Common use of Investment Company Act Compliance Clause in Contracts

Investment Company Act Compliance. Seller is not required to be registered as an “investment company” as defined under the Investment Company Act nor as an entity under the control of an “investment company” as defined under the Investment Company Act.

Appears in 13 contracts

Samples: Master Repurchase Agreement and Securities Contract (Korth Direct Mortgage Inc.), Electronic Tracking Agreement (Home Point Capital Inc.), Master Repurchase Agreement and Securities Contract (Caliber Home Loans, Inc.)

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Investment Company Act Compliance. Seller is not required to be registered as an “investment company” as defined under the Investment Company Act nor as is an entity under the control of “controlled by” an entity required to be registered as an “investment company” as defined under the Investment Company Act.

Appears in 7 contracts

Samples: Master Repurchase Agreement (Home Point Capital Inc.), Master Repurchase Agreement (loanDepot, Inc.), Master Repurchase Agreement (Home Point Capital Inc.)

Investment Company Act Compliance. Seller is not required to be registered as an "investment company" as defined under the Investment Company Act nor as an entity under the control of an "investment company" as defined under the Investment Company Act.

Appears in 5 contracts

Samples: Repurchase Agreement (Spirit Finance Corp), Master Repurchase Agreement (Novastar Financial Inc), Master Repurchase Agreement (MortgageIT Holdings, Inc.)

Investment Company Act Compliance. No Seller is not required to be registered as an “investment company” as defined under the Investment Company Act nor as an entity under the control of an “investment company” as defined under the Investment Company Act.

Appears in 5 contracts

Samples: Master Repurchase Agreement (New Century Financial Corp), Master Repurchase Agreement (New Century Financial Corp), Master Repurchase Agreement (New Century Financial Corp)

Investment Company Act Compliance. Each Seller is not required to be registered as an “investment company” as defined under the Investment Company Act nor as an entity under the control of an “investment company” as defined under the Investment Company Act.

Appears in 4 contracts

Samples: Master Repurchase Agreement (Novastar Financial Inc), Repurchase Agreement (Novastar Financial Inc), Master Repurchase Agreement (Novastar Financial Inc)

Investment Company Act Compliance. No Seller is not required to be registered as an "investment company" as defined under the Investment Company Act nor as an entity under the control of an "investment company" as defined under the Investment Company Act.

Appears in 4 contracts

Samples: Master Repurchase Agreement (Novastar Financial Inc), Master Repurchase Agreement (Novastar Financial Inc), Master Repurchase Agreement (Novastar Financial Inc)

Investment Company Act Compliance. Seller is not neither required to be registered as an "investment company" as defined under the Investment Company Act nor as an entity under the control of an "investment company" as defined under the Investment Company Act.

Appears in 3 contracts

Samples: Master Repurchase Agreement (Cfi Mortgage Inc), Master Repurchase Agreement (Bingham Financial Services Corp), Master Repurchase Agreement (Bingham Financial Services Corp)

Investment Company Act Compliance. Seller is not required to be registered as an “investment company” as defined under the Investment Company Act nor as an entity under the control of an “investment company” as defined under the Investment Company Act.

Appears in 2 contracts

Samples: Master Repurchase Agreement and Confirmation Agreement, Master Repurchase Agreement (KBS Real Estate Investment Trust, Inc.)

Investment Company Act Compliance. Seller is not required to be registered as an “investment company” as defined under the Investment Company Act nor or as an entity under the control of an “investment company” as defined under the Investment Company Act.

Appears in 1 contract

Samples: Master Repurchase Agreement and Securities Contract (AmeriHome, Inc.)

Investment Company Act Compliance. Seller is not required to be registered as an "investment company" as defined under the Investment Company Act nor as an entity under the control of an entity required to be registered as an "investment company" as defined under the Investment Company Act.

Appears in 1 contract

Samples: Master Repurchase Agreement (Chimera Investment Corp)

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Investment Company Act Compliance. Seller is not neither required to ---------------------------------- be registered as an "investment company" as defined under the Investment Company Act nor as an entity under the control of an "investment company" as defined under the Investment Company Act.

Appears in 1 contract

Samples: Master Repurchase Agreement (Preferred Credit Corp)

Investment Company Act Compliance. The Seller is not required to be registered as an “investment company” as defined under the Investment Company Act nor as an entity under the control of an “investment company” as defined under the Investment Company Act.

Appears in 1 contract

Samples: Master Repurchase Agreement (New Century Financial Corp)

Investment Company Act Compliance. Seller is not required to be --------------------------------- registered as an "investment company" as defined under the Investment Company Act nor as an entity under the control of an "investment company" as defined under the Investment Company Act.

Appears in 1 contract

Samples: Master Repurchase Agreement (New Century Financial Corp)

Investment Company Act Compliance. No Seller is not required to be registered as an "investment company" as defined under the Investment Company Act nor or as an entity under the control of an "investment company" as defined under the Investment Company Act.

Appears in 1 contract

Samples: Master Repurchase Agreement (MortgageIT Holdings, Inc.)

Investment Company Act Compliance. Seller is not required to be registered as an “investment company” as defined under the Investment Company Act nor as is an entity under the control of “controlled by” an entity required to be registered as an “investment company” as defined under the Investment Company Act.. (l)

Appears in 1 contract

Samples: Master Repurchase Agreement (loanDepot, Inc.)

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