Common use of Indemnification by the Underwriters Clause in Contracts

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 3 contracts

Samples: Underwriting Agreement (Immunomedics Inc), Underwriting Agreement (Immunomedics Inc), Underwriting Agreement (Immunomedics Inc)

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Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information Prospectus regarding the concession market-making, stabilization and reallowance syndicate covering transactions appearing in the paragraph under the caption “Discounts 6th, 7th and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the 8th paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 3 contracts

Samples: Underwriting Agreement (WPX Energy, Inc.), Underwriting Agreement (WPX Energy, Inc.), Underwriting Agreement (WPX Energy, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsFund and the Adviser, each of its their directors, trustees, members, each of their officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Fund or the Adviser within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectussales material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Adviser by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives [Underwriter] expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing Prospectussales material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Fund and the Adviser acknowledge that the statements set forth (i) in the last paragraph of the foregoing), consists exclusively cover page regarding delivery of the following information appearing Securities, (ii) under the caption heading “Underwriting”, (iii) the list of Underwriters and their respective participation in the Pre-Pricing sale of the Securities, (iv) the sentences related to concessions and reallowances and (v) the paragraph related to prospectuses in electronic format in any Preliminary Prospectus and the Prospectus constitute the only information furnished in writing by or on behalf of the several Underwriters for inclusion in any Preliminary Prospectus or the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 2 contracts

Samples: Underwriting Agreement (Calamos Global Dynamic Income Fund), Underwriting Agreement (Calamos Strategic Total Return Fund)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information Prospectus regarding the concession market-making, stabilization and reallowance syndicate covering transactions appearing in the paragraph under the caption “Discounts 6th, 7th and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the 8th paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 2 contracts

Samples: Underwriting Agreement (WPX Energy, Inc.), Underwriting Agreement (WPX Energy, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless (i) the CompanyPartnership, its directors, the directors and each of its the officers of the General Partner who signed the Registration Statement Statement, and each person, if any, who controls the Company Partnership within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act, and (ii) each Selling Unitholder, each Selling Unitholder’s directors and officers, and each person, if any, who controls such Selling Unitholder within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act, against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection subsections (a) and (b) of this Section 67, as incurred, but only with respect to such untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in the Statutory Prospectus, any other preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoingthereto), or in any “issuer information” (as defined in Rule 433) filed or required to be filed pursuant to Rule 433(d), or in any “road show” (as defined in Rule 433) that does not constitute an Issuer Free Writing Prospectus in reliance upon and in conformity with written information the Underwriting Information furnished to the Company Partnership by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 2 contracts

Samples: Underwriting Agreement (QR Energy, LP), Underwriting Agreement (QR Energy, LP)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the CompanyFund and the Investment Manager, its and their respective trustees and directors, each of its officers Fund officer who signed the Registration Statement and each person, if any, who controls the Company Fund or the Investment manager within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), in any Sales Material or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company Fund or the Investment Manager by such Underwriter through the Representatives expressly for use therein. The Company Fund hereby acknowledges and agrees that the information furnished to the Company Fund or the Investment Manager by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), in any Sales Material or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the sixth paragraph under the caption “Discounts and Commissions” and such caption, (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the tenth, eleventh, twelfth, thirteenth and fourteenth paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters)) and (iii) the information regarding market making by the Underwriters appearing in the eighth paragraph under such caption.

Appears in 2 contracts

Samples: AllianzGI Convertible & Income Fund, AllianzGI Convertible & Income Fund II

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the CompanyPartnership, its the General Partner’s directors, each of its the General Partner’s officers who signed the Registration Statement and each person, if any, who controls the Company Partnership within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (aa)(1) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, any Written Testing-the-Waters Communication, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company Partnership by such Underwriter through the Representatives expressly for use therein. The Company Partnership hereby acknowledges and agrees that the information furnished to the Company Partnership by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, any Written Testing-the-Waters Communication, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the first paragraph under the caption “Discounts and CommissionsDiscounts,and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the first and second paragraphs under the caption “Stabilization” and (but only insofar as such iii) the information concerns regarding the Underwriters)limitation on sales to discretionary accounts appearing in the first paragraph under the caption “Discretionary Accounts.

Appears in 2 contracts

Samples: Underwriting Agreement (QEP Midstream Partners, LP), Underwriting Agreement (QEP Midstream Partners, LP)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Statement, and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (aa)(i) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), ) in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives Representative expressly for use therein. The Company hereby acknowledges , it being understood and agrees agreed that the only such information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), Underwriter consists exclusively of the following information appearing in the Prospectus: the information describing certain terms of the offering in the fourth paragraph, the ninth paragraph on market-making (the first two sentences of such paragraph only), and the twelfth and thirteenth paragraphs under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 2 contracts

Samples: Underwriting Agreement (PDC Energy, Inc.), Underwriting Agreement (PDC Energy, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the CompanyPartnership Parties, its their respective directors, each of its their respective officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Partnership Parties within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection clause (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), ) in reliance upon and in conformity with written information furnished to the Company Partnership by such Underwriter through the Representatives Xxxxx Fargo Securities expressly for use therein. The Company hereby acknowledges Underwriters severally confirm and agrees the Partnership Parties acknowledge and agree that the information furnished table of the names of, and the number of Firm Units to be purchased by, each of the Company Underwriters, the public offering price and the statements regarding delivery of Common Units by the Underwriters through set forth on the Representatives expressly for use in cover page of, and the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, paragraph relating to price stabilization by the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information Underwriters appearing under the caption “Underwriting” in in, the Pre-Pricing Prospectus most recent preliminary prospectus and the Prospectus constitute the only information concerning the Underwriters furnished in writing to the Partnership by or on behalf of the Underwriters specifically for inclusion in any preliminary prospectus, the Registration Statement, the Prospectus: (i) the information regarding the concession and reallowance appearing , any Issuer Free Writing Prospectus or in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters)any amendment or supplement thereto.

