Information Returns Sample Clauses

Information Returns. At the Closing or as soon thereafter as is practicable, Seller shall provide Purchaser with a list of all Deposits on which Seller is back-up withholding as of the Closing Date.
Information Returns. It is understood that the Agent shall file such appropriate information returns concerning the payment of dividends, return of capital, and capital gain distributions with the proper Federal, state, and local authorities as are required by law to be filed and shall be responsible for the withholding of taxes, if any, due on such dividends or distributions to shareholders when required to withhold taxes under applicable law.
Information Returns. On or before December 15 of each year during which any Securities are outstanding, the Company shall furnish to each Paying Agent such information as may be reasonably requested by each Paying Agent in order that such Paying Agent may prepare the information which it is required to report for such year on Internal Revenue Service Forms 1096 and 1099. Such information shall include the amount of original issue discount, if any, includible in income for each $1,000 of principal amount at Stated Maturity of outstanding Securities during such year.
Information Returns. It is understood that the Transfer Agent shall file such appropriate information returns concerning the payment of dividends, return of capital, and capital gain distributions with the proper federal, state, and local authorities as are required by law to be filed and shall be responsible for the withholding of taxes, if any, due on such dividends or distributions to Shareholders when required to withhold taxes under applicable law. SUMMARY OF SERVICESThe services to be performed by the Transfer Agent shall be as follows:A. DAILY RECORDS Maintain daily on disc the following information with respect to each Shareholder account as received: • Name and Address (Zip Code) • Balance of Shares held by Transfer Agent • State of residence code • Beneficial owner code: i.e., male, female, joint tenant, etc. • Dividend code (reinvestment) • Number of Shares held in certificate form B. OTHER DAILY ACTIVITY • Answer written inquiries relating to Shareholder accounts (matters relating to portfolio management, distribution of Shares and other management policy questions will be referred to the Fund.) • Furnish a Statement of Additional Information to any Shareholder who requests (in writing or by telephone) such statement from the Transfer Agent. • Examine and process Share purchase applications in accordance with the Prospectus. • Furnish Forms W-9 to all Shareholders whose initial subscriptions for Shares did not include taxpayer identification numbers. • Process additional payments into established Shareholder accounts in accordance with the Prospectus. • Upon receipt of proper instructions and all required documentation, process requests for redemption of Shares. • Identify redemption requests made with respect to accounts in which Shares have been purchased within an agreed-upon period of time for determining whether good funds have been collected with respect to such purchase and process as agreed by the Transfer Agent and the Fund in accordance with written procedures set forth in the Fund's Prospectus. • Examine and process all transfers of Shares, insuring that all transfer requirements and legal documents have been supplied. • Issue and mail replacement checks.
Information Returns. It is understood that IMSC shall file such appropriate information returns concerning the payment of dividends, return of capital and capital gain distributions with the proper federal, state and local authorities as are required by law to be filed and shall be responsible for the withholding of taxes, if any, due on such dividends or distributions to Shareholders when required to withhold taxes under applicable law. EXHIBIT 1 (to Schedule C) Summary of Services The services to be performed by IMSC shall be as follows: A. DAILY RECORDS Maintain daily on disc the following information with respect to each Shareholder account as received: - Name and Address (Zip Code) - Balance of Shares held by IMSC - State of residence code - Beneficial owner code: I.E., male, female, joint tenant (etc.) - Dividend code (reinvestment) - Number of Shares held in certificate form - Telephone number - Tax information (certified tax information number, any back-up withholding) B. OTHER DAILY ACTIVITY - Answer written inquiries received by IMSC relating to Shareholder accounts (matters relating to portfolio management, distribution of Shares and other management policy questions will be referred to Fund). - Furnish a Statement of Additional Information to any Shareholder who requests (in writing or by telephone) such statement from IMSC. - Examine and process Share purchase applications in accordance with the Fund's Prospectus. - Furnish Forms W-9 and W-8 to all Shareholders whose initial subscriptions for Shares did not include taxpayer identification numbers. - Process additional payments into established Shareholder accounts in accordance with the Fund's Prospectus. - Upon receipt of proper instructions and all required documentation, process requests for redemption of Shares. - Accounting for the Fund's front-end sales commissions and broker's commissions. - Identify redemption requests made with respect to accounts in which Shares have been purchased within an agreed-upon period of time for determining whether good funds have been collected with respect to such purchase and process as agreed by IMSC and the Fund. - Examine and process all transfers of Shares, ensuring that all transfer requirements and legal documents have been supplied. - Issue and mail replacement checks. C. REPORTS PROVIDED TO THE FUND Furnish the following reports to the Fund: - Daily financial totals - Monthly Form N-SAR information (sales/redemption) - Monthly report of outstanding Shares - Monthly a...
