Common use of Individual Responsibilities Clause in Contracts

Individual Responsibilities. All Personnel are prohibited, either during or after the termination of their employment with KWA, from disclosing Confidential Client Information to any person or entity outside KWA, including family members, except under the circumstances described above. Personnel are permitted to disclose Confidential Client Information only to such other persons who need to have access to such information to deliver KWA services to the client. Personnel are also prohibited from making unauthorized copies of any documents or files containing Confidential Client Information and, upon termination of their employment with KWA, must return all such documents to the Firm Any person who violates the non-disclosure policy described above will be subject to disciplinary action, including possible termination, whether or not he or she benefited from the disclosed information.

Appears in 2 contracts

Sources: Investment Advisory Agreement, Investment Advisory Agreement