Investment Changes Sample Clauses

Investment Changes. A Participant may change how previous Contributions (and any earnings thereon) have been allocated among the available Portfolio options for all Accounts in the Program (including Accounts in the Client Select Series) for the same Designated Beneficiary twice per calendar year or upon a change of the Designated Beneficiary to a Member of the Family of the current Designated Beneficiary. However, the investment allocation of future Contributions can be changed at any time. A Participant holding multiple Accounts for the same Designated Beneficiary must submit investment change instructions, if any, for all such Accounts on the same day, in order for all the changes to count as just one investment change (in the aggregate) for these purposes. Client Direct Series Units in a Portfolio may only be exchanged for Client Direct Series Units in another Portfolio. Accounts are not permitted to directly exchange Units of the Principal Plus Portfolio for Units of the NextGen Savings Portfolio. In addition, in order to limit indirect exchanges between the Principal Plus Designated Beneficiary is a minor, the Designated Beneficiary’s Portfolio and the NextGen Savings Portfolio, whenever an Account exchanges Units of the Principal Plus Portfolio for Units of any Portfolio(s) other than the NextGen Savings Portfolio, for the next 90 days, the dollar value of all such exchanges will be aggregated by Portfolio (the “aggregated amount”). During that 90-day period, the Account will be permitted to acquire Units in the NextGen Savings Portfolio through exchanges, but only to the extent that, immediately after the exchange, the Account continues to hold Units in the exchanging Portfolio (i.e., the Portfolio that redeems Units as part of the exchange) that are at least equal in value to the aggregated amount on that date.‌ Currently, investment change requests must be in writing on an Investment Change Form; however, the Program Manager may waive this requirement or provide additional means for providing investment change instructions. An investment change will not affect instructions on how additional Contributions to an Account should be allocated. Investment changes may take up to five business days to process after they are received in good form by the Program Manager, particularly during periods of market volatility and at year-end. When the Program Manager processes an investment change, the Program Manager redeems the Units to be exchanged and uses the proceeds to purcha...
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Investment Changes. Any participant shall have the right from time to time, although not more often than once within a twelve (12) month period, to require that the value of any one (1) or more of his accounts be transferred for investment for his account in any of Funds I, II or IV, provided that this right shall not apply to Fund III, and, commencing January 1, 1977, no such transfers shall be permitted from Fund IV to any other fund, and no such transfers shall be permitted from Fund I to Fund II. Such transfer shall also be governed by reasonable rules of the Adminis-trative Committee regarding the timeliness of notice. Commencing September 1, 1993, a participant shall have the right, not more often than once a month and not withstanding any transfers made in the twelve (12) months prior to September 1, 1993, to require that the value of any one (1) or more of his accounts be transferred for investment for his account in any of Funds I, II, IV, V, VI, VII, VIII or IX provided that such transfer shall be made in whole percentages. This right shall not apply to Fund III, and a participant that transferred the value of his account from Fund II to another fund in the six (6) months prior to September 1, 1993 may not transfer any amount into Fund II until at least six (6) months after the date of said transfer from Fund II. Thereafter, transfers to or from Fund II may occur only once in a six (6) month period. All transfers shall be governed by reason-able rules of the Administrative Committee regarding the timeliness of notice.
Sample 1
Investment Changes. A Participant may change how previous Contributions (and any earnings thereon) have been allocated among the available Portfolio options for all Accounts in the Program (including Accounts in the Client Direct Series) for the same Designated Beneficiary twice per calendar year or upon a change of the Designated Beneficiary to a Member of the Family of the current Designated Beneficiary, by contacting your financial professional. However, the investment allocation of future Contributions can be changed at any time. A Participant holding multiple Accounts for the same Designated Beneficiary must submit investment change instructions, if any, for all such Accounts on the same day, in order for all the changes to count as just one investment change (in the aggregate) for these purposes. Currently, investment change requests must be in writing on an Investment Change Form; however, the Program Manager may waive this requirement or provide additional means for providing investment change instructions. An investment change will not affect instructions on how additional Contributions to an Account should be allocated. Investment changes may take up to five business days to process after they are received in good order by the Program Manager, particularly during periods of market volatility and at year-end. When the Program Manager processes an investment change, the Program Manager redeems the Units to be exchanged and uses the proceeds to purchase the Units to be credited to your Account. Such Units will be redeemed and purchased, as applicable, at their relative Net Asset Values next calculated after the investment change request is processed by the Program Manager.
Sample 1
Investment Changes. Any participant shall have the right to require daily that the value of any one (1) or more of the participant’s accounts in the investment options be transferred for investment for the participant’s account in any other of the investment options. Such transfers may be made in whole or partial percentages or in dollars and cents and shall be governed by reasonable rules of the Administrative Committee regarding the timeliness of notice and subject to the rules of Section 6.3. Beginning on or about September 1, 2009, each participant shall have the right to transfer the value of Company matching contributions or profit sharing contributions in the Kansas City Life Stock Investment option at any time. Beginning January 1, 2007 and prior to on or about September 1, 2009, a participant who has completed three (3) years of employment shall have the right to transfer the value of Company matching contributions or profit sharing contributions in the Kansas City Life Stock Investment option made prior to January 1, 2007 to any other investment option in accordance with the following schedule: Plan Year Applicable Percentage 1 33% 2 66% 3 100% Prior to July 1, 2009, a participant who attained age 55 and completed three (3) years of employment on or before December 31, 2005 shall have the right to transfer all or any portion of the value of Company matching contributions or profit sharing contributions in the Kansas City Life Stock Investment option to another investment option at any time. Beginning January 1, 2007 and prior to on or about September 1, 2009, a participant who completes or who has completed, three (3) years of employment shall have the right to transfer the value of Company matching contributions or profit sharing contributions in the Kansas City Life Stock Investment option made after December 31, 2006 at any time. In any case, the right to transfer by “insiders” shall be limited as described in Paragraph
Sample 1
Investment Changes. Each Participant shall have the right to direct the Committee to modify his investment directions made pursuant to paragraph (a) above with respect to amounts credited to his Supplemental Salary Deferral Account, Supplemental Company Account and Supplemental Profit Sharing Account after the date such modification direction becomes effective, in specified multiples of 10%. Each Participant shall also have the right to direct the Committee to change the investment directions made pursuant to paragraph (a) above with respect to amounts credited to his Accounts on the date such direction to change becomes effective, in specified multiples of 10%.
Sample 1
Investment Changes. A Customer may change the investment of all or a portion of his/her Banco Popular IRA among the Investment Alternatives by providing the Bank with prior notice of 30-days, subject to the rules mentioned below. By disposition of law, rollovers from Popular Xxxx XXX can only be transferred to another Popular Xxxx XXX. Investment Charges shall be subject to the following requirements:
Sample 1
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Investment Changes. Any participant shall have the right from time to time, although not more often than once within a twelve (12) month period, to require that the value of any one (1) or more of his accounts be transferred for investment for his account in any of Funds I, II or IV, provided that this right shall not apply to Fund III, and, commencing January 1, 1977, no such transfers shall be permitted from Fund IV to any other fund, and no such transfers shall be permitted from Fund I to Fund II. Such transfer shall also be governed by reasonable rules of the Adminis- trative Committee regarding the timeliness of notice. Commencing September 1, 1993, a participant shall have the right, not more often than once a month and not withstanding any transfers made in the twelve (12) months prior to September 1, 1993, to require that the value of any one (1) or more of his accounts be transferred for investment for his account in any of Funds I, II, IV, V, VI, VII, VIII or IX provided that such transfer shall be made in whole percentages. This right shall not apply to Fund III, and a participant that transferred the value of his account from Fund II to another fund in the six (6) months prior to September 1, 1993 may not transfer any amount into Fund II until at least six (6) months after the date of said transfer from Fund II. Thereafter, transfers to or from Fund II may occur only once in a six (6) month period. All transfers shall be governed by reason- able rules of the Administrative Committee regarding the timeliness of notice. 6.5 Fund II Assets. A participant's contributions allocated to Fund II pursuant to Paragraph 6.3 herein shall be invested in shares of the Company stock subject to the limitations herein. Such shares shall be purchased by the Trustees, acting indepen- dently as to when purchases are made, the number of shares to be purchased, the prices to be paid, and the broker, if any employed to effect the purchases; provided however, that during any period during which the Company or the Trustees are precluded from making purchases of Kansas City Life Insurance Company shares by law, or at any other time the Trustees may elect and the Company shall agree, if permitted by law, the Trustees may purchase shares of the Company's treasury stock or shares of its authorized but unissued stock. Such stock shall be valued in accordance with Paragraph 4.2 herein. In the event the Company does not agree to sell its treasury stock or authorized but unissued stock, and if th...
Sample 1
Investment Changes. (a) Once per year Participants who are age 55 years or older may elect, at such time and in such manner as shall be determined by the Company, to have a portion of the amount credited to the Participant in the form of notional Mobil common stock credited instead in the form of LTFI units as provided in Section 3.1(f) of this Part. The price of Mobil common stock for purposes of this conversion shall be the price in effect under the Savings Plan for instructions to sell received at the time the election hereunder is received by the Company. The number of shares of notional Mobil common stock that can be converted to LTFI units in any one year is 25% of the total number of notional shares ever credited to the Participant (including any previously converted) minus the total number of shares previously converted. For a Participant whose age is 60 years or older, the preceding sentence shall be applied by substituting "50%" for "25%."
Sample 1

Related to Investment Changes

  • Investment Guidelines In addition to the information to be provided to the Sub-Advisor under Section 2 hereof, the Trust or the Advisor shall supply the Sub-Advisor with such other information as the Sub-Advisor shall reasonably request concerning the Fund’s investment policies, restrictions, limitations, tax position, liquidity requirements and other information useful in managing the Fund’s investments.

  • Commingling, Exchange and Investment of the Contributions 2.1. The Contributions shall be accounted for as a single trust fund and shall be kept separate and apart from the funds of the Bank. The Contributions may be commingled with other trust fund assets maintained by the Bank.

  • Previous Investments This Agreement shall also apply to investments made before its entry into force by investors of one Contracting Party in the territory of the other Contracting Party in accordance with the latter's laws and regulations.

  • Investment Limits In the performance of its duties and obligations under this Agreement, Subadviser shall act in conformity with applicable limits and requirements, as amended from time to time, as set forth in the (A) Fund's Prospectus and Statement of Additional Information ("SAI"); (B) instructions and directions of AEFC and of the Board; (C) requirements of the 1940 Act, the Internal Revenue Code of 1986, as amended, as applicable to the Fund, and all other applicable federal and state laws and regulations; and (D) the procedures and standards set forth in, or established in accordance with, the Advisory Agreement.

  • Investment Canada The Purchaser is not a non-Canadian within the meaning of the Investment Canada Act (Canada).

  • Investment Limitations If the Custodian has otherwise complied with the terms and conditions of this Agreement in performing its duties generally, and more particularly in connection with the purchase, sale or exchange of securities made by or for a Portfolio, the Custodian shall not be liable to the applicable Fund and such Fund agrees to indemnify the Custodian and its nominees, for any loss, damage or expense suffered or incurred by the Custodian and its nominees arising out of any violation of any investment or other limitation to which such Fund is subject.

  • Investment Limitation The Company shall not invest, or otherwise use the proceeds received by the Company from its sale of the Shares in such a manner as would require the Company or any of its subsidiaries to register as an investment company under the Investment Company Act.

  • Investment Portfolio All investment securities held by Seller or its Subsidiaries, as reflected in the consolidated balance sheets of Seller included in the Seller Financial Statements, are carried in accordance with GAAP, specifically including but not limited to, FAS 115.

  • Investment Policies The Borrower is in compliance in all material respects with the Investment Policies.

  • Investment Funds Unregistered general or limited partnerships or pooled investment vehicles and/or registered investment companies in which the Company (directly, or indirectly through the Master Fund) invests its assets that are advised by an Investment Manager.

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