 45% (exclusive of the Company’s net income after taxes is derived from, securities other than “"Government Securities” " (as defined in Section 2(a)(16) of the Investment Company Act)) consist of, and no more than 45% of the Company's net income after taxes is derived from, securities other than the Government Securities.
Appears in 7 contracts
Samples: Underwriting Agreement (FMG Acquisition Corp), Underwriting Agreement (FMG Acquisition Corp), Underwriting Agreement (FMG Acquisition Corp)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securitiessecurities” (as defined in Section 2(a)(16) of the Investment Company Act)) or money market funds meeting the conditions of Rule 2a-7 under the Investment Company Act.
Appears in 7 contracts
Samples: Underwriting Agreement (Energem Corp), Underwriting Agreement (Energem Corp), Underwriting Agreement (Technology & Telecommunication Acquisition Corp)
Investments. No more than 4540% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 4540% of the Company’s net income after taxes is derived from, securities other than “Government Securitiessecurities” (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 6 contracts
Samples: Underwriting Agreement (Phoenix India Acquisition Corp.), Underwriting Agreement (Phoenix India Acquisition Corp.), Underwriting Agreement (Phoenix India Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the 1940 ( “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” Securities (as defined in Section 2(a)(16) of the Investment Company Act)) or money market funds meeting certain conditions under Rule 2a-7 of the Investment Company Act.
Appears in 6 contracts
Samples: Underwriting Agreement (Empeiria Acquisition Corp), Underwriting Agreement (Empeiria Acquisition Corp), Underwriting Agreement (BGS Acquisition Corp.)
Investments. No more than 45% of the “"value” " (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “"Investment Company Act”")) of the Company’s 's total assets consist of, and no more than 45% of the Company’s 's net income after taxes is derived from, securities other than “"Government Securities” " (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 6 contracts
Samples: Underwriting Agreement (China Resources Ltd.), Underwriting Agreement (China Energy & Resources LTD), Underwriting Agreement (Healthcare Acquisition Corp)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securitiessecurities” (as defined in Section 2(a)(16) of the Investment Company Act)) or money market funds meeting certain conditions under Rule 2a-7 of the Investment Company Act.
Appears in 5 contracts
Samples: Underwriting Agreement (FlatWorld Acquisition Corp.), Underwriting Agreement (Selway Capital Acquisition Corp.), Underwriting Agreement (FlatWorld Acquisition Corp.)
Investments. No more than 45% of the “valueValue” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “the Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 5 contracts
Samples: Underwriting Agreement (2020 ChinaCap Acquirco, Inc.), Underwriting Agreement (2020 ChinaCap Acquirco, Inc.), Underwriting Agreement (2020 ChinaCap Acquirco, Inc.)
Investments. No more than 45% of the “"value” " (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “"Investment Company Act”")) of the Company’s 's total assets (exclusive of "Government securities" (as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s 's net income after taxes is derived from, securities other than “the Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 4 contracts
Samples: Underwriting Agreement (Chardan China Acquisition Corp III), Underwriting Agreement (Chardan China Acquisition Corp III), Underwriting Agreement (Chardan China Acquisition Corp II)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 4 contracts
Samples: Underwriting Agreement (China Growth Alliance LTD), Underwriting Agreement (China Growth Alliance LTD), Underwriting Agreement (China Growth Alliance LTD)
Investments. No more than 45% of the “"value” " (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “"Investment Company Act”")) of the Company’s 's total assets consist of, and no more than 45% of the Company’s 's net income after taxes is derived from, securities other than “"Government Securities” " (as defined in Section 2(a)(16) of the Investment Company Act)) or money market funds meeting the conditions of Rule 2a-7 of the Investment Company Act.
Appears in 4 contracts
Samples: Underwriting Agreement (Allegro Merger Corp.), Underwriting Agreement (Arbor Rapha Capital Bioholdings Corp. I), Underwriting Agreement (Arbor Rapha Capital Bioholdings Corp. I)
Investments. No more than 4540% of the “"value” " (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “"Investment Company Act”")) of the Company’s 's total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “"Government Securities” securities" (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 3 contracts
Samples: Underwriting Agreement (Juniper Partners Acquisition Corp.), Underwriting Agreement (Juniper Partners Acquisition Corp.), Underwriting Agreement (Juniper Partners Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securitiessecurities” (as defined in Section 2(a)(16) of the Investment Company Act).. Maxim Group LLC _____________, 2005
Appears in 3 contracts
Samples: Underwriting Agreement (Star Maritime Acquisition Corp.), Underwriting Agreement (Star Maritime Acquisition Corp.), Underwriting Agreement (Star Maritime Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securitiesgovernment securities” (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 3 contracts
Samples: Underwriting Agreement (Global SPAC Partners Co,), Underwriting Agreement (Global SPAC Partners Co,), Underwriting Agreement (Global SPAC Partners Co,)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).. EarlyBirdCapital, Inc. _______, 2021
Appears in 2 contracts
Samples: Underwriting Agreement (Oxus Acquisition Corp.), Underwriting Agreement (Oxus Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).. EarlyBirdCapital, Inc. ____________, 2012
Appears in 2 contracts
Samples: Underwriting Agreement (Infinity Cross Border Acquisition Corp), Underwriting Agreement (Infinity Cross Border Acquisition Corp)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act)”.