Appears in 2 contracts

Samples: Underwriting Agreement (Exterran Partners, L.P.), Underwriting Agreement (Exterran Partners, L.P.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act (each, an “Underwriter Indemnified Party”), against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (aSection 6(a) of this Section 6hereof, to which such Underwriter Indemnified Party may become subject, under the 1933 Act, the 1934 Act, other federal or state statutory law or regulation or otherwise, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the first paragraph under the caption “Underwriting—Underwriting Discounts and Commissions” therein and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the sixth, seventh and eighth paragraphs under the table set forth in such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 2 contracts

Samples: Underwriting Agreement (Laclede Group Inc), Underwriting Agreement (Laclede Group Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Underwriting—Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Underwriting—Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 2 contracts

Samples: Underwriting Agreement (Northwest Natural Holding Co), Northwest Natural Holding Co

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsFund and the Adviser, each of its their directors, trustees, members, each of their officers who signed the Registration Statement and each person, if any, who controls the Company Fund or the Adviser within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing ProspectusSales Material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Adviser by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives Wxxxx Fargo expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing ProspectusSales Material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoingthereto), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus . The Fund and the Prospectus: Adviser acknowledge that (i) the information statements set forth in the last paragraph of the cover page regarding the concession and reallowance appearing in expected delivery of the paragraph Securities and, under the caption heading Discounts and Commissions” and Underwriting”: (ii) the information regarding list of Underwriters and their respective participation in the sale of the Securities, (iii) the sentences related to concessions and reallowances and (iv) the paragraphs related to stabilization, syndicate covering transactions and penalty bids appearing in any Preliminary Prospectus and the paragraphs under Prospectus constitute the caption “Stabilization” (but only insofar as such information concerns furnished in writing by or on behalf of the Underwriters)several Underwriters for inclusion in any Preliminary Prospectus or the Prospectus.

Appears in 2 contracts

Samples: Underwriting Agreement (Eaton Vance Floating-Rate 2022 Target Term Trust), Underwriting Agreement (Eaton Vance High Income 2021 Target Term Trust)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directorstrustees, each of its officers who signed the Registration Statement Statement, and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Securities Act or Section 20 of the 1934 Exchange Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 67, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Preliminary Prospectus, the Pricing Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company in writing by such any Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges , it being understood and agrees agreed that the only such information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any Underwriter as of the foregoing), date hereof consists exclusively of the following information appearing in the Prospectus furnished on behalf of each Underwriter: the information in the third, eleventh and twelfth paragraphs under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (Washington Real Estate Investment Trust)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the fourth paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Underwriting—Price Stabilization, Short Positions and Penalty Bids” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (SeaSpine Holdings Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and the Operating Partnership and each person, if any, who controls the Company and the Operating Partnership within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives Wachovia expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package prospectus or the Prospectus (or any amendment or supplement thereto), which information is set forth in Section 1(a)(1) hereof. The indemnity agreement set forth in this Section 6(c) shall be in addition to any of liabilities that the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters)Underwriters may otherwise have.

Appears in 1 contract

Samples: Management Agreement (Gramercy Capital Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (aSection 6(a) of this Section 6hereof, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the twelfth, thirteenth and fourteenth paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (BOSTON OMAHA Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the fifthteenth and sixteenth paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (Sinclair Broadcast Group Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (aSection 6(a) of this Section 6hereof, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the twelfth, thirteenth and fourteenth paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (BOSTON OMAHA Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and Statement, each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act and the Selling Stockholders and each person who controls any Selling Stockholder within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense of the type described in the indemnity contained in subsection (a) of this Section 6, mutatis mutandis, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in the Statutory Prospectus, any other any preliminary prospectus, any Issuer Free Writing Prospectus, the any General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges therein (and agrees the parties hereto agree that the only information included in the foregoing documents in reliance upon and in conformity with the information furnished or confirmed in writing to the Company by the Underwriters through the Representatives or on behalf of any such Underwriter expressly for use therein is: the names of the Underwriters set forth on the cover page and in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Underwriting Section of the Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance figures appearing in the paragraph in the section "Underwriting", the information contained in the fourth paragraph in the section "Underwriting" and the information under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing "Stabilization" in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters)section "Underwriting".

Appears in 1 contract

Samples: Underwriting Agreement (Milestone AV Technologies, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its directors and officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissionsomissions of a material fact, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectusPreliminary Prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectusPreliminary Prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” specified in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters)Section 10 hereof.

Appears in 1 contract

Samples: Underwriting Agreement (National Oilwell Varco Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (aSection 6(a) of this Section 6hereof, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters).or

Appears in 1 contract

Samples: Underwriting Agreement (Laclede Group Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its directors and officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissionsomissions of a material fact, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectusthe General Disclosure Package, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectusthe General Disclosure Package, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” specified in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters)Section 10 hereof.

Appears in 1 contract

Samples: National Oilwell (National Oilwell Varco Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Statement, and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) (1) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), ) in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges , it being understood and agrees agreed that the only such information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), Underwriter consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding describing certain terms of the concession and reallowance appearing offering in the fourth paragraph under the caption “Discounts Underwriting (Conflicts of Interest)” (with the exception of the first sentence) and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions related to short positions and penalty bids appearing passive market making contained in the twelfth, fourteenth and fifteenth paragraphs under the caption “Stabilization” Underwriting (but only insofar as such information concerns the UnderwritersConflicts of Interest).

Appears in 1 contract

Samples: Underwriting Agreement (PDC Energy, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the first paragraph under the caption “Discounts and CommissionsUnderwritingand (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the second and third paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters)) and (iii) the information regarding the limitation on sales to discretionary accounts appearing under the caption “Discretionary Accounts”.