Information Returns. At the Closing or as soon thereafter as is practicable, Seller shall provide Purchaser with a list of all Deposits for which Seller has not received a properly completed Form W-8 and W-9 (or a substitute form meeting applicable requirements) or on which Seller is back-up withholding as of the Closing Date. Seller agrees to indemnify Purchaser in an amount equal to any penalty and interest imposed upon Purchaser by the IRS which Purchaser is thereafter required to, and does, pay to the IRS where such penalty and interest arises out of actions taken or omitted to be taken by Purchaser in reasonable reliance upon information provided under this Section 8.4 and such penalty and interest does not result from an act or omission of Purchaser not made in reasonable reliance upon such information. The term "interest" for purposes of this Section 8.4 means interest accrued prior to the receipt by Purchaser of a notice of Penalty from the IRS regarding Forms W-8 or W-9 for the Deposits. Purchaser shall timely notify Seller of such penalty notice prior to Purchaser's payment of any penalty or interest. Seller has the right, at its own expense, to protest such penalty and interest. Purchaser shall cooperate fully with respect to Seller's protest, including furnishing all relevant information, records, and documents.
Information Returns. Buyer shall file all required information returns with the Internal Revenue Service with respect to interest paid on the Deposits after the Closing Date, interest received on Overdrafts after the Closing Date, and any other information returns required with respect to the Assets and the Liabilities for the periods beginning after the Closing Date. Seller will file all required information returns with the Internal Revenue Service and any information returns required by state or local tax authorities with respect to interest paid on the Deposits on or before the Closing Date, interest received on the Overdrafts on or before the Closing Date, and any other information returns required with respect to the Assets and the Liabilities for periods ending on or before the Closing Date.
Information Returns. The Party responsible, or whose Affiliate is responsible, for filing an Information Return under applicable Law shall prepare and file or cause to be filed such Pre-Distribution Information Non-Income Tax Return with the applicable Taxing Authority.
Information Returns. Unless otherwise agreed by Buyer and Seller in writing, (i) Seller will report to the applicable tax authorities and customers of the Branches all reportable payments made or received in connection with the Branches (including without limitation amounts reportable on Internal Revenue Service Form 1099) from January 1 of the year of the Closing Date through and including the Closing Date and, in connection with any such payments, shall withhold and pay over to the applicable tax authorities any amounts required to be so withheld and paid over and (ii) Buyer will report to the applicable tax authorities and customers of the Branches all reportable payments made or received in connection with the Branches (including without limitation amounts reportable on Internal Revenue Service Form 1099) from the day after the Closing Date through and including December 31 of the year of the Closing Date and, in connection with any such payments, shall withhold and pay over to the applicable tax authorities any amounts required to be so withheld and paid over. For purposes of the foregoing, the term reportable payments as used in this Section 2.8 shall include, but shall not be limited to, interest paid on the Deposits, interest received on the Loans and the Cash Reserve Loans, and any other information returns required with respect to the Assets and the Liabilities.
Information Returns. At the Closing or as soon thereafter as is practicable, Seller shall provide Purchaser with a list of all Deposits for which Seller has not received a properly completed Form W-8 or W-9 (or a substitute form meeting applicable requirements) or on which Seller is back-up withholding as of the Closing Date.