Appears in 2 contracts
Samples: Underwriting Agreement (Vickers Vantage Corp. I), Underwriting Agreement (Vickers Vantage Corp. I)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” Securities (as defined in Section 2(a)(16) of the Investment Company Act)) or money market funds meeting certain conditions under Rule 2a-7 of the Investment Company Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Australia Acquisition Corp), Underwriting Agreement (Australia Acquisition Corp)
Investments. No more than 45% of the “value” "Value" (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”"INVESTMENT COMPANY ACT")) of the Company’s 's total assets consist of, and no more than 45% of the Company’s 's net income after taxes is derived from, securities other than “"Government Securities” securities" (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 2 contracts
Samples: Underwriting Agreement (Vector Intersect Security Acquisition Corp.), Underwriting Agreement (Vector Intersect Security Acquisition Corp.)
Investments. No more than 45% of the “"value” " (as defined in Section 2(a)(412(a) (41) of the Investment Company Act of 1940, as amended 1940 (the “"Investment Company Act”")) of the Company’s 's total assets consist of, and no more than 45% of the Company’s 's net income after taxes is derived from, securities other than “"Government Securities” securities" (as defined in Section 2(a)(162(a) (16) of the Investment Company Act).
Appears in 2 contracts
Samples: Underwriting Agreement (Confluence Acquisition Partners I, Inc.), Underwriting Agreement (Confluence Acquisition Partners I, Inc.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act)) or money market funds meeting certain conditions under Rule 2a-7 of the Investment Company Act.
Appears in 2 contracts
Samples: Underwriting Agreement (Fintech Acquisition Corp. II), Underwriting Agreement (Fintech Acquisition Corp. II)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securitiessecurities” (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 2 contracts
Samples: Underwriting Agreement (Cazador Acquisition Corp Ltd.), Underwriting Agreement (Cazador Acquisition Corp Ltd.)
Investments. No more than 45% of the “"value” " (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “"Investment Company Act”")) of the Company’s 's total assets (exclusive of "Government Securities" (as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s 's net income after taxes is derived from, securities other than “the Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 2 contracts
Samples: Underwriting Agreement (Courtside Acquisition Corp), Underwriting Agreement (Courtside Acquisition Corp)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(412(a) (41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a) (16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 2 contracts
Samples: Underwriting Agreement (LifeSci Acquisition III Corp.), Underwriting Agreement (LifeSci Acquisition III Corp.)
Investments. No more than 45% of the “"value” " (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “"Investment Company Act”")) of the Company’s 's total assets consist of, and no more than 45% of the Company’s 's net income after taxes is derived from, securities other than “"Government Securities” securities" (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 2 contracts
Samples: Warrant Agreement (TC Acquisition Corp.), Warrant Agreement (Treehouse Partners CORP)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securitiessecurities” (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 2 contracts
Samples: Underwriting Agreement (Mercator Partners Acquisition Corp.), Underwriting Agreement (Mercator Partners Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).. EarlyBirdCapital, Inc. February 3, 2020
Appears in 1 contract
Samples: Underwriting Agreement (InterPrivate Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).. EarlyBirdCapital, Inc. _____, 2020
Appears in 1 contract
Samples: Underwriting Agreement (InterPrivate Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).. EarlyBirdCapital, Inc. [___________], 2016
Appears in 1 contract
Samples: Underwriting Agreement (KLR Energy Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).. EarlyBirdCapital, Inc. June 19, 2018
Appears in 1 contract
Investments. No more than 4540% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 4540% of the Company’s net income after taxes is derived from, securities other than “Government Securitiessecurities” (as defined in Section 2(a)(16) of the Investment Company Act)) or money market funds meeting the conditions of Rule 2a-7 under the Investment Company Act.
Appears in 1 contract
Samples: Underwriting Agreement (Global Robotic Drone Acquisition Corp.)
Investments. No more than 45% of the “‘‘value” ’’ (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “‘‘Investment Company Act”’’)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “‘‘Government Securities” securities’’ (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 1 contract
Samples: Underwriting Agreement (InterAmerican Acquisition Group Inc)
Investments. No more than 45% of the “"value” " (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “"Investment Company Act”")) of the Company’s 's total assets consist of, and no more than 45% of the Company’s 's net income after taxes is derived from, securities other than “"Government Securities” " (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 1 contract
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).. EarlyBirdCapital, Inc. _________, 2021
Appears in 1 contract
Samples: Underwriting Agreement (Finnovate Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) . EarlyBirdCapital, Inc. _____________, 2013 Page 18 of the Investment Company Act).45
Appears in 1 contract
Samples: Underwriting Agreement (MedWorth Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).. EarlyBirdCapital, Inc. December 10, 2019
Appears in 1 contract
Samples: Underwriting Agreement (LIV Capital Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is has been derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act)) or money market funds meeting certain conditions under Rule 2a-7 under the Investment Company Act.
Appears in 1 contract
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).. EarlyBirdCapital, Inc. August 25, 2021
Appears in 1 contract
Samples: Underwriting Agreement (Springwater Special Situations Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).. EarlyBirdCapital, Inc. January 11, 2021
Appears in 1 contract
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).. EarlyBirdCapital, Inc. _________ __, 2014
Appears in 1 contract
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) . EarlyBirdCapital, Inc. July 19, 2012 Page 19 of the Investment Company Act).45
Appears in 1 contract
Samples: Underwriting Agreement (Infinity Cross Border Acquisition Corp)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).. EarlyBirdCapital, Inc. November 3, 2021
Appears in 1 contract
Samples: Underwriting Agreement (Finnovate Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as 18 defined in Section 2(a)(16) of the Investment Company Act)) or money market funds meeting the conditions of Rule 2a-7 under the Investment Company Act.
Appears in 1 contract
Samples: Underwriting Agreement (Jupiter Wellness Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is has been derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 1 contract
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “Investment Company Act”)) of the Company’s total assets consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(162(a)( 16) of the Investment Company Act)) or money market funds meeting the conditions of Rule 2a-7 of the Investment Company Act.
Appears in 1 contract
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).. EarlyBirdCapital, Inc. August 15, 2018
Appears in 1 contract
Samples: Underwriting Agreement (TKK SYMPHONY ACQUISITION Corp)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).. EarlyBirdCapital, Inc. ________, 2019
Appears in 1 contract
Samples: Underwriting Agreement (LIV Capital Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).. EarlyBirdCapital, Inc. [_____], 2017
Appears in 1 contract
Samples: Underwriting Agreement (Draper Oakwood Technology Acquisition Inc.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) . EarlyBirdCapital, Inc. September 14, 2017 Page 20 of the Investment Company Act).42
Appears in 1 contract
Samples: Underwriting Agreement (Draper Oakwood Technology Acquisition Inc.)
Investments. No more than 45% of the “"value” " (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended (the “Investment Company Act”"INVESTMENT COMPANY ACT")) of the Company’s 's total assets consist of, and no more than 45% of the Company’s 's net income after taxes is derived from, securities other than “"Government Securities” securities" (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 1 contract
Samples: Underwriting Agreement (InterAmerican Acquisition Group Inc)
Investments. No more than 45% of the “"value” " (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “"Investment Company Act”")) of the Company’s 's total assets consist of, and no more than 45% of the Company’s 's net income after taxes is derived from, securities other than “Government Securities” "government securities" (as defined in Section 2(a)(16) of the Investment Company Act).
Appears in 1 contract
Samples: Underwriting Agreement (MDC Acquisition Partners, Inc.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).. EarlyBirdCapital, Inc. April 6, 2017
Appears in 1 contract
Investments. No more than 45% of the “"value” " (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “"Investment Company Act”")) of the Company’s 's total assets consist of, and no more than 45% (exclusive of the Company’s net income after taxes is derived from, securities other than “"Government Securities” " (as defined in Section 2(a)(16) of the Investment Company Act)) consist of, and no more than 45% of the Company's net income after taxes is derived from, securities other than the Government Securities.
Appears in 1 contract
Samples: Underwriting Agreement (Coconut Palm Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) . EarlyBirdCapital, Inc. September 30, 2014 Page 19 of the Investment Company Act).45
Appears in 1 contract
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).. EarlyBirdCapital, Inc. December 7, 2020
Appears in 1 contract
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).. EarlyBirdCapital, Inc. June 5, 2019
Appears in 1 contract
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).. EarlyBirdCapital, Inc. __________, 2021
Appears in 1 contract
Samples: Underwriting Agreement (Black Mountain Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).. Rxxx Capital Partners, LLC July 19, 2021
Appears in 1 contract
Samples: Underwriting Agreement (Chavant Capital Acquisition Corp.)
Investments. No more than 45% of the “value” (as defined in Section 2(a)(41) of the Investment Company Act of 1940, as amended 1940 (the “Investment Company Act”)) of the Company’s total assets (exclusive of cash items and “Government Securities,” as defined in Section 2(a)(16) of the Investment Company Act) consist of, and no more than 45% of the Company’s net income after taxes is derived from, securities other than “Government Securities” (as defined in Section 2(a)(16) of the Investment Company Act).. EarlyBirdCapital, Inc. , 2019
Appears in 1 contract
