Institutional Accredited Investor. Purchaser is and will be on the Closing Date (i) an institutional “accredited investor” as such term is defined in Rule 501(a) of Regulation D and as contemplated by subsections (1), (2), (3) and (7) of Rule 501(a) of Regulation D, and has no less than $5,000,000 in total assets and (ii) a QIB.
Appears in 4 contracts
Samples: Form of Subordinated Note Purchase Agreement (Blue Ridge Bankshares, Inc.), Subordinated Note Purchase Agreement (Delmar Bancorp), Form of Subordinated Note Purchase Agreement (California BanCorp)
Institutional Accredited Investor. The Purchaser is and will be on the Closing Date (i) an institutional “accredited investor” as such term is defined in Rule 501(a) of Regulation D and as contemplated by subsections (1), (2), (31)-(3) and (7) of Rule 501(a) of Regulation D, and has no less than $5,000,000 in total assets and assets, or (ii) a QIB.
Appears in 3 contracts
Samples: Subordinated Note Purchase Agreement (Heritage Commerce Corp), Form of Subordinated Note Purchase Agreement (Bankwell Financial Group, Inc.), Subordinated Note Purchase Agreement (Central Valley Community Bancorp)
Institutional Accredited Investor. Purchaser is and will be on the Closing Date (i) an institutional “accredited investor” as such term is defined in Rule 501(a) of Regulation D and as contemplated by subsections (1), (2), (3) ), and (7) of Rule 501(a) of Regulation D, and has no less than $5,000,000 in total assets and assets, and/or (ii) a QIB.
Appears in 2 contracts
Samples: Subordinated Note Purchase Agreement (Uwharrie Capital Corp), Subordinated Note Purchase Agreement (Uwharrie Capital Corp)
Institutional Accredited Investor. Purchaser is and will be on the Closing Date (i) an institutional “accredited investor” as such term is defined in Rule 501(a) of Regulation D and as contemplated by subsections (1), (2), (3) and ), (7), or (9) of Rule 501(a) of Regulation D, and has no less than $5,000,000 in total assets and assets, or (ii) a QIB.
Appears in 1 contract
Samples: Subordinated Note Purchase Agreement (ISABELLA BANK Corp)
Institutional Accredited Investor. Purchaser is and will be on the Closing Date (i) an institutional “accredited investor” as such term is defined in Rule 501(a) of Regulation D and as contemplated by subsections (1), (2), (3) and (7) of Rule 501(a) of Regulation D, and has no less than $5,000,000 in total assets and and/or (ii) a QIB.
Appears in 1 contract
Samples: Subordinated Note Purchase Agreement (FVCBankcorp, Inc.)
Institutional Accredited Investor. Each Purchaser is and will be on the Closing Date either (i) an institutional “accredited investor” as such term is defined in Rule 501(a) of Regulation D and as contemplated by subsections (1), (2), (3“Regulation D”) and (7) of Rule 501(a) of Regulation D, and has no not less than $5,000,000 in total assets and (an “Institutional Accredited Investor”), or (ii) a QIB“qualified institutional buyer” as such term is defined in Rule 144A under the Securities Act that is also an Institutional Accredited Investor.
Appears in 1 contract
Samples: Subordinated Note Purchase Agreement (Origin Bancorp, Inc.)
Institutional Accredited Investor. Purchaser is and will be on the Closing Date either (i) an institutional “accredited investor” as such term is defined in Rule 501(a) of Regulation D and as contemplated by subsections (1), (2), (3) and (7) of Rule 501(a) of Regulation D, and has no less than $5,000,000 in total assets and assets, or (ii) a QIB.
Appears in 1 contract
Samples: Form of Subordinated Note Purchase Agreement (Amerant Bancorp Inc.)
Institutional Accredited Investor. The Purchaser is and will be on the Closing Date either (i) an institutional “accredited investor” as such term is defined in Rule 501(a) of 16 Regulation D and as contemplated by subsections (1), (2), (3), (7) and (79) of Rule 501(a) of Regulation D, and has no less than $5,000,000 in total assets and assets, or (ii) a QIB.
Appears in 1 contract
Samples: Subordinated Note Purchase Agreement (Home Bancorp, Inc.)
Institutional Accredited Investor. Such Purchaser is and will be on the Closing Date (i) an institutional “accredited investor” as such term is defined in Rule 501(a) of Regulation D and as contemplated by subsections (1), (2), (3) and (7) of Rule 501(a) of Regulation D, and has no less than $5,000,000 in total assets and (ii) a QIBassets.
Appears in 1 contract
Samples: Subordinated Note Purchase Agreement (Eagle Bancorp Montana, Inc.)
Institutional Accredited Investor. Purchaser is and will be on the Closing Date (i) an institutional “accredited investor” as such term is defined in Rule 501(a) of Regulation D and as contemplated by subsections (1), (2), (3) and (7) of Rule 501(a) of Regulation D, and has no less than $5,000,000 in total assets and (ii) a QIBassets.
Appears in 1 contract
Samples: Subordinated Note Purchase Agreement (Business First Bancshares, Inc.)
Institutional Accredited Investor. The Purchaser is and will be on the Closing Date either (i) an institutional “accredited investor” as such term is defined in Rule 501(a) of Regulation D and as contemplated by subsections (1), (2), (3) and (7) of Rule 501(a) of Regulation D, and has no less than $5,000,000 in total assets assets, and is domiciled in the United States, or (ii) a QIBQIB domiciled in the United States.
Appears in 1 contract
Samples: Subordinated Note Purchase Agreement (Eagle Financial Services Inc)
Institutional Accredited Investor. The Purchaser is and will be on the Closing Date either (ia) an institutional “accredited investor” as such term is defined in Rule 501(a) of Regulation D and as contemplated by subsections (1), (2), (3) and (7) of Rule 501(a) of Regulation D, and has no less than $5,000,000 in total assets and assets, or (iib) a QIB.
Appears in 1 contract
Samples: Subordinated Note Purchase Agreement (FS Bancorp, Inc.)
Institutional Accredited Investor. The Purchaser is and will be on the Closing Date either (i) an institutional “accredited investor” as such term is defined in Rule 501(a) of Regulation D and as contemplated by subsections (1), (2), (3) and (7) of Rule 501(a) of Regulation D, and has no less than $5,000,000 in total assets and (ii) a QIB.of
Appears in 1 contract
Samples: Subordinated Note Purchase Agreement (Bankwell Financial Group, Inc.)
Institutional Accredited Investor. The Purchaser is and will be on the Closing Date either (ia) an institutional “accredited investor” as such term is defined in Rule 501(a) of Regulation D and as contemplated by subsections (1), (2), (3) and (7) of Rule 501(a) of Regulation D, and has no less than $5,000,000 in total assets assets, or (b) a natural person who is an “accredited investor” as such term is defined in Rule 501(a) of Regulation D and as contemplated by subsections (5) and (ii6) a QIBof Rule 501(a) of Regulation D .
Appears in 1 contract
Institutional Accredited Investor. The Purchaser is and will be on the Closing Date either (i) an institutional “accredited investor” as such term is defined in Rule 501(a) of Regulation D and as contemplated by subsections (1), (2), (31)-(3) and (7) of Rule 501(a) of Regulation D, and has no less than $5,000,000 in total assets and assets, or (ii) a QIB.
Appears in 1 contract
Samples: Subordinated Note Purchase Agreement (Guaranty Bancshares Inc /Tx/)
Institutional Accredited Investor. Purchaser is and will be on the Closing Date either (i) an institutional “accredited investor” as such term is defined in Rule 501(a) of Regulation D and as contemplated by subsections (1), (2), (3) and (7) of Rule 501(a) of Regulation D, and has with no less than $5,000,000 in total assets and assets, or (ii) a QIB.
Appears in 1 contract
Samples: Subordinated Note Purchase Agreement (Bancplus Corp)
Institutional Accredited Investor. The Purchaser is and will be on the Closing Date either (ia) an institutional “accredited investor” as such term is defined in Rule 501(a) of Regulation D and as contemplated by subsections (1), (2), (3), (7) and (79) of Rule 501(a) of Regulation D, and has no less than $5,000,000 in total assets and assets, or (iib) a QIB.
Appears in 1 contract
Samples: Subordinated Note Purchase Agreement (Eagle Bancorp Montana, Inc.)
Institutional Accredited Investor. The Purchaser is and will be on the Closing Date either (i) an institutional “accredited investor” as such term is defined in Rule 501(a) of Regulation D and as contemplated by subsections (1), (2), (3) and (7) of Rule 501(a) of Regulation D, and has no less than $5,000,000 in total assets and (an “Institutional Accredited Investor”), or (ii) a QIBQIB that is also an Institutional Accredited Investor.
Appears in 1 contract
Samples: Form of Subordinated Note Purchase Agreement (Veritex Holdings, Inc.)
