Holding Period. For the purposes of Rule 144, the Company acknowledges that under current regulations, the holding period of the Conversion Shares may be tacked onto the holding period of the Notes (unless the holder thereof is an affiliate of the Company) and the Company agrees not to take a position contrary to this Section 4(p).
Appears in 3 contracts
Sources: Securities Purchase Agreement (Allied Defense Group Inc), Securities Purchase Agreement (Allied Defense Group Inc), Securities Purchase Agreement (Allied Defense Group Inc)
Holding Period. For the purposes of Rule 144, the Company acknowledges that under current regulations, the Holder’s holding period of the Conversion Shares Notes may be tacked onto the holding period of the Notes (unless the holder thereof is an affiliate of the Company) Shares, and the Company agrees not to take a position contrary to this Section 4(p)5.1.
Appears in 2 contracts
Sources: Exchange Agreement (Cinedigm Corp.), Exchange Agreement (Cinedigm Corp.)
Holding Period. For the purposes of Rule 144, the Company acknowledges that under current regulations, the holding period of the Conversion Shares Shares, may be tacked onto the holding period of the Notes (unless the holder thereof is an affiliate of the Company) and the Company agrees not to take a position contrary to this Section 4(p).
Appears in 2 contracts
Sources: Securities Purchase Agreement (Telkonet Inc), Securities Purchase Agreement (NGAS Resources Inc)
Holding Period. For the purposes of Rule 144, the Company acknowledges that under current regulations, the Holder’s holding period of the Conversion Shares Notes may be tacked onto the holding period of the Notes (unless the holder thereof is an affiliate of the Company) Shares, and the Company agrees not to take a position contrary to this Section 4(p)6.1.
Appears in 2 contracts
Sources: Exchange Agreement (Cinedigm Corp.), Exchange Agreement (Cinedigm Corp.)
Holding Period. For Notwithstanding anything else to the foregoing, for the purposes of Rule 144, the Company acknowledges that under current regulations, the holding period of the Conversion Shares Note may be tacked onto the holding period of the Notes (unless the holder thereof is an affiliate each of the Company) Shares and the Warrants, and the Company agrees not to take a position contrary to this Section 4(p)6.3. The Company agrees to take all actions, including, without limitation, obtaining customary legal opinions necessary to comply with the foregoing.
Appears in 2 contracts
Sources: Note Exchange Agreement, Note Exchange Agreement (Intellinetics, Inc.)
Holding Period. For the purposes of Rule 144, the Company acknowledges that under current regulations, the holding period of the Conversion Shares may be tacked onto the holding period of the Notes (unless the holder thereof is an affiliate of the Company) Warrants, and the Company agrees not to take a position contrary to this Section 4(p3(c).
Appears in 2 contracts
Sources: Exchange Agreement (XpresSpa Group, Inc.), Exchange Agreement (XpresSpa Group, Inc.)
Holding Period. For the purposes of Rule 144, the Company acknowledges that under current regulations, it agrees with the holding period of the Conversion Shares may be tacked onto Holder that the holding period of the Notes (unless may be tacked on to the holder thereof is an affiliate holding period of the Company) Exchange Shares, and the Company agrees not to take a any position contrary to this Section 4(p3(d).
Appears in 1 contract
Holding Period. For the purposes of Rule 144, the Company acknowledges that under current regulations, the each Holder’s holding period of the Conversion Shares its Convertible Notes may be tacked onto the holding period of the Notes (unless the holder thereof is an affiliate of the Company) Shares, and the Company agrees not to take a position contrary to this Section 4(p)5.1.
Appears in 1 contract
Sources: Exchange Agreement (Cinedigm Corp.)
Holding Period. For the purposes of Rule 144, the Company acknowledges that under current regulations, the holding period of (i) the Conversion Shares Remaining Debenture may be tacked onto the holding period of the Notes (unless the holder thereof is an affiliate each of the Company) Exchange Shares and the Exchange Warrant, and the Company agrees not to take a position contrary to this Section 4(p)4.3. The Company agrees to take all actions, including, without limitation, obtaining customary legal opinions necessary to comply with the foregoing.
