Information Requests. UMBFS will inform the Trust each time the Monitoring Procedures indicate frequent trading activity in the Funds. Upon each such occurrence, UMBFS and the Trust will review the trading information, together with such other information as UMBFS and the Trust deem relevant, to determine whether additional information should be requested. UMBFS will submit information requests to Financial Intermediaries in accordance with the Trust’s Monitoring Procedures or as otherwise directed by the Trust. When such additional information is obtained from the Financial Intermediary, UMBFS will forward the information to the Trust for further consideration.
Appears in 15 contracts
Samples: Transfer Agency Agreement (Investment Managers Series Trust), Transfer Agency Agreement (Fpa Funds Trust), Transfer Agency Agreement (Alerian MLP Funds Trust)
Information Requests. UMBFS will inform the Trust Company each time the Monitoring Procedures indicate frequent trading activity in the Funds. Upon each such occurrence, UMBFS and the Trust Company will review the trading information, together with such other information as UMBFS and the Trust Company deem relevant, to determine whether additional information should be requested. UMBFS will submit information requests to Financial Intermediaries in accordance with the TrustCompany’s Monitoring Procedures or as otherwise directed by the TrustCompany. When such additional information is obtained from the Financial Intermediary, UMBFS will forward the information to the Trust Company for further consideration.
Appears in 5 contracts
Samples: Transfer Agency Agreement (Fpa Capital Fund Inc), Transfer Agency Agreement (Fpa Paramount Fund Inc), Transfer Agency Agreement (Fpa Perennial Fund Inc)
Information Requests. UMBFS will inform the Trust each time the Monitoring Procedures indicate frequent trading activity in the Funds. Upon each such occurrence, UMBFS and the Trust will review the trading information, together with such other information as UMBFS and the Trust deem relevant, to determine whether additional information should be requested. UMBFS will submit information requests to Financial Intermediaries in accordance with the Trust’s Monitoring Procedures or as otherwise directed by the Trust. When such additional information is obtained from the Financial Intermediary, UMBFS will forward the information to the Trust for further consideration.be
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Information Requests. UMBFS will inform the Trust in writing each time the Monitoring Procedures indicate frequent trading activity in the Funds. Upon each such occurrence, UMBFS and the Trust will review the trading information, together with such other information as UMBFS and the Trust deem relevant, to determine whether additional information should be requested. UMBFS will submit information requests to Financial Intermediaries in accordance with the Trust’s 's Monitoring Procedures or as otherwise directed by the Trust. When such additional information is obtained from the Financial Intermediary, UMBFS will forward the information to the Trust for further consideration.
Appears in 1 contract
Samples: Form of Transfer Agency Agreement (Vericimetry Funds)
Information Requests. UMBFS will inform the Trust in writing each time the Monitoring Procedures indicate frequent trading activity in the Funds. Upon each such occurrence, UMBFS and the Trust will review the trading information, together with such other information as UMBFS and the Trust deem relevant, to determine whether additional information should be requested. UMBFS will submit information requests to Financial Intermediaries in accordance with the Trust’s Monitoring Procedures or as otherwise directed by the Trust. When such additional information is obtained from the Financial Intermediary, UMBFS will forward the information to the Trust for further consideration.
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