IAS Sample Clauses

IAS and AOIL will exchange experts in industry sectors that will be of mutual benefit;

IAS. (i) is, and has been at all times, a registered investment advisor with the Commission pursuant to Section 203 of the Investment Advisers Act of 1940 (the “Investment Advisers Act”). Full and complete copies of its Form ADV, as amended (the “IAS Form ADV”) have been made available to LTFS and neither the IAS Form ADV nor any amendment thereto contains any untrue statement of material fact or omits to state a material fact required to be stated in order to make the statements contained therein, in the light of the circumstances in which they were made, not misleading; (ii) is not prohibited by any section of the Investment Advisers Act, or the rules and regulations thereunder, from acting as an investment adviser; (iii) has not been, nor, to Companies’ Knowledge, has any Affiliate, director, officer, employee or registered representative thereof been, in connection with the performance of his/her duties and/or services for IAS, since January 1, 2002, convicted of any crime or been subject to any disqualification that would be a basis for denial, suspension or revocation of registration of, or limitation of the activities of, an investment adviser under Section 203(e) of the Investment Advisers Act or Rule 206(4)-4(b) thereunder; nor, to the Companies’ Knowledge, is there a current investigation, whether formal or informal, or whether preliminary or otherwise, that is reasonably likely to result in any such denial, suspension, revocation, or limitation; (iv) has not been, nor has, to Companies’ Knowledge, any Affiliate, director, officer, employee or registered representative thereof been, in connection with the performance of his/her duties and/or services for IAS, (A) subject to any cease and desist, censure or other disciplinary or similar order issued by, (B) a party to any written agreement, consent agreement, memorandum of understanding or disciplinary agreement with, (C) a party to any commitment letter or similar undertaking to, (D) subject to any order or directive by or (E) a recipient of any supervisory letter from, any Governmental Entity; (v) has not been, nor has, to Companies’ Knowledge, any Affiliate, director, officer, employee or registered representative been, in connection with the performance of his/her duties and/or services for IAS, except as already set forth in IAS Form ADV, subject to any other form of liability or discipline, whatsoever, whether imposed by a Governmental Entity or SRO, which would be required to be disclosed on IAS...