Appears in 1 contract
Sources: Amendment and Exchange Agreement (Stereotaxis, Inc.)
Holding Period. For the purposes of Rule 144, the Company acknowledges that under current regulations, the holding period of the Agreement Conversion Shares may be tacked onto the holding period of the Existing Notes (unless the holder thereof is an affiliate of the Company) and the Company agrees not to take a position contrary to this Section 4(p4(b), and as a result, the Agreement Conversion Shares are freely tradable immediately upon issuance on the Principal Market without any restriction under the securities laws, the rules and regulations of the Principal Market or otherwise.
Appears in 1 contract
Sources: Conversion Agreement (A-Power Energy Generation Systems, Ltd.)
Holding Period. For the purposes of Rule 144, the Company acknowledges that under current regulations, the holding period of the Conversion Shares may be tacked onto the holding period of the Notes (unless and the holder thereof is an affiliate holding period of the CompanyWarrant Shares may be tacked onto the holding period of the Warrants (in the case of Cashless Exercise (as defined in the Warrants)) and the Company agrees not to take a position contrary to this Section 4(p4(t).
Appears in 1 contract
Sources: Securities Purchase Agreement (Modtech Holdings Inc)
Holding Period. For the purposes of Rule 144144(d), the Company acknowledges that under current regulations, the holding period of the Conversion Shares and the New Notes may be tacked onto the holding period of the Notes (unless the holder thereof is an affiliate of the Company) and the Exchange Notes. The Company agrees not to take a position contrary to this Section 4(p4(f).
Appears in 1 contract
Holding Period. For the purposes of Rule 144, the Company acknowledges that under current regulations, the Holder’s holding period of the Conversion Shares its Convertible Notes may be tacked onto the holding period of the Notes (unless Shares and the holder thereof is an affiliate of the Company) Second Lien Notes, and the Company agrees not to take a position contrary to this Section 4(p)5.1.
Appears in 1 contract
Sources: Exchange Agreement (Cinedigm Corp.)
Holding Period. For the purposes of Rule 144, the Company acknowledges that under current regulations, the each Holder’s holding period of the Conversion Shares Notes may be tacked onto the holding period of the Notes (unless the holder thereof is an affiliate of the Company) Shares received by such Holder, and the Company agrees not to take a position contrary to this Section 4(p)5.1.
Appears in 1 contract
Sources: Exchange Agreement (Cinedigm Corp.)
Holding Period. For the purposes of Rule 144, the Company acknowledges that under current regulations, the each Holder’s holding period of the Conversion Shares Notes may be tacked onto the holding period of the Notes (unless the holder thereof is an affiliate of the Company) Shares, and the Company agrees not to take a position contrary to this Section 4(p)6.1.
Appears in 1 contract
Sources: Exchange Agreement (Cinedigm Corp.)
Holding Period. For the purposes of Rule 144, the Company acknowledges that under current regulations, the holding period of the Conversion Shares may be tacked onto the holding period of the Notes (unless and the holder thereof is an affiliate holding period of the CompanyWarrant Shares may be tacked onto the holding period of the Warrants (in the case of Cashless Exercise (as defined in the Warrants)) and the Company agrees not to take a position contrary to this Section 4(p4(k).
Appears in 1 contract
Sources: Securities Purchase Agreement (Agfeed Industries, Inc)
Holding Period. For the purposes of Rule 144, the Company acknowledges that under current regulations, the holding period of the Notes (including the corresponding Conversion Shares (as defined in the Notes)) and the Warrants (including the corresponding Warrant Shares) may be tacked onto the holding period of the Existing Notes (unless and the holder thereof is an affiliate of the Company) Existing Warrants, as applicable, and the Company agrees not to take a position contrary to this Section 4(p3(d).
Appears in 1 contract
Holding Period. For the purposes of Rule 144, the Company acknowledges that under current regulations, the holding period of the Notes (including the corresponding Conversion Shares Shares) may be tacked onto the holding period of the Notes (unless the holder thereof is an affiliate of the Company) Existing Notes, and the Company agrees not to take a position contrary to this Section 4(p3(d).
Appears in 1 contract