Common use of Introduction Clause in Contracts

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxx Xxxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the RespondentXxxx Xxxxxx Xxxxxxxx, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxx-Xxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxx Xxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxx Xxxxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxx Xxxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxxx Xxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxx Xxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxx Xxxxxxx Xxxxxx Xxxxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxx-Tak Xxxxxx Xxxxxx Xxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxx Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxxxxx (the “Respondent”), ) consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxx Xxxx Xxxxxx Xxxxxx Xxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the RespondentXxxxx Xxxxxxx Xxxxxxx, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxx Xxxxxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxx Xxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (the “Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the RespondentXxxx Xxxxxx XxxXxxxxx, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxx Xxxxxxxxx Xxxxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxxxxx Xxxxxxxx Xxxxxxxxx Van Benthem Jutting (also known as Xxxxxx Xxxxxx Xxxxxxx) (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the RespondentXxxxxx Xx, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxx Xxxxxxx Xxxxxx Xxxxxx Xxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxx Xxxxxx Xxxxxx Church (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxxx Xxxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxxxxxx Xxxxxxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxx Xxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxx Xxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), ) consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxx Xxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxx Xxxxx Xxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxx Xxxxxxx Xxxxxx Xxxxxx Xxxxxxx Xxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx (the “Respondent”)Xxxxxxx) Xxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxxx Xxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxx Xxxxxx Xxxxxx Xxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxxx, (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxx Xxxxx Xxxxxx Xxxxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxx Xxxxxx Xxxxxx (the “Respondent”), ) consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”)Xxxx Xxxxxxx, consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxx Xxxxxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxx Xxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx XxXxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxx Xxxx Xxxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Ping-Xxxxx Xxxxx Xxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxx Xxxx Chow (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxx Xxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxxxx Xxxx Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxx Xxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx (the “Respondent”), Xxxxxxx consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxx Xxxxxx Xxxxxx Xxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxx Xxxxxxx Xxxxxx Xxxxxx Xxxxxxxxx (the “Respondent”), consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).

Introduction. 1. Staff of the Mutual Fund Dealers Association of Canada (“Staff”) and the Respondent, Xxxxxxx Xxxxxx Xxxxxx Xxxxx Xxxxxxxxxxxx (the “Respondent”), ) consent and agree to settlement of this matter by way of this agreement (the “Settlement Agreement”).