Holding Company and Investment Company Acts. None of the Loan Parties is (i) a "holding company" or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an "investment company" or an "affiliated person" or "promoter" of, or "principal underwriter" of or for, an "investment company", as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 27 contracts
Samples: Financing Agreement (Elgar Holdings Inc), Financing Agreement (Xanodyne Pharmaceuticals Inc), Financing Agreement (Coram Healthcare Corp)
Holding Company and Investment Company Acts. None of the Loan Parties is (i) a "“holding company" ” or a "“subsidiary company" ” of a "“holding company" ” or an "“affiliate" ” of a "“holding company"”, as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an "“investment company" ” or an "“affiliated person" ” or "“promoter" ” of, or "“principal underwriter" ” of or for, an "“investment company"”, as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 19 contracts
Samples: Financing Agreement (Xcel Pharmaceuticals Inc), Financing Agreement (Oglebay Norton Co /Ohio/), Financing Agreement (Life Sciences Research Inc)
Holding Company and Investment Company Acts. None of the Loan Parties is (i) a "holding company" or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, ; or (ii) an "investment company" or an "affiliated person" or "promoter" of, or "principal underwriter" of or for, an "investment company", as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 4 contracts
Samples: Senior Convertible Loan Agreement (Value City Department Stores Inc /Oh), Senior Loan Agreement (Retail Ventures Inc), Senior Loan Agreement (DSW Inc.)
Holding Company and Investment Company Acts. None of the Loan Parties is (i) a "holding company" or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company", as such terms are defined in subject to regulation under the Public Utility Holding Company Act of 19352005, as amendedthe Federal Power Act, the Interstate Commerce Act or any state public utilities code, or (ii) an "“investment company" ” or an "“affiliated person" ” or "“promoter" ” of, or "“principal underwriter" ” of or for, an "“investment company"”, as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 3 contracts
Samples: Financing Agreement (Body Central Acquisition Corp), Financing Agreement (Body Central Acquisition Corp), Financing Agreement (Body Central Acquisition Corp)
Holding Company and Investment Company Acts. None of the Loan Parties is (i) a "holding company" or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an "investment company" or an "affiliated person" or "promoter" of, or "principal underwriter" of or for, an "investment company", as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 3 contracts
Samples: Financing Agreement (Milacron Inc), Financing Agreement (Milacron Inc), Financing Agreement (Milacron Inc)
Holding Company and Investment Company Acts. None of the Loan Parties is (i) a "holding company" or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an "investment company" or an "affiliated personcontrolled by" or "promoter" of, or "principal underwriter" of or for, an "investment company", as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 2 contracts
Samples: Financing Agreement (Allied Holdings Inc), Financing Agreement (Allied Holdings Inc)
Holding Company and Investment Company Acts. None of Neither the Company nor any other Loan Parties Party is (i) a "holding company" or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an "investment company" or an "affiliated person" or "promoter" of, or "principal underwriter" of or for, an "investment company", as such terms are defined in the Investment Company Act of 1940, as amended.
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Holding Company and Investment Company Acts. None of the Loan Parties nor any of their respective Subsidiaries is (i) a "holding company" or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an "investment company" or an "affiliated person" or "promoter" of, or "principal underwriter" of or for, an "investment company", as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 1 contract
Samples: Financing Agreement (Tri State Outdoor Media Group Inc)
Holding Company and Investment Company Acts. None of the Loan Parties is (ia) a "“holding company" ” or a "“subsidiary company" ” of a "“holding company" ” or an "“affiliate" ” of a "“holding company"”, as such terms are defined in the Public Utility Holding Company Act of 19352005, as amended, or (iib) an "“investment company" ” or an "“affiliated person" ” or "“promoter" ” of, or "“principal underwriter" ” of or for, an "“investment company"”, as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 1 contract
Holding Company and Investment Company Acts. None of the Loan Parties is (i) a "”holding company" ” or a "“subsidiary company" ” of a "“holding company" ” or an "“affiliate" ” of a "”holding company"”, as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an "“investment company" ” or an "“affiliated person" ” or "“promoter" ” of, or "”principal underwriter" ” of or for, an "“investment company"”, as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 1 contract
Holding Company and Investment Company Acts. None of Neither the Company nor any other Loan Parties Party is (i) a i)a "holding company" or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an "investment company" or an "affiliated person" or "promoter" of, or "principal underwriter" of or for, an "investment company", as such terms are defined in the Investment Company Act of 1940, as amended.
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Holding Company and Investment Company Acts. None of Neither the Parent nor any other Loan Parties Party is (i) a "holding company" or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an "investment company" or an "affiliated person" or "promoter" of, or "principal underwriter" of or for, an "investment company", as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 1 contract
Holding Company and Investment Company Acts. None of the Loan Parties is (i) a "“holding company" ” or a "“subsidiary company" ” of a "“holding company" ” or an "“affiliate" ” of a "“holding company"”, as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an "“investment company" or an "affiliated person" or "promoter" of, or "principal underwriter" of or for, an "investment company", ” as such terms are term is defined in the Investment Company Act of 1940, as amended.
Appears in 1 contract
Holding Company and Investment Company Acts. None of the Domestic Loan Parties is (i) a "holding company" or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an "investment company" or an "affiliated person" or "promoter" of, or "principal underwriter" of or for, an "investment company", as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 1 contract
Samples: Financing Agreement (Metallurg Inc)
Holding Company and Investment Company Acts. None of the Loan ------------------------------------------- Parties is (i) a "holding company" or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an "investment company" or an "affiliated person" or "promoter" of, or "principal underwriter" of or for, an "investment company", as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 1 contract
Samples: Financing Agreement (Lernout & Hauspie Speech Products Nv)
Holding Company and Investment Company Acts. None of Neither the Company ------------------------------------------- nor any other Loan Parties Party is (i) a i)a "holding company" or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an "investment company" or an "affiliated person" or "promoter" of, or "principal underwriter" of or for, an "investment company", as such terms are defined in the Investment Company Act of 1940, as amended.
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Holding Company and Investment Company Acts. None of Neither the Company ------------------------------------------- nor any other Loan Parties Party is (i) a i)a "holding company" or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company", ," as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an "investment company" or an "affiliated person" or "promoter" of, or "principal underwriter" of or for, an "investment company", ," as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 1 contract
Holding Company and Investment Company Acts. None of the Loan Parties is (ia) a "“holding company" ” or a "“subsidiary company" ” of a "“holding company" ” or an "“affiliate" ” of a "“holding company"”, as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (iib) an "“investment company" ” or an "“affiliated person" ” or "“promoter" ” of, or "“principal underwriter" ” of or for, an "“investment company"”, as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 1 contract
Samples: Loan and Security Agreement (Lazy Days R.V. Center, Inc.)
Holding Company and Investment Company Acts. None of the Loan Parties is (i) a "holding company" or a "subsidiary company" of a "holding company" or an "affiliate" of a "holding company", as such terms are defined in the Public Utility Holding Company Act of 1935, as amended, or (ii) an "investment company" or an "affiliated person" or "promoter" of, or "principal underwriter" of or for, an "investment company", as such terms are defined in the Investment Company Act of 1940, as amended.
Appears in 1 contract