Appears in 1 contract

Samples: Underwriting Agreement (Tabula Rasa HealthCare, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsFund and the Adviser, each of its their directors, trustees, members, each of their officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Fund or the Adviser within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectussales material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Adviser by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives Underwriter expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing Prospectussales material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Fund and the Adviser acknowledge that the statements set forth in the last paragraph of the foregoing), consists exclusively cover page regarding delivery of the following information appearing Preferred Shares and, under the caption heading “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: ”, (i) the information regarding the concession list of Underwriters and reallowance appearing their respective participation in the paragraph under sale of the caption “Discounts and Commissions” and Preferred Shares, (ii) the sentences related to concessions and reallowances and (iii) the paragraph related to prospectuses in electronic format in any Preliminary Prospectus and the Prospectus constitute the only information regarding stabilization, syndicate covering transactions and penalty bids appearing furnished in writing by or on behalf of the paragraphs under several Underwriters for inclusion in any Preliminary Prospectus or the caption “Stabilization” (but only insofar as such information concerns the Underwriters)Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (Calamos Strategic Total Return Fund)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the CompanyCarvana Parties, each of its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company such Carvana Party within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act Act, against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company Carvana Parties by such Underwriter through the Representatives expressly for use therein. The Company Carvana Parties hereby acknowledges acknowledge and agrees agree that the information furnished to the Company Carvana Parties by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the sixth paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the fourteenth and sixteenth paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (Carvana Co.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless the CompanyPartnership, its directors, the directors and each of its the officers of the General Partner who signed the Registration Statement Statement, and each person, if any, who controls the Company Partnership within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act Act, against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection subsections (a) and (b) of this Section 6, as incurred, but only with respect to such untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectusPreliminary Prospectus, any Issuer Free Writing Prospectus, the General Pricing Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoingthereto), or in any “issuer information” (as defined in Rule 433) filed or required to be filed pursuant to Rule 433(d), or in any “road show” (as defined in Rule 433) that does not constitute an Issuer Free Writing Prospectus in reliance upon and in conformity with written information the Underwriting Information furnished to the Company Partnership by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (QR Energy, LP)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the fifth paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the eleventh and twelfth paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (Horizon Global Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the twelfth, thirteenth and fourteenth paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (Velocity Financial, LLC)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectusthe Pre-Pricing Prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter directly or through the Representatives or counsel for the Underwriters expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters directly or through the Representatives or counsel for the Underwriters expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectusthe Pre-Pricing Prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “UnderwritingUnderwriting (Conflicts of Interest)” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the fifth paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding market making, stabilization, syndicate covering transactions and penalty bids appearing in the seventh, eighth and ninth paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (Enstar Group LTD)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsFund and the Adviser, each of its their directors, trustees, members, each of their officers who signed the Registration Statement and each person, if any, who controls the Company Fund or the Adviser within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing ProspectusSales Material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Adviser by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives UBS expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing ProspectusSales Material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoingthereto), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus . The Fund and the Prospectus: Adviser acknowledge that (i) the information statements set forth in the last paragraph of the cover page regarding the concession and reallowance appearing in expected delivery of the paragraph Securities and, under the caption heading Discounts and Commissions” and Underwriting”, (ii) the information regarding list of Underwriters and their respective participation in the sale of the Securities, (iii) the sentences related to concessions and reallowances and (iv) the paragraphs related to stabilization, syndicate covering transactions and penalty bids appearing in any Preliminary Prospectus and the paragraphs under Prospectus constitute the caption “Stabilization” (but only insofar as such information concerns furnished in writing by or on behalf of the Underwriters)several Underwriters for inclusion in any Preliminary Prospectus or the Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (DoubleLine Income Solutions Fund)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Underwriting-Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Underwriting-Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (Northwest Natural Gas Co)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the fifth paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the tenth and eleventh paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Horizon Global Corp

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Statement, and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (aa)(i) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), ) in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges , it being understood and agrees agreed that the only such information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), Underwriter consists exclusively of the following information appearing in the Prospectus: the information describing certain terms of the offering in the fifth paragraph under the caption “Underwriting” (with the exception of the first sentence) and the information related to short positions and passive market making contained in the Pre-Pricing Prospectus tenth, eleventh and the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the thirteenth paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters)Underwriting.

Appears in 1 contract

Samples: Underwriting Agreement (PDC Energy, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its directors and officers who signed the Registration Statement Statement, the Forward Seller and the Forward Counterparty, their respective affiliates, directors and officers, and each person, if any, who controls the Company Company, the Forward Seller or the Forward Counterparty within the meaning of Section 15 of the 1933 Securities Act or Section 20 of the 1934 Exchange Act against any and all loss, liability, claim, damage and expense described in to the same extent as the indemnity contained set forth in subsection paragraph (a) of this Section 6, as incurredabove, but only with respect to any losses, claims, damages or liabilities (including, without limitation, legal fees and other expenses incurred in connection with any suit, action or proceeding or any claim asserted, as such fees and expenses are incurred) that arise out of, or are based upon, any untrue statements statement or omissions, omission or alleged untrue statements statement or omissionsomission made in reliance upon and in conformity with any information relating to such Underwriter, made the Forward Seller or the Forward Counterparty furnished to the Company in writing by or on behalf of such Underwriter, the Forward Seller or the Forward Counterparty through the Representative expressly for use in the Registration Statement (or any amendment thereto)Statement, or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any Time of Sale Information, it being understood and agreed that the foregoing), only such information consists exclusively of the following information appearing under the caption “Underwriting” paragraphs in the Pre-Pricing Preliminary Prospectus and the Prospectus: (i) the information regarding third paragraph and the concession and reallowance appearing in twenty-second through the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the twenty-eighth paragraphs under the caption heading Stabilization” (but only insofar as such information concerns the Underwriters)Underwriting.

Appears in 1 contract

Samples: Underwriting Agreement (American Equity Investment Life Holding Co)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the fourth paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the thirteenth and fourteenth paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (Chesapeake Utilities Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directorsthe Adviser and the Administrator, each of its officers who signed the Registration Statement their directors, affiliates, officers, employees, partners and members, and each person, if any, who controls the Company Company, the Adviser or the Administrator within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectusPreliminary Prospectus, any Issuer Free Writing ProspectusRule 482 Material, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectusPreliminary Prospectus, any Issuer Free Writing ProspectusRule 482 Material, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following following: (i) the names of the Underwriters and the principal business address of the Representatives and (ii) the information regarding price stabilizations and short positions appearing in the “Pricing Stabilization, Short Positions” section under the caption “UnderwritingUnderwriting (Conflicts of Interest)” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (TriplePoint Venture Growth BDC Corp.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectusthe Pre-Pricing Prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter directly or through the Representatives or counsel for the Underwriters expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters directly or through the Representatives or counsel for the Underwriters expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectusthe Pre-Pricing Prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “UnderwritingUnderwriting (Conflicts of Interest)” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilizationmarket making, stabilization and syndicate covering transactions and penalty bids appearing in the tenth and eleventh paragraphs (including the bullets thereunder) under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (Enstar Group LTD)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Statement, and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) (1) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), ) in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges , it being understood and agrees agreed that the only such information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), Underwriter consists exclusively of the following information appearing in the Prospectus: the information describing certain terms of the offering in the third paragraph under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilizationrelated to stabilizing transactions, over-allotment transactions, syndicate covering transactions and penalty bids appearing contained in the thirteenth, fourteenth and fifteenth paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters)Underwriting.

Appears in 1 contract

Samples: Underwriting Agreement (Petroleum Development Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, and its directors, each officer of its officers the Company who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act Exchange Act, against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 66(a), as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto)Statement, or in any preliminary prospectus, any Issuer Free Writing the Pricing Prospectus, the General Disclosure Package or the Prospectus any free writing prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information relating to such Underwriter and furnished to the Company in writing by such Underwriter through the Representatives or Underwriters expressly for use therein. The Company hereby acknowledges and agrees that the only information that the Underwriter or Underwriters has furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto)Statement, or in any preliminary prospectus, any Issuer Free Writing the Time of Sale Prospectus, the General Disclosure Package or the Prospectus any free writing prospectus (or any amendment or supplement to any thereto) are the statements set forth in the fifth paragraph and the first sentence of the foregoing), consists exclusively of the following information appearing thirteenth paragraph under the caption “Underwriting” in the Pre-Pricing Preliminary Prospectus and Prospectus (the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the UnderwritersUnderwriter Information”).

Appears in 1 contract

Samples: Underwriting Agreement (Spring Bank Pharmaceuticals, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, Company and its directors, each officer of its officers the Company who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Securities Act or Section 20 of the 1934 Act Exchange Act, and the Selling Stockholder against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (aSection 9(a) of this and Section 69(b), respectively, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto)Statement, or in any preliminary prospectus, any Issuer Free Writing the Time of Sale Prospectus, the General Disclosure Package any free writing prospectus, any Road Show or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information relating to such Underwriter and furnished to the Company in writing by such Underwriter through the Representatives or Underwriters expressly for use therein. The Company and the Selling Stockholder hereby acknowledges and agrees acknowledge that the only information that the Underwriters have furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto)Statement, or in any preliminary prospectus, any Issuer Free Writing the Time of Sale Prospectus, the General Disclosure Package any free writing prospectus, any Road Show or the Prospectus (or any amendment or supplement to any of thereto) are the foregoing)statements set forth in the third, consists exclusively of the following information appearing twelfth and fourteenth paragraphs under the caption “Underwriting” in the Pre-Pricing Preliminary Prospectus and Prospectus (the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the UnderwritersUnderwriter Information”).

Appears in 1 contract

Samples: Underwriting Agreement (Pacific Biosciences of California, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its the Adviser, their directors, each of its their officers who signed the Registration Statement and each person, if any, who controls the Company or the Adviser within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described to the same extent as in the indemnity contained set forth in subsection (a) of this Section 6, as incurred, but only with respect to any losses, liabilities, claims, damages and expenses that arise out of, or are based upon, any untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the fifth paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the sixteenth and seventeenth paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (Palmer Square Capital BDC Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the CompanyFund and the Investment Adviser, its each of their directors, each of its their officers who signed the Registration Statement and each person, if any, who controls the Company Fund or the Investment Adviser within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), the General Disclosure Package or the Prospectus (or any amendment or supplement thereto) in reliance upon and in conformity with written information furnished to the Fund or the Investment Adviser by such Underwriter through Xxxxx Fargo expressly for use in the Registration Statement (or any preliminary prospectus, any Issuer Free Writing Prospectusamendment thereto), the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoingthereto), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus Fund and the Prospectus: Investment Adviser acknowledge that (i) the information statements set forth in the last paragraph of the cover page regarding the concession and reallowance appearing in expected delivery of the paragraph Securities and, under the caption heading Discounts and Commissions” and Underwriting”, (ii) the information regarding list of Underwriters and their respective participation in the sale of the Securities, (iii) the sentences related to concessions and reallowances and (iv) the paragraphs related to stabilization, syndicate covering transactions and penalty bids appearing in any Preliminary Prospectus and the paragraphs under Prospectus constitute the caption “Stabilization” (but only insofar as such information concerns furnished in writing by or on behalf of the Underwriters)several Underwriters for inclusion in any Preliminary Prospectus or the Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (Brookfield Mortgage Opportunity Income Fund Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Securities Act or Section 20 of the 1934 Exchange Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (aSection 9(a) of this Section 6hereof, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectusthe Preliminary Prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectusthe Preliminary Prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Preliminary Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the [·] paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs [·] paragraph under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (NETSTREIT Corp.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Statement, and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) (1) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), ) in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges , it being understood and agrees agreed that the only such information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), Underwriter consists exclusively of the following information appearing in the Prospectus: the information describing certain terms of the offering in the fifth paragraph under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) information related to stabilizing transactions, the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilizationunderwriters’ option to purchase additional shares, syndicate covering transactions and penalty bids appearing contained in the thirteenth, fourteenth and sixteenth paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters)Underwriting.

Appears in 1 contract

Samples: Underwriting Agreement (Petroleum Development Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the CompanyPartnership Parties, its their respective directors, each of its their respective officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Partnership Parties within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection clause (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), ) in reliance upon and in conformity with written information furnished to the Company Partnership by such Underwriter through the Representatives Xxxxxxx Xxxxx expressly for use therein. The Company hereby acknowledges Underwriters severally confirm and agrees the Partnership Parties acknowledge and agree that the information furnished table of the names of, and the number of Firm Units to be purchased by, each of the Company Underwriters, the public offering price and the statements regarding delivery of Common Units by the Underwriters through set forth on the Representatives expressly for use in cover page of, and the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, paragraph relating to price stabilization by the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information Underwriters appearing under the caption “Underwriting” in in, the Pre-Pricing Prospectus most recent preliminary prospectus and the Prospectus constitute the only information concerning the Underwriters furnished in writing to the Partnership by or on behalf of the Underwriters specifically for inclusion in any preliminary prospectus, the Registration Statement, the Prospectus: (i) the information regarding the concession and reallowance appearing , any Issuer Free Writing Prospectus or in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters)any amendment or supplement thereto.

Appears in 1 contract

Samples: Underwriting Agreement (Exterran Partners, L.P.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless the Company, its directorstrustees, each of its officers who signed the Registration Statement Statement, the Operating Partnership and the Manager and each person, if any, who controls the Company Company, the Operating Partnership and the Manager within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), the Preliminary Prospectus (or in any preliminary prospectusamendment or supplement thereto), any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives Representative expressly for use in the Registration Statement (or any amendment thereto), the Preliminary Prospectus (or in any preliminary prospectusamendment or supplement thereto), any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoingthereto), consists exclusively of the following which information appearing under the caption “Underwriting” is described in the Pre-Pricing Prospectus and the Prospectus: (iSection 1(a)(1) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters)hereof.

Appears in 1 contract

Samples: Underwriting Agreement (Lexington Realty Trust)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the fifteenth and sixteenth paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (Sinclair Broadcast Group Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsFund and the Adviser, each of its their directors, trustees, members, each of their officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Fund or the Adviser within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectussales material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Adviser by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives Wachovia expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing Prospectus17 sales material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Fund and the Adviser acknowledge that the statements set forth [in the last paragraph of the foregoing), consists exclusively cover page regarding delivery of the following information appearing Securities and, under the caption “heading "Underwriting” in the Pre-Pricing Prospectus and the Prospectus: ", (i) the information regarding the concession list of Underwriters and reallowance appearing their respective participation in the paragraph under sale of the caption “Discounts and Commissions” and Securities, (ii) the information regarding sentences related to concessions and reallowances and (iii) the paragraph related to stabilization, syndicate covering transactions and penalty bids appearing bids] in any Preliminary Prospectus and the paragraphs under Prospectus constitute the caption “Stabilization” (but only insofar as such information concerns furnished in writing by or on behalf of the Underwriters)several Underwriters for inclusion in any Preliminary Prospectus or the Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (Alpine Total Dynamic Dividend Fund)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsFund and the Adviser, each of its their directors, trustees, members, each of their officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Fund or the Adviser within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectussales material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Adviser by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives Wachovia expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing Prospectussales material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Fund and the Adviser acknowledge that the statements set forth in the last paragraph of the foregoing), consists exclusively cover page regarding delivery of the following information appearing Preferred Shares and, under the caption heading “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: ”, (i) the information regarding the concession list of Underwriters and reallowance appearing their respective participation in the paragraph under sale of the caption “Discounts and Commissions” and Preferred Shares, (ii) the sentences related to concessions and reallowances and (iii) the paragraph related to prospectuses in electronic format in any Preliminary Prospectus and the Prospectus constitute the only information regarding stabilization, syndicate covering transactions and penalty bids appearing furnished in writing by or on behalf of the paragraphs under several Underwriters for inclusion in any Preliminary Prospectus or the caption “Stabilization” (but only insofar as such information concerns the Underwriters)Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (Calamos Global Dynamic Income Fund)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Statement, and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) (1) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), ) in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives Representative expressly for use therein. The Company hereby acknowledges , it being understood and agrees agreed that the only such information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), Underwriter consists exclusively of the following information appearing in the Prospectus: the information describing certain terms of the offering in the fifth paragraph under the caption “Underwriting” (with the exception of the first sentence) and the information related to short positions and passive market making contained in the Pre-Pricing Prospectus tenth, eleventh and the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the thirteenth paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters)Underwriting.

Appears in 1 contract

Samples: Underwriting Agreement (PDC Energy, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Company Indemnified Party and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act Selling Securityholder Indemnified Party against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (aSection 7(a) of this Section 6hereof, to which such Indemnified Party may become subject, under the 1933 Act, the 1934 Act, other federal or state statutory law or regulation or otherwise, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under the caption “Discounts and CommissionsUnderwritingtherein and (ii) the information regarding market making, stabilization, syndicate covering transactions and penalty bids appearing in the second, third and fourth paragraphs under the second table set forth in such caption “Stabilization” (but only insofar as such information described in clauses (i) and (ii) above concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (Spire Inc)

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Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the 6th paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the 14th, 15th and 17th paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (StealthGas Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (aa)(1) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “UnderwritingUnderwriting (Conflicts of Interest)” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the 6th, 7th and 8th paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters)) and (ii) the information regarding market making by the Underwriters appearing in the 10th paragraph under such caption.

Appears in 1 contract

Samples: Underwriting Agreement (WPX Energy, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsFund and the Adviser, each of its their directors, trustees, members, each of their officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Fund or the Adviser within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectussales material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Adviser by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives Wachovia expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing Prospectussales material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Fund and the Adviser acknowledge that the statements set forth in the last paragraph of the foregoing), consists exclusively cover page regarding delivery of the following information appearing Securities and, under the caption heading “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: ”, (i) the information regarding the concession list of Underwriters and reallowance appearing their respective participation in the paragraph under sale of the caption “Discounts and Commissions” and Securities, (ii) the information regarding sentences related to concessions and reallowances, and (iii) the paragraph related to stabilization, syndicate covering transactions and penalty bids appearing in any Preliminary Prospectus and the paragraphs under Prospectus constitute the caption “Stabilization” (but only insofar as such information concerns furnished in writing by or on behalf of the Underwriters)several Underwriters for inclusion in any Preliminary Prospectus or the Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (Nuveen Multi-Currency Short-Term Government Income Fund)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and the Operating Partnership and each person, if any, who controls the Company and the Operating Partnership within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), ) or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement thereto), which information is described in Section 1(a)(1) hereof. The indemnity agreement set forth in this Section 6(c) shall be in addition to any of liabilities that the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters)Underwriters may otherwise have.

Appears in 1 contract

Samples: Management Agreement (Gramercy Capital Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the CompanyPartnership Parties, its their directors, each of its their officers who signed the Registration Statement and each person, if any, who controls the Company Partnership Parties within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company Partnership by such Underwriter through the Representatives expressly for use therein. The Company Partnership hereby acknowledges and agrees that the information furnished to the Company Partnership by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the fourth paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the thirteenth, fourteenth and fifteenth paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (Blueknight Energy Partners, L.P.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directorsthe Adviser and the Administrator, each of its officers who signed the Registration Statement their directors, affiliates, officers, employees, partners and members, and each person, if any, who controls the Company Company, the Adviser or the Administrator within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectusPreliminary Prospectus, any Issuer Free Writing ProspectusRule 482 Material, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectusPreliminary Prospectus, any Issuer Free Writing ProspectusRule 482 Material, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following following: (i) their names and (ii) the information regarding price stabilizations and short positions appearing in the thirteenth, fourteenth and fifteenth paragraphs under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (TriplePoint Venture Growth BDC Corp.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “UnderwritingUnderwriting (Conflicts of Interest)” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance discount appearing in the third paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the thirteenth, sixteenth and eighteenth paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (Sundance Energy Australia LTD)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its directors and officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectusPreliminary Prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectusPreliminary Prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” specified in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters)Section 10 hereof.

Appears in 1 contract

Samples: Underwriting Agreement (FMC Technologies Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsFund and the Adviser, each of its their directors, trustees, members, each of their officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Fund or the Adviser within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectussales material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Adviser by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives Wachovia expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing Prospectussales material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Fund and the Adviser acknowledge that the statements set forth (i) in the last paragraph of the foregoing), consists exclusively cover page regarding delivery of the following information appearing Securities, (ii) under the caption “heading "Underwriting", (iii) the list of Underwriters and their respective participation in the Pre-Pricing sale of the Securities, (iv) the sentences related to concessions and reallowances and (v) the paragraph related to prospectuses in electronic format in any Preliminary Prospectus and the Prospectus constitute the only information furnished in writing by or on behalf of the several Underwriters for inclusion in any Preliminary Prospectus or the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (Calamos Global Dynamic Income Fund)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: [(i) the information regarding the concession and reallowance appearing in the fifth paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the twelfth and thirteenth paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters) (such information, collectively, the “Underwriter’ Information”)].

Appears in 1 contract

Samples: Underwriting Agreement (Summit Hotel Properties, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsFund and the Adviser, each of its their directors, members, each of their officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Fund or the Adviser within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing ProspectusSales Material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Adviser by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives Xxxxx Fargo expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing ProspectusSales Material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Fund and the Adviser acknowledge that the statements set forth in the sentence on the cover page regarding the expected date of delivery of the foregoing)Securities and, consists exclusively of the following information appearing under the caption heading “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession list of Underwriters and reallowance appearing their respective participation in the paragraph under sale of the caption “Discounts and Commissions” and Securities, (ii) the information regarding sentences related to concessions and reallowances and (iii) the paragraph related to stabilization, syndicate covering transactions and penalty bids appearing in any Preliminary Prospectus and the paragraphs under Prospectus constitute the caption “Stabilization” (but only insofar as such information concerns furnished in writing by or on behalf of the Underwriters)several Underwriters for inclusion in any Preliminary Prospectus or the Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (Tortoise Power & Energy Infrastructure Fund Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless the Company, its directors, members and shareholders, each of its the Company’s officers who signed the Registration Statement Statement, and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), including the Rule 430C Information, or in any preliminary prospectusPreliminary Prospectus, any Issuer Free Writing Prospectussales material, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), including the Rule 430C Information, or in any preliminary prospectus, any Issuer Free Writing such Preliminary Prospectus, the General sales material, Disclosure Package or the Prospectus (or any amendment or supplement to any of thereto). The Company acknowledges that the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” statements set forth in the Pre-Pricing Preliminary Prospectus and the Prospectus: Prospectus in (i) the information last paragraph of the cover page regarding delivery of the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” Securities and (ii) under the information regarding heading “Underwriting,” (A) the list of Underwriters and their respective participation in the sale of the Securities, (B) the sentences related to concessions and reallowances and (C) the paragraph related to stabilization, syndicate covering transactions and penalty bids appearing constitute the only information furnished in writing by or on behalf of the several Underwriters for inclusion in the paragraphs under Disclosure Package or the caption “Stabilization” (but only insofar as such information concerns the Underwriters)Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (Triangle Capital CORP)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), or in any Testing-the-Waters Writing, in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), or in any Testing-the-Waters Writing, consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the first paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs first paragraph (other than the last sentence), the second paragraph and the fourth paragraph under the caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (SteadyMed Ltd.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directorsthe Adviser and the Administrator, each of its officers who signed the Registration Statement their directors, affiliates, officers, employees, partners and members, and each person, if any, who controls the Company Company, the Adviser or the Administrator within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectusPreliminary Prospectus, any Issuer Free Writing ProspectusRule 482 Material, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectusPreliminary Prospectus, any Issuer Free Writing ProspectusRule 482 Material, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following following: (i) their names and (ii) the information regarding price stabilizations and short positions appearing in the thirteenth, fourteenth, fifteenth and sixteenth paragraphs under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (TriplePoint Venture Growth BDC Corp.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the CompanyCarvana Parties, each of its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company such Carvana Party within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act Act, against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company Carvana Parties by such Underwriter through the Representatives expressly for use therein. The Company Carvana Parties hereby acknowledges acknowledge and agrees agree that the information furnished to the Company Carvana Parties by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the eleventh, twelfth and thirteenth paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (Carvana Co.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectusthe Pre-Pricing Prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter directly or through the Representatives or counsel for the Underwriters expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters directly or through the Representatives or counsel for the Underwriters expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectusthe Pre-Pricing Prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the fourth paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilizationmarket making, stabilization and syndicate covering transactions and penalty bids appearing in the eleventh and twelfth paragraphs (including the bullets thereunder) under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (Enstar Group LTD)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (aa)(1) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information Prospectus regarding the concession market making, stabilization and reallowance syndicate covering transactions appearing in the 10th paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (WPX Energy, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Company Indemnified Party and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act Selling Securityholder Indemnified Party against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (aSection 7(a) of this Section 6hereof, to which such Indemnified Party may become subject, under the 1933 Act, the 1934 Act, other federal or state statutory law or regulation or otherwise, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under the caption “Discounts and CommissionsUnderwritingtherein and (ii) the information regarding market making, stabilization, syndicate covering transactions and penalty bids appearing in the second, third and fourth paragraphs under the second table set forth in such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (Spire Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsTrust and the Adviser, each of its their directors, trustees, members, each of their officers who signed the Registration Statement and each person, if any, who controls the Company Trust or the Adviser within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing ProspectusSales Material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Trust or the Adviser by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives Xxxxx Fargo expressly for use in the Registration Statement (or any amendment thereto), or in any of such preliminary prospectus, any Issuer Free Writing ProspectusSales Material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoingthereto), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus . The Trust and the Prospectus: Adviser acknowledge that (i) the information statements set forth in the last paragraph of the cover page regarding the concession and reallowance appearing in expected delivery of the paragraph Securities and, under the caption heading Discounts and CommissionsUnderwriting,and (ii) the information regarding list of Underwriters and their respective participation in the sale of the Securities, (iii) the sentences related to concessions and reallowances and (iv) the paragraphs related to stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under Preliminary Prospectus and the caption “Stabilization” (but Prospectus constitute the only insofar as such information concerns furnished in writing by or on behalf of the Underwriters)several Underwriters for inclusion in the Preliminary Prospectus or the Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (Tekla Healthcare Opportunities Fund)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Statement, and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (aSection 6(a) of this Section 6hereof, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the 6th paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the 12th, 13th and 14th paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (Biocryst Pharmaceuticals Inc)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the CompanyPartnership Parties, its their respective directors, each of its their respective officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Partnership Parties within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection clause (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), ) in reliance upon and in conformity with written information furnished to the Company Partnership by such Underwriter through the Representatives X.X. Xxxxxx Securities expressly for use therein. The Company hereby acknowledges Underwriters severally confirm and agrees the Partnership Parties acknowledge and agree that the information furnished table of the names of, and the number of Initial Units to be purchased by, each of the Company Underwriters, the public offering price and the statements regarding delivery of Common Units by the Underwriters through set forth on the Representatives expressly for use in cover page of, and the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, paragraph relating to price stabilization by the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information Underwriters appearing under the caption “Underwriting” in in, the Pre-Pricing Prospectus most recent preliminary prospectus and the Prospectus constitute the only information concerning the Underwriters furnished in writing to the Partnership by or on behalf of the Underwriters specifically for inclusion in any preliminary prospectus, the Registration Statement, the Prospectus: (i) the information regarding the concession and reallowance appearing , any Issuer Free Writing Prospectus or in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters)any amendment or supplement thereto.

Appears in 1 contract

Samples: Underwriting Agreement (Archrock Partners, L.P.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Securities Act or Section 20 of the 1934 Exchange Act and each Selling Stockholder against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (aSection 11(a) of this Section 6hereof, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectusthe Preliminary Prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectusthe Preliminary Prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Preliminary Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the [third] paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs [eleventh] paragraph under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (NetSTREIT Corp.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “UnderwritingUnderwriting (Conflicts of Interest)” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under such the caption “StabilizationUnderwriting (Conflicts of Interest)—Stabilization, Short Positions” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (SeaSpine Holdings Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act Act, against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (aSection 6(a) of this Section 6hereof, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding first and third sentences of the concession and reallowance fourth paragraph appearing in the paragraph under the caption “Discounts and Commissions” Underwriting (Conflicts of Interest)”; and (ii) the information regarding stabilizationsecond sentence of the first paragraph, syndicate covering transactions the first, fourth and penalty bids fifth sentences of the second paragraph and the third sentence of the third paragraph appearing in the paragraphs under the caption “Underwriting (Conflicts of Interest) – Price Stabilization” (but only insofar as such information concerns the Underwriters), Short Positions”.

Appears in 1 contract

Samples: Idacorp Inc

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsFund and the Manager, each of its their directors, trustees, members, each of their officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Fund or the Manager within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing ProspectusSales Material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Fund or the Manager by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives Xxxxx Fargo expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing Prospectussales material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Fund and the Manager acknowledge that the statements set forth in the last paragraph of the foregoing), consists exclusively cover page regarding the expected delivery of the following information appearing Securities and, under the caption heading “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: ”, (i) the information regarding the concession list of Underwriters and reallowance appearing their respective participation in the paragraph under sale of the caption “Discounts and Commissions” and Securities, (ii) the information regarding sentences related to concessions and reallowances and (iii) the paragraph related to stabilization, syndicate covering transactions and penalty bids appearing in any Preliminary Prospectus and the paragraphs under Prospectus constitute the caption “Stabilization” (but only insofar as such information concerns furnished in writing by or on behalf of the Underwriters)several Underwriters for inclusion in any Preliminary Prospectus or the Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (Seligman Premium Technology Growth Fund, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsTrust and the Advisors, each of its their directors, trustees, members, each of their officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Trust or the Advisors within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectussales material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Trust or the Advisors by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives Wachovia expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing Prospectussales material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Trust and the Advisors acknowledge that the statements set forth in the last paragraph of the foregoing), consists exclusively cover page regarding delivery of the following information appearing Securities and, under the caption heading “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: ”, (i) the information regarding the concession list of Underwriters and reallowance appearing their respective participation in the paragraph under sale of the caption “Discounts and Commissions” and Securities, (ii) the information regarding sentences related to concessions and reallowances and (iii) the paragraphs related to stabilization, syndicate covering transactions and penalty bids appearing in any Preliminary Prospectus and the paragraphs under Prospectus constitute the caption “Stabilization” (but only insofar as such information concerns furnished in writing by or on behalf of the Underwriters)several Underwriters for inclusion in any Preliminary Prospectus or the Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (BlackRock International Growth & Income Trust)

Indemnification by the Underwriters. Each Underwriter agreesUnderwriter, severally and not jointly, agrees to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement Statement, and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act and the Selling Stockholders against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in (i) the Statutory Prospectus, (ii) any other preliminary prospectus, (iii) any Issuer Free Writing Prospectus, the (iv) any General Disclosure Package or the Package, (v) any Written Testing-the-Waters Communication, (vi) Prospectus (or any amendment or supplement to any of the foregoingthereto), (vii) any Marketing Materials, or (viii) any Blue Sky Application in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges therein and agrees that set forth in the information furnished “blood letter” from the Underwriters to the Company by dated the Closing Date. This indemnity agreement will be in addition to any liability that the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters)might otherwise have.

Appears in 1 contract

Samples: Underwriting Agreement (Energy & Exploration Partners, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, agrees to indemnify and hold harmless each of the Company, its directorsTrust and the Advisors, each of its their directors, trustees, members, each of their officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Trust or the Advisors within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectussales material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), thereto) in reliance upon and in conformity with written information furnished to the Company Trust or the Advisors by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives Wachovia expressly for use in the Registration Statement (or any amendment thereto), ) or in any such preliminary prospectus, any Issuer Free Writing Prospectussales material, the General Disclosure Package Preliminary Prospectus or the Prospectus (or any amendment or supplement to any thereto). The Trust and the Advisors acknowledge that the statements set forth in the last paragraph of the foregoing), consists exclusively cover page regarding delivery of the following information appearing Securities and, under the caption heading “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: ”, (i) the information regarding the concession list of Underwriters and reallowance appearing their respective participation in the paragraph under sale of the caption “Discounts and Commissions” and Securities, (ii) the information regarding sentences related to concessions and reallowances and (iii) the paragraph related to stabilization, syndicate covering transactions and penalty bids appearing in any Preliminary Prospectus and the paragraphs under Prospectus constitute the caption “Stabilization” (but only insofar as such information concerns furnished in writing by or on behalf of the Underwriters)several Underwriters for inclusion in any Preliminary Prospectus or the Prospectus.

Appears in 1 contract

Samples: Underwriting Agreement (BlackRock Real Asset Equity Trust)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the CompanyPartnership Parties, its the Parent and the Selling Unitholder, their respective directors, each of its their respective officers who signed the Registration Statement Statement, and each person, if any, who controls the Company Partnership Parties, the Parent or the Selling Unitholder within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection clause (a) of this Section 67, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), ) in reliance upon and in conformity with written information furnished to the Company Partnership by such Underwriter through the Representatives Xxxxx Fargo expressly for use therein. The Company hereby acknowledges Underwriters severally confirm and agrees the Partnership Parties, the Parent and the Selling Unitholder acknowledge and agree that the information furnished table of the names of, and the number of Firm Units to be purchased by, each of the Company Underwriters, the public offering price and the statements regarding delivery of shares by the Underwriters through set forth on the Representatives expressly for use in cover page of, and the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, paragraph relating to price stabilization by the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information Underwriters appearing under the caption “Underwriting” in in, the Pre-Pricing Prospectus most recent preliminary prospectus and the Prospectus constitute the only information concerning the Underwriters furnished in writing to the Partnership by or on behalf of the Underwriters specifically for inclusion in any preliminary prospectus, the Registration Statement, the Prospectus: (i) the information regarding the concession and reallowance appearing , any Issuer Free Writing Prospectus or in the paragraph under the caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters)any amendment or supplement thereto.

Appears in 1 contract

Samples: Underwriting Agreement (Exterran Holdings Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs ninth paragraph under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (Applied Genetic Technologies Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its directors and officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act, and each Selling Stockholder, its directors and officers and each person, if any, who controls such Selling Stockholder within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act, against any and all loss, liability, claim, damage and reasonably incurred, documented expense described in the indemnity contained in subsection (aSection 6(a) of this Section 6hereof, as incurred, but only with respect to the extent based upon or arising out of any untrue statements statement or omissions, omission or alleged untrue statements statement or omissions, omission made in the Registration Statement (or based upon any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company in writing by such or on behalf of any Underwriter through the Representatives expressly for use thereinin the Offering Disclosure. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the fourteenth and fifteenth paragraphs under the caption “Stabilization” (but only insofar as such information concerns the Underwriters)caption.

Appears in 1 contract

Samples: Underwriting Agreement (Guild Holdings Co)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives Representative expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives Representative expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package Prospectus or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the fifth paragraph under the caption “Discounts and Commissions” and such caption, (ii) the information regarding stabilization, stabilization and syndicate covering transactions and penalty bids appearing in the ninth and tenth paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters)) and (iii) the information regarding market making by the Underwriters appearing in the eighth paragraph under such caption.

Appears in 1 contract

Samples: Underwriting Agreement (BGC Partners, Inc.)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the fourth paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the twelfth and thirteenth paragraphs under the such caption “Stabilization” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: Underwriting Agreement (Applied Genetic Technologies Corp)

Indemnification by the Underwriters. Each Underwriter agrees, severally and not jointly, to indemnify and hold harmless the Company, its directors, each of its officers who signed the Registration Statement and each person, if any, who controls the Company within the meaning of Section 15 of the 1933 Act or Section 20 of the 1934 Act against any and all loss, liability, claim, damage and expense described in the indemnity contained in subsection (a) of this Section 6, as incurred, but only with respect to untrue statements or omissions, or alleged untrue statements or omissions, made in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), in reliance upon and in conformity with written information furnished to the Company by such Underwriter through the Representatives expressly for use therein. The Company hereby acknowledges and agrees that the information furnished to the Company by the Underwriters through the Representatives expressly for use in the Registration Statement (or any amendment thereto), or in any preliminary prospectus, any Issuer Free Writing Prospectus, the General Disclosure Package or the Prospectus (or any amendment or supplement to any of the foregoing), consists exclusively of the following information appearing under the caption “Underwriting” in the Pre-Pricing Prospectus and the Prospectus: (i) the information regarding the concession and reallowance appearing in the third paragraph under the such caption “Discounts and Commissions” and (ii) the information regarding stabilization, syndicate covering transactions and penalty bids appearing in the paragraphs under such the caption “Underwriting—Price Stabilization, Short Positions and Penalty Bids” (but only insofar as such information concerns the Underwriters).

Appears in 1 contract

Samples: SeaSpine Holdings Corp

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