General Solicitation. The Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general advertisement.
Appears in 19 contracts
Sources: Share Purchase Agreement (Great Elm Capital Corp.), Share Purchase Agreement (Great Elm Capital Corp.), Stock Purchase Agreement (Alpine Immune Sciences, Inc.)
General Solicitation. The Such Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general solicitation or general advertisement. Such Purchaser further acknowledges that he or it, or his or its Affiliate, has a pre-existing relationship with the Company such as (i) as a holder of currently outstanding securities of the Company or (ii) another affiliation with the Company.
Appears in 19 contracts
Sources: Common Stock Purchase Agreement, Master Transaction Agreement (Emergent Capital, Inc.), Master Transaction Agreement (Emergent Capital, Inc.)
General Solicitation. The Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general solicitation or general advertisement.
Appears in 13 contracts
Sources: Securities Purchase Agreement (SOCIAL REALITY, Inc.), Subscription Agreement (Air Industries Group), Series a Convertible Preferred Stock Purchase Agreement
General Solicitation. The Such Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or or, to such Purchaser’s knowledge, any other general solicitation or general advertisement.
Appears in 13 contracts
Sources: Securities Purchase Agreement (Avinger Inc), Securities Purchase Agreement (T2 Biosystems, Inc.), Securities Purchase Agreement
General Solicitation. The Such Purchaser is not purchasing the Shares or the Conversion Shares as a result of any advertisement, article, notice or other communication regarding the Shares or the Conversion Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or or, to such Purchaser’s knowledge, any other general solicitation or general advertisement.
Appears in 8 contracts
Sources: Securities Purchase Agreement (Duos Technologies Group, Inc.), Securities Purchase Agreement (Duos Technologies Group, Inc.), Securities Purchase Agreement (Duos Technologies Group, Inc.)
General Solicitation. The Such Purchaser is not purchasing the Preferred Shares as a result of any advertisement, article, notice or other communication regarding the Preferred Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general advertisement.
Appears in 7 contracts
Sources: Securities Purchase and Exchange Agreement (Interpace Biosciences, Inc.), Securities Purchase Agreement (Interpace Diagnostics Group, Inc.), Securities Purchase Agreement (Citizens Community Bancorp Inc.)
General Solicitation. The Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other form of “general advertisementsolicitation” or “general advertising” (as such terms are used in Regulation D promulgated under the Securities Act and interpreted by the Commission).
Appears in 6 contracts
Sources: Stock Purchase Agreement (CoastalSouth Bancshares, Inc.), Stock Purchase Agreement (CoastalSouth Bancshares, Inc.), Stock Purchase Agreement (CoastalSouth Bancshares, Inc.)
General Solicitation. The Purchaser is not purchasing the Purchased Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general solicitation or general advertisement.
Appears in 5 contracts
Sources: Securities Purchase Agreement (One Horizon Group, Inc.), Securities Purchase Agreement (One Horizon Group, Inc.), Subscription Agreement (One Horizon Group, Inc.)
General Solicitation. The Such Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general advertisementsolicitation or general adve1iisement.
Appears in 4 contracts
Sources: Subscription Agreement (Greenpro Capital Corp.), Subscription Agreement (Greenpro Capital Corp.), Subscription Agreement (Greenpro Capital Corp.)
General Solicitation. The Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or or, to the knowledge of the Purchaser, any other general solicitation or general advertisement.
Appears in 4 contracts
Sources: Securities Purchase Agreement (Estrella Immunopharma, Inc.), Securities Purchase Agreement (Gaming Technologies, Inc.), Securities Purchase Agreement (Gaming Technologies, Inc.)
General Solicitation. The Such Purchaser is not purchasing the Shares as a result of any advertisement, article, notice notice, website posting or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television television, internet or radio or presented at any seminar or any other general solicitation or general advertisement.
Appears in 4 contracts
Sources: Securities Purchase Agreement (World Surveillance Group Inc.), Securities Purchase Agreement (World Surveillance Group Inc.), Securities Purchase Agreement (World Surveillance Group Inc.)
General Solicitation. The Purchaser Such Buyer is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general solicitation or general advertisement. Such Buyer represents that he, she or it had a relationship with the Placement Agent or the Company preceding its decision to purchase the Shares from the Company.
Appears in 3 contracts
Sources: Securities Purchase Agreement (theMaven, Inc.), Securities Purchase Agreement (theMaven, Inc.), Securities Purchase Agreement (theMaven, Inc.)
General Solicitation. The Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over the television or radio or presented at any seminar or any other general solicitation or general advertisement. Prior to the time that the Purchaser was first contacted by the Company the Purchaser had a pre-existing and substantial relationship with the Company.
Appears in 3 contracts
Sources: Common Stock Purchase Agreement (NANOPHASE TECHNOLOGIES Corp), Common Stock Purchase Agreement (NANOPHASE TECHNOLOGIES Corp), Common Stock Purchase Agreement (NANOPHASE TECHNOLOGIES Corp)
General Solicitation. The Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general advertisementattended by the Purchaser.
Appears in 3 contracts
Sources: Stock Purchase Agreement (Immunomedics Inc), Stock Purchase Agreement (Seattle Genetics Inc /Wa), Stock Purchase Agreement (INSMED Inc)
General Solicitation. The Such Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general advertisement.
Appears in 3 contracts
Sources: Securities Purchase Agreement (National Holdings Corp), Securities Purchase Agreement (National Holdings Corp), Securities Purchase Agreement (National Holdings Corp)
General Solicitation. The Purchaser is not purchasing the Purchased Shares as a result of any advertisement, article, notice or other communication regarding the Purchased Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or or, to the knowledge of the Purchaser, any other general solicitation or general advertisement.
Appears in 3 contracts
Sources: Share Purchase Agreement (Pintec Technology Holdings LTD), Share Purchase Agreement (TCTM Kids IT Education Inc.), Share Purchase Agreement (Pintec Technology Holdings LTD)
General Solicitation. The Purchaser is not purchasing the Shares as a result of any advertisement, article, notice notice, or other communication regarding the Shares published in any newspaper, magazine magazine, or similar media or broadcast over the television or radio or presented at any seminar or any other general solicitation or general advertisement. Prior to the time that the Purchaser was first contacted by the Company or the Placement Agent, such Purchaser had a pre-existing and substantial relationship with the Company or the Placement Agent.
Appears in 3 contracts
Sources: Common Stock Purchase Agreement (Mattersight Corp), Common Stock Purchase Agreement (Mattersight Corp), Common Stock Purchase Agreement (Mattersight Corp)
General Solicitation. The Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over the television or radio or presented at any seminar or any other general solicitation or general advertisement. Prior to the time that the Purchaser was first contacted by the Company or the Placement Agent such Purchaser had a pre-existing and substantial relationship with the Company or the Placement Agent.
Appears in 3 contracts
Sources: Common Stock Purchase Agreement (HyreCar Inc.), Common Stock Purchase Agreement (Repro Med Systems Inc), Common Stock Purchase Agreement (Vertex Energy Inc.)
General Solicitation. The Such Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or meeting or, to its knowledge, in any other form of general solicitation or general advertisement.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Mitek Systems Inc), Securities Purchase Agreement (NTN Buzztime Inc)
General Solicitation. The To the knowledge of such Purchaser, such Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general solicitation or general advertisement.
Appears in 2 contracts
Sources: Common Stock Purchase Agreement (Wilsons the Leather Experts Inc), Common Stock Purchase Agreement (Wilsons the Leather Experts Inc)
General Solicitation. The Such Purchaser is not purchasing the New Shares to be purchased by such Purchaser as a result of any advertisement, article, notice or other communication regarding the such New Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general advertisementseminar.
Appears in 2 contracts
Sources: Equity Purchase Agreement, Stock Purchase Agreement (Aradigm Corp)
General Solicitation. The Purchaser is not purchasing the Purchased Shares as a result of any advertisement, article, notice or other communication regarding the Shares Company published in any newspaper, magazine or similar media media, including the internet, or broadcast over television or radio or presented at any seminar or any other meeting whose attendees had been invited by general advertisementsolicitation or general advertising.
Appears in 2 contracts
Sources: Share Purchase Agreement (Lorus Therapeutics Inc), Share Purchase Agreement (ConPharm)
General Solicitation. The Such Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar seminar, or any other general solicitation or general advertisement.
Appears in 2 contracts
Sources: Stock Purchase Agreement (Agile Therapeutics Inc), Stock Purchase Agreement (Agile Therapeutics Inc)
General Solicitation. The To such Purchaser’s knowledge, such Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general advertisement.
Appears in 2 contracts
Sources: Merger Agreement (Novus Therapeutics, Inc.), Stock Purchase Agreement (Novus Therapeutics, Inc.)
General Solicitation. The Such Purchaser is not purchasing the Shares Securities as a result of any advertisement, article, notice or other communication regarding the Shares Securities published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general solicitation or general advertisement. Such Purchaser further acknowledges that he or it, or his or its Affiliate, has a pre-existing relationship with the Company such as (i) as a holder of currently outstanding securities of the Company or (ii) another affiliation with the Company.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Cinedigm Corp.), Securities Purchase Agreement (Chez Ronald L)
General Solicitation. The Such Purchaser is not purchasing the Shares and Warrants as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general solicitation or general advertisement.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Melco International Development LTD), Securities Purchase Agreement (Vendingdata Corp)
General Solicitation. The Such Purchaser is not purchasing the Shares Securities as a result of any advertisement, article, notice or other communication regarding the Shares Securities published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or or, to the knowledge of such Purchaser, any other general solicitation or general advertisement. Such Purchaser also represents that such Purchaser was contacted regarding the sale of the Securities by the Company (or an authorized agent or representative of the Company) with which such Purchaser had a substantial pre-existing relationship.
Appears in 2 contracts
Sources: Securities Purchase Agreement (Flyexclusive Inc.), Securities Purchase Agreement (Hymowitz Gregg)
General Solicitation. The Purchaser Such Vendor is not purchasing the Purchaser Shares as a result of any advertisement, article, notice or other communication regarding the Purchaser Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general solicitation or general advertisement.
Appears in 1 contract
Sources: Share Purchase Agreement (Activecore Technologies Inc)
General Solicitation. The Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over the television or radio or presented at any seminar or any other general solicitation or general advertisement. Prior to the time that the Purchaser was first contacted by the Company in connection with this Agreement, the Purchaser had a pre-existing and substantial relationship with the Company.
Appears in 1 contract
Sources: Common Stock Purchase Agreement (Arena Group Holdings, Inc.)
General Solicitation. The Such Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general advertisementadvertisement or general solicitation.
Appears in 1 contract
Sources: Securities Purchase Agreement (Hoku Scientific Inc)
General Solicitation. The Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general solicitation or general advertisement. The Company acknowledges and agrees that each Purchaser does not make or has not made any representations or warranties with respect to the transactions contemplated hereby other than those specifically set forth in this Section 3.2.
Appears in 1 contract
General Solicitation. The Purchaser became aware of the Offering and was offered the Shares solely by means of direct contact between Purchaser and the Company, and not by any other means. Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or or, to the knowledge of Purchaser, any other general solicitation or general advertisement.
Appears in 1 contract
Sources: Securities Exchange Agreement (Avalon GloboCare Corp.)
General Solicitation. The Such Purchaser is not purchasing the Shares as a result of or subsequent to any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general solicitation or general advertisement.
Appears in 1 contract
Sources: Purchase Agreement (Ceragenix Pharmaceuticals, Inc.)
General Solicitation. The To the best of its knowledge, such Purchaser is not purchasing the Shares sold to it hereunder as a result of any advertisement, article, notice or other communication regarding the Shares sold to it hereunder published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general solicitation or general advertisement.
Appears in 1 contract
General Solicitation. The Such Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or or, to its knowledge, any other general solicitation or general advertisement.
Appears in 1 contract
General Solicitation. The Purchaser is not purchasing the Shares as a result of any advertisement, article, notice notice, or other communication regarding the Shares published in any newspaper, magazine magazine, or similar media or broadcast over the television or radio or presented at any seminar or any other general solicitation or general advertisement. Prior to the time that Purchaser first contacted the Company regarding the transactions contemplated hereunder, Purchaser had a pre-existing relationship with the Company.
Appears in 1 contract
General Solicitation. The Such Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general advertisementadvertisement and has not based its decision to purchase the Shares as a result of reviewing the prospectus included in the S-1 Registration Statement.
Appears in 1 contract
Sources: Securities Purchase Agreement (Royal Bancshares of Pennsylvania Inc)
General Solicitation. The Such Purchaser is not purchasing the Initial Shares and Additional Shares as a result of any advertisement, article, notice notice, or other communication regarding the Initial Shares or the Additional Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general advertisement. The purchase of Initial Shares