Investment Management Responsibility Clause Samples

Investment Management Responsibility. 1. The Employer shall appoint a discretionary Trustee to manage the assets of the Plan. 2. The Employer shall retain investment management responsibility and/or authority. [X] 3. The party designated below shall be responsible for the investment of the Participant's account. By selecting a box, the Employer is making a designation as to whom will have authority to issue investment directives with respect to the specified contribution type (check all applicable boxes):

Investment Management Responsibility o 1. The Employer shall appoint a discretionary Trustee to manage the assets of the Plan. o 2. The Employer shall retain investment management responsibility and/or authority. Unless otherwise appointed, the Trustee shall act in a nondiscretionary capacity. x 3. The party designated below shall be responsible for the investment of the Participant’s account. By selecting a box, the Employer is making a designation as to who will have authority to issue investment directives with respect to the specified contribution type (check all applicable boxes): a. All Contributions n/a n/a x b. Elective Deferrals o o o ▇. ▇▇▇▇ 401(k) Deferrals o o o d. Voluntary After-tax Contributions o o o e. Required After-tax Contributions o o o f. Safe Harbor Contributions o o o g. Matching Contributions (Formula 1) o o o h. Matching Contributions (Formula 2) o o o i. QMACs o o o

Investment Management Responsibility. The party designated below shall be responsible for the investment of the Participant’s account. By selecting a box, the Employer is making a designation as to who will have authority to issue investment directives with respect to the specified contribution type (check all applicable boxes): Trustee Employer Participant 1. All Contributions 2. Elective Deferrals/▇▇▇▇ Elective Deferrals 3. Mandatory Elective Deferrals 4. Voluntary After-tax Contributions

Investment Management Responsibility. The Employer shall appoint the Trustee to manage the assets of the Plan unless otherwise indicated below. By selecting a box, the Employer is making a designation as to who will have investment authority over that specified contribution type. INVESTMENT EMPLOYER PARTICIPANT MANAGER 1. All Contributions [_] [X] [_] 2. Elective Deferrals [_] [_] [_] 3. Voluntary Contributions [_] [_] [_] 4. Required Contributions [_] [_] [_] 5. QMACs [_] [_] [_] 6. Matching Contributions [_] [_] [_] 7. QNECs [_] [_] [_] 8. Other Employer Contributions [_] [_] [_] 9. Rollover Contributions 10. [_] [_] [_] 10. Transfer Contributions

Investment Management Responsibility. [ ] 1. The Employer shall appoint a discretionary Trustee to manage the assets of the Plan. [ ] 2. The Employer shall retain investment management responsibility and/or authority. [X] 3. The party designated below shall be responsible for the investment of the Participant's account. By selecting a box, the Employer is making a designation as to whom will have authority to issue investment directives with respect to the specified contribution type (check all applicable boxes): a. All Contributions n/a n/a [X] b. Employer Contributions [ ] [ ] [ ] c. Elective Deferrals [ ] [ ] [ ] d. Voluntary After-tax [ ] [ ] [ ] e. Required After-tax [ ] [ ] [ ] f. Safe Harbor Contributions [ ] [ ] [ ] g. Non-Safe Harbor Match Formula 1 [ ] [ ] [ ] h. QMACs [ ] [ ] [ ] i. QNECs [ ] [ ] [ ] j. Non-Safe Harbor Match Formula 2 [ ] [ ] [ ] k. Rollover Contributions [ ] [ ] [ ] l. Transfer Contributions [ ] [ ] [ ] TO THE EXTENT THAT PARTICIPANT SELF-DIRECTION WAS PREVIOUSLY PERMITTED, THE EMPLOYER SHALL HAVE THE RIGHT TO EITHER MAKE THE ASSETS PART OF THE GENERAL FUND, OR LEAVE THEM AS SELF-DIRECTED SUBJECT TO THE PROVISIONS OF THE BASIC PLAN DOCUMENT #01.