Common use of Instructions, Opinion of Counsel and Signatures Clause in Contracts

Instructions, Opinion of Counsel and Signatures. At any time DST may apply to any person authorized by the Fund to give instructions to DST, and may with the approval of a Fund officer consult with legal counsel for the Fund, or DST’s outside legal counsel at the expense of the Fund, with respect to any matter arising in connection with the agency and it will not be liable for any action taken or omitted by it in good faith in reliance upon such instructions or upon the opinion of such counsel. In connection with services provided by DST under this Agency Agreement that relate to compliance by the Fund with the Internal Revenue Code of 1986 or any other tax law, including without limitation the services described in Section 6.B, DST shall have no obligation to continue to provide such services after it has asked the Fund to give it instructions which it believes are needed by it to so continue to provide such services and before it receives the needed instructions from the Fund, and DST shall have no liability for any damages (including without limitation penalties imposed by any tax authority) caused by or that result from its failure to provide services as contemplated by this sentence. DST will be protected in acting upon any paper or document reasonably believed by it to be genuine and to have been signed by the proper person or persons and will not be held to have notice of any change of authority of any person, until receipt of written notice thereof from the Fund. It will also be protected in recognizing stock certificates which it reasonably believes to bear the proper manual or facsimile signatures of the officers of the Fund, and the proper countersignature of any former transfer agent or registrar, or of a co-transfer agent or co-registrar.

Appears in 44 contracts

Samples: Agency Agreement (Lord Abbett Series Fund Inc), Agency Agreement (Lord Abbett Equity Trust), Agency Agreement (Lord Abbett Investment Trust)

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Instructions, Opinion of Counsel and Signatures. At any time DST may apply to any person authorized by the Fund to give instructions to DST, and may with the approval of a Fund officer consult with legal counsel for the Fund at the expense of the Fund, or with DST’s outside legal counsel at the expense of the FundFund only if the Fund fails to provide DST answers or instructions within a reasonable period of time after DST’s request, with respect to any matter arising in connection with the agency and it agency; DST will not be liable for any action taken or omitted by it in good faith in reliance upon such instructions or or, in the case of consultations with legal counsel as provided above, upon the opinion of such counsel. In connection with services provided by DST under this Agency Agreement that relate to compliance by the Fund with the Internal Revenue Code of 1986 or any other tax law, including without limitation the services described in Section 6.B, DST shall have no obligation to continue to provide such services after it has asked the Fund to give it instructions which it believes are needed by it to so continue to provide such services and before it receives the needed instructions from the Fund, and DST shall have no liability for any damages (including without limitation penalties imposed by any tax authority) caused by or that result from its failure to provide services as contemplated by this sentence. DST will be protected in acting upon any paper or document reasonably believed by it to be genuine and to have been signed by the proper person or persons and will not be held to have notice of any change of authority of any person, until receipt of written notice thereof from the Fund. It will also be protected in recognizing stock certificates which it reasonably believes to bear the proper manual or facsimile signatures of the officers of the Fund, and the proper countersignature of any former transfer agent or registrar, or of a co-transfer agent or co-registrar.

Appears in 12 contracts

Samples: Agency Agreement (Lord Abbett Municipal Income Fund Inc), Agency Agreement (Lord Abbett Investment Trust), Agency Agreement (Lord Abbett Global Fund Inc)

Instructions, Opinion of Counsel and Signatures. At any time DST may apply to any person authorized by the Fund Trust to give instructions to DST, and may with the approval of a Fund Trust officer consult with legal counsel for the FundTrust, or DST’s outside own legal counsel at the expense of the FundTrust with the approval of an Authorized Person or a Trust officer, with respect to any matter arising in connection with the agency and it will not be liable for any action taken or omitted by it in good faith in reliance upon such instructions or upon the opinion of such legal counsel. In connection with services provided by DST under this Agency Agreement that relate to compliance by the Fund Trust with the Internal Revenue Code of 1986 or any other tax law, including without limitation the services described in Section 6.B4.D(x), DST shall have no obligation to continue to provide such services after it has asked the Fund Trust to give it instructions which it reasonably believes are needed by it to so continue to provide such services and before it receives the needed instructions from the FundTrust, and DST shall have no liability for any damages (including without limitation penalties imposed by any tax authority) caused by or that result from its failure to provide services as contemplated by this sentence. DST will be protected in acting upon any paper or document reasonably believed by it to be genuine and to have been signed by the proper person or persons and will not be held to have notice of any change of authority of any person, until receipt of written notice thereof from the Fund. It will also be protected in recognizing stock certificates which it reasonably believes to bear the proper manual or facsimile signatures of the officers of the Fund, and the proper countersignature of any former transfer agent or registrar, or of a co-transfer agent or co-registrarTrust.

Appears in 7 contracts

Samples: Agency Agreement (NorthStar Corporate Income Fund), Agency Agreement (NorthStar/Townsend Institutional Real Estate Fund Inc.), Agency Agreement (NorthStar Real Estate Capital Income Fund-C)

Instructions, Opinion of Counsel and Signatures. At any time DST may apply to any person authorized by the Fund to give instructions to DST, and may with the approval of a Fund officer consult with legal counsel for the Fund, or with the approval of a Fund officer or due to Fund’s failure to provide instructions within a reasonable period of time, DST’s outside own legal counsel at the expense of the Fund, with respect to any matter arising in connection with the agency and it will not be liable for any action taken or omitted by it in good faith in reliance upon such instructions or upon the opinion of such counsel. In connection with services provided by DST under this Agency Agreement that relate to compliance by the Fund with the Internal Revenue Code of 1986 or any other tax law, including without limitation the services described in Section 6.B4.D(x), DST shall have no obligation to continue to provide such services after it has asked requested in writing the Fund to give it instructions instructions, and provided notice to the Fund of DST’s lack of receipt of such instructions, which it believes are needed by it to so continue to provide such services and before it receives the needed instructions from the Fund, and DST shall have no liability for any damages (including without limitation penalties imposed by any tax authority) caused by or that result from its failure to provide services as contemplated by this sentence. DST will be protected in acting upon any paper or document reasonably believed by it to be genuine and to have been signed by the proper person or persons and will not be held to have notice of any change of authority of any person, until receipt of written notice thereof from the Fund. It will also be protected in recognizing stock certificates which it reasonably believes to bear the proper manual or facsimile signatures of the officers of the Fund, and the proper countersignature of any former transfer agent or registrar, or of a co-transfer agent or co-registrar.

Appears in 5 contracts

Samples: Adoption Agreement (Blackstone / GSO Floating Rate Enhanced Income Fund), Adoption Agreement (Blackstone / GSO Floating Rate Enhanced Income Fund), Adoption Agreement (Blackstone / GSO Floating Rate Enhanced Income Fund)

Instructions, Opinion of Counsel and Signatures. At any time DST may apply to rely on any person authorized by the Fund Financial Product to give instructions to DST, and may with the approval of a Fund Financial Product officer consult with legal counsel for the FundFinancial Product, or DST’s outside own legal counsel at the expense of the FundFinancial Product, with respect to any matter arising in connection with the agency and it will not be liable for any action taken or omitted by it in good faith and without negligence or willful misconduct in reliance upon such instructions or upon the opinion of such counsel. In connection with services provided by DST under this Agency Agreement that relate to compliance by the Fund Financial Product with the Internal Revenue Code of 1986 or any other tax law, including without limitation the services described in Section 6.B4.D(x), DST shall have no obligation to continue to provide such services after it has asked the Fund Financial Product to give it instructions which it believes are needed by it to so continue to provide such services and before it receives the needed instructions from the FundFinancial Product, and DST shall have no liability for any damages (including without limitation penalties imposed by any tax authority) caused by or that result from its failure to provide services as contemplated by this sentence. DST will be protected in acting upon any paper or document reasonably believed by it to be genuine and to have been signed by the proper person or persons and will not be held to have notice of any change of authority of any person, until receipt of written notice thereof from the FundFinancial Product. It will also be protected in recognizing stock share certificates which it reasonably believes to bear the proper manual or facsimile signatures of the officers of the FundFinancial Product, and the proper countersignature of any former transfer agent Transfer Agent or registrarRegistrar, or of a co-transfer agent Transfer Agent or co-registrarRegistrar.

Appears in 4 contracts

Samples: Adoption Agreement (PIMCO California Flexible Municipal Income Fund), Agency Agreement (PIMCO Flexible Emerging Markets Income Fund), Adoption Agreement (PIMCO Flexible Credit Income Fund)

Instructions, Opinion of Counsel and Signatures. At any time DST may apply to any person authorized by the Fund to give instructions to DST, and may with the approval of a Fund officer consult with legal counsel for the Fund, or DST’s outside own legal counsel at the expense of the Fund, with respect to any matter arising in connection with the agency and it will not be liable for any action taken or omitted by it in good faith in reliance upon such instructions or upon the opinion of such counsel. In connection with services provided by DST under this Agency Agreement that relate to compliance by the Fund with the Internal Revenue Code of 1986 or any other tax law, including without limitation the services described in Section 6.B4.D(x), DST shall have no obligation to continue to provide such services after it has asked the Fund to give it instructions which it believes are needed by it to so continue to provide such services and before it receives the needed instructions from the Fund, and DST shall have no liability for any damages (including without limitation penalties imposed by any tax authority) caused by or that result from its failure to provide services as contemplated by this sentence. DST will be protected in acting upon any paper or document reasonably believed by it to be genuine and to have been signed by the proper person or persons and will not be held to have notice of any change of authority of any person, until receipt of written notice thereof from the Fund. It will also be protected in recognizing stock certificates which it reasonably believes to bear the proper manual or facsimile signatures of the officers of the Fund, and the proper countersignature of any former transfer agent or registrar, or of a co-transfer agent or co-registrar.

Appears in 3 contracts

Samples: Form of Agency Agreement (Griffin Institutional Access Real Estate Fund), Agency Agreement (Nexpoint Real Estate Strategies Fund), Form of Agency Agreement (NexPoint Capital, Inc.)

Instructions, Opinion of Counsel and Signatures. At any time DST may apply to any person authorized by the Fund to give instructions to DST, and may with the approval of a Fund officer consult with legal counsel for the Fund, or DST’s outside legal counsel at the expense of chosen by DST and acceptable to the Fund, with respect to any matter arising in connection with the agency and it will not be liable for any action taken or omitted by it in good faith in reliance upon such instructions or upon the opinion of such counsel. In connection with services provided by DST under this Agency Agreement that relate to compliance by the Fund with the Internal Revenue Code of 1986 or any other tax law, including without limitation the services described in Section 6.B4.D(x), DST shall have no obligation to continue to provide such services after it has asked the Fund to give it instructions which it believes are needed by it to so continue to provide such services and before it receives the needed instructions from the Fund, and DST shall have no liability for any damages (including without limitation penalties imposed by any tax authority) caused by or that result from its failure to provide services as contemplated by this sentence. DST will be protected in acting upon any paper or document reasonably believed by it to be genuine and to have been signed by the proper person or persons and will not be held to have notice of any change of authority of any person, until receipt of written notice thereof from the Fund. It will also be protected in recognizing stock certificates which it reasonably believes to bear the proper manual or facsimile signatures of the officers of the Fund, and the proper countersignature of any former transfer agent or registrar, or of a co-transfer agent or co-registrar.

Appears in 3 contracts

Samples: Agency Agreement (KKR Series Trust), Agency Agreement (KKR Alternative Corporate Opportunities Fund), Agency Agreement (KKR Alternative Corporate Opportunities Fund P)

Instructions, Opinion of Counsel and Signatures. At any time DST may apply to any person authorized by the Fund to give instructions to DST, and may with the approval of a Fund officer consult with legal counsel for the Fund, or DST’s outside own legal counsel at the expense of the Fund, with respect to any matter arising in connection with the agency and it will not be liable for any action taken or omitted by it in good faith in reliance upon such instructions or upon the opinion of such counsel. In connection with services provided by DST under this Agency Agreement that relate to compliance by the Fund with the Internal Revenue Code of 1986 or any other tax law, including without limitation the services described in Section 6.B4.D(x), DST shall have no obligation to continue to provide such services after it has asked the Fund to give it instructions which it believes are needed by it to so continue to provide such services and before it receives the needed instructions from the Fund, and DST shall have no liability for any damages (including without limitation penalties imposed by any tax authority) caused by or that result from its failure to provide services as contemplated by this sentence. DST will be protected in acting upon any paper or document reasonably believed by it to be genuine and to have been signed by the proper person or persons and will not be held to have notice of any change of authority of any person, until receipt of written notice thereof from the Fund. It will also be protected in recognizing stock certificates which it reasonably believes to bear the proper manual or facsimile signatures of the officers of the Fund, and the proper countersignature of any former transfer agent Transfer Agent or registrarRegistrar, or of a co-transfer agent Transfer Agent or co-registrarRegistrar.

Appears in 3 contracts

Samples: Agency Agreement (RiverNorth Marketplace Lending Corp), Agency Agreement (Federated Project & Trade Finance Tender Fund), Agency Agreement (USFS Funds Trust)

Instructions, Opinion of Counsel and Signatures. At any time DST may apply to any person authorized by the Fund to give instructions to DST, and may with the approval of a Fund officer consult with (i) legal counsel for the Fund, Fund or (ii) DST’s outside own legal counsel at the expense of the Fund, with respect to any matter arising in connection with the agency and it will not be liable for any action taken or omitted by it in good faith in reliance upon such instructions or upon the opinion of such counsel. In connection with services provided by DST under this Agency Agreement that relate to compliance by the Fund with the Internal Revenue Code of 1986 or any other tax law, including without limitation the services described in Section 6.B, DST shall have no obligation to continue to provide such services after it has asked the Fund to give it instructions which it believes are needed by it to so continue to provide such services and before it receives the needed instructions from the Fund, and DST shall have no liability for any damages (including without limitation penalties imposed by any tax authority) caused by or that result from its failure to provide services as contemplated by this sentence. DST will be protected in acting upon any paper or document reasonably believed by it to be genuine and to have been signed by the proper person or persons and will not be held to have notice of any change of authority of any person, until receipt of written notice thereof from the Fund. It will also be protected in recognizing stock certificates which it reasonably believes to bear the proper manual or facsimile signatures of the officers of the Fund, and the proper countersignature of any former transfer agent or registrar, or of a co-transfer agent or co-registrar.

Appears in 2 contracts

Samples: Transfer Agency Agreement (XAI Octagon Floating Rate & Alternative Income Term Trust), Transfer Agency Agreement (XAI Octagon Floating Rate & Alternative Income Term Trust)

Instructions, Opinion of Counsel and Signatures. At any time DST may apply to any person authorized by the Fund Issuer to give instructions to DST, and may with the approval of a Fund Issuer officer consult with legal counsel for the FundIssuer, or DST’s outside own legal counsel at the expense of the FundIssuer, with respect to any matter arising in connection with the agency and it will not be liable for any action taken or omitted by it in good faith in reliance upon such instructions or upon the opinion of such counsel. In connection with services provided by DST under this Agency Agreement that relate to compliance by the Fund Issuer with the Internal Revenue Code of 1986 or any other tax law, including without limitation the services described in Section 6.B4.D, DST shall have no obligation to continue to provide such services after it has asked the Fund Issuer to give it instructions which it believes are needed by it to so continue to provide such services and before it receives the needed instructions from the FundIssuer, and DST shall have no liability for any damages (including without limitation penalties imposed by any tax authority) caused by or that result from its failure to provide services as contemplated by this sentence. DST will be protected in acting upon any paper or document reasonably believed by it to be genuine and to have been signed by the proper person or persons and will not be held to have notice of any change of authority of any person, until receipt of written notice thereof from the Fund. It will also be protected in recognizing stock certificates which it reasonably believes to bear the proper manual or facsimile signatures of the officers of the Fund, and the proper countersignature of any former transfer agent or registrar, or of a co-transfer agent or co-registrarIssuer.

Appears in 2 contracts

Samples: Agency Agreement (Triloma EIG Global Energy Term Fund I), Agency Agreement (Triloma EIG Global Energy Fund)

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Instructions, Opinion of Counsel and Signatures. At any time DST may apply to any person authorized by the Fund to give instructions to DST, and may with the approval of a Fund officer consult with legal counsel for the Fund, or with the approval of a Fund officer DST’s outside own legal counsel at the expense of the Fund, with respect to any matter arising in connection with the agency and it will not be liable for any action taken or omitted by it in good faith in reliance upon such instructions or upon the opinion of such counsel. In connection with services provided by DST under this Agency Agreement that relate to compliance by the Fund with the Internal Revenue Code of 1986 or any other tax law, including without limitation the services described in Section 6.B4.D(x), DST shall have no obligation to continue to provide such services after it has asked requested in writing the Fund to give it instructions instructions, and provided notice to the Fund of DST’s lack of receipt of such instructions, which it believes are needed by it to so continue to provide such services and before it receives the needed instructions from the Fund, and DST shall have no liability for any damages (including without limitation penalties imposed by any tax authority) caused by or that result from its failure to provide services as contemplated by this sentence. DST will be protected in acting upon any paper or document reasonably believed by it to be genuine and to have been signed by the proper person or persons and will not be held to have notice of any change of authority of any person, until receipt of written notice thereof from the Fund. It will also be protected in recognizing stock certificates which it reasonably believes to bear the proper manual or facsimile signatures of the officers of the Fund, and the proper countersignature of any former transfer agent or registrar, or of a co-transfer agent or co-registrar.

Appears in 2 contracts

Samples: Agency Agreement (Blackstone Private Credit Fund), Agency Agreement (Blackstone Private Credit Fund)

Instructions, Opinion of Counsel and Signatures. At any time DST may apply to any person authorized by the Fund to give instructions to DST, and may with the prior written approval of a the Fund officer consult with legal counsel for the Fund, or DST’s outside legal counsel Fund at the expense of the Fund, or DST's own legal counsel, with respect to any matter arising in connection with the agency and it will not be liable for any action taken or omitted by it in good faith in reliance upon such instructions or upon the opinion of such counsel. In connection with services provided by DST under this Agency Agreement that relate to compliance by the Fund with the Internal Revenue Code of 1986 or any other tax law, including without limitation the services described in Section 6.B4.D(x), DST shall have no obligation to continue to provide such services after it has asked the Fund to give it instructions which it believes are needed by it to so continue to provide such services and before it receives the needed instructions from the Fund, and DST shall have no liability for any damages (including without limitation penalties imposed by any tax authority) caused by or that result from its failure to provide services as contemplated by this sentence. DST will be protected in acting upon any paper or document reasonably believed by it to be genuine and to have been signed by the proper person or persons and will not be held to have notice of any change of authority of any person, until receipt of written notice thereof from the Fund. It will also be protected in recognizing stock certificates which it reasonably believes to bear the proper manual or facsimile signatures of the officers of the Fund, and the proper countersignature of any former transfer agent or registrar, or of a co-transfer agent or co-registrar.

Appears in 1 contract

Samples: Adoption Agreement (Pioneer ILS Bridge Fund)

Instructions, Opinion of Counsel and Signatures. At any time DST may apply to any person authorized by the each Fund to give instructions to DST, and may with the approval of a Fund officer consult with legal counsel for the each Fund, or DST’s outside own legal counsel at the expense of the each Fund, with respect to any matter arising in connection with the agency and it will not be liable for any action taken or omitted by it in good faith in reliance upon such instructions or upon the opinion of such counsel. In connection with services provided by DST under this Agency Agreement that relate to compliance by the each Fund with the Internal Revenue Code of 1986 or any other tax law, including without limitation the services described in Section 6.B4.D(x), DST shall have no obligation to continue to provide such services after it has asked the each Fund to give it instructions which it believes are needed by it to so continue to provide such services and before it receives the needed instructions from the each Fund, and DST shall have no liability for any damages (including without limitation penalties imposed by any tax authority) caused by or that result from its failure to provide services as contemplated by this sentence. DST will be protected in acting upon any paper or document reasonably believed by it to be genuine and to have been signed by the proper person or persons and will not be held to have notice of any change of authority of any person, until receipt of written notice thereof from the each Fund. It will also be protected in recognizing stock certificates which it reasonably believes to bear the proper manual or facsimile signatures of the officers of the Fund, and the proper countersignature of any former transfer agent or registrar, or of a co-transfer agent or co-registrar.

Appears in 1 contract

Samples: Agency Agreement (Nuveen Enhanced High Yield Municipal Bond Fund)

Instructions, Opinion of Counsel and Signatures. At any time DST may apply to any person authorized by the Fund Financial Product to give instructions to DST, and may with the approval of a Fund Financial Product officer consult with legal counsel for the FundFinancial Product, or DST’s outside own legal counsel at the expense of the FundFinancial Product, with respect to any matter arising in connection with the agency and it will not be liable for any action taken or omitted by it in good faith in reliance upon such instructions or upon the opinion of such counsel. In connection with services provided by DST under this Agency Agreement that relate to compliance by the Fund Financial Product with the Internal Revenue Code of 1986 or any other tax law, including without limitation the services described in Section 6.B4.D(x), DST shall have no obligation to continue to provide such services after it has asked the Fund Financial Product to give it instructions which it believes are needed by it to so continue to provide such services and before it receives the needed instructions from the FundFinancial Product, and DST shall have no liability for any damages (including without limitation penalties imposed by any tax authority) caused by or that result from its failure to provide services as contemplated by this sentence. DST will be protected in acting upon any paper or document reasonably believed by it to be genuine and to have been signed by the proper person or persons and will not be held to have notice of any change of authority of any person, until receipt of written notice thereof from the FundFinancial Product. It will also be protected in recognizing stock certificates which it reasonably believes to bear the proper manual or facsimile signatures of the officers of the FundFinancial Product, and the proper countersignature of any former transfer agent Transfer Agent or registrarRegistrar, or of a co-transfer agent Transfer Agent or co-registrarRegistrar.

Appears in 1 contract

Samples: Agency Agreement (PIMCO Flexible Credit Income Fund)

Instructions, Opinion of Counsel and Signatures. At any time DST may apply to any person authorized by the Fund to give instructions to DST, and may with the prior written approval of a the Fund officer consult with legal counsel for the Fund, or DST’s outside legal counsel Fund at the expense of the Fund, or DST’s own legal counsel, with respect to any matter arising in connection with the agency and it will not be liable for any action taken or omitted by it in good faith in reliance upon such instructions or upon the opinion of such counsel. In connection with services provided by DST under this Agency Agreement that relate to compliance by the Fund with the Internal Revenue Code of 1986 or any other tax law, including without limitation the services described in Section 6.B4.D(x), DST shall have no obligation to continue to provide such services after it has asked the Fund to give it instructions which it believes are needed by it to so continue to provide such services and before it receives the needed instructions from the Fund, and DST shall have no liability for any damages (including without limitation penalties imposed by any tax authority) caused by or that result from its failure to provide services as contemplated by this sentence. DST will be protected in acting upon any paper or document reasonably believed by it to be genuine and to have been signed by the proper person or persons and will not be held to have notice of any change of authority of any person, until receipt of written notice thereof from the Fund. It will also be protected in recognizing stock certificates which it reasonably believes to bear the proper manual or facsimile signatures of the officers of the Fund, and the proper countersignature of any former transfer agent or registrar, or of a co-transfer agent or co-registrar.

Appears in 1 contract

Samples: Agency Agreement (Pioneer Securitized Income Fund)

Instructions, Opinion of Counsel and Signatures. At any time DST may apply to any person authorized by the Fund to give instructions to DST, and may with the approval of a Fund officer consult with legal counsel for the Fund, or DST’s outside own legal counsel at the expense of the Fund, with respect to any matter arising in connection with the agency and it will not be liable for any action taken or omitted by it in good faith in reliance upon such instructions or upon the opinion of such counsel. In connection with services provided by DST under this Agency Agreement that relate to compliance by the Fund with the Internal Revenue Code of 1986 or any other tax law, including without limitation the services described in Section 6.B4.D(x), DST shall have no obligation to continue to provide such services after it has asked the Fund to give it instructions which it believes are needed by it to so continue to provide such services and before it receives the needed instructions from the Fund, and DST shall have no liability for any damages (including without limitation penalties imposed by any tax authority) caused by or that result from its failure to provide services as contemplated by this sentence. DST will be protected in acting upon any paper or document reasonably believed by it to be genuine and to have been signed by the proper person or persons and will not be held to have notice of any change of authority of any person, until receipt of written notice thereof from the Fund. It will also be protected in recognizing stock certificates which it reasonably believes to bear the proper manual or facsimile signatures of the officers of the Fund, and the proper countersignature of any former transfer agent or registrar, or of a co-transfer agent or co-registrar.

Appears in 1 contract

Samples: Agency Agreement (Bluerock Total Income (Plus) Real Estate Fund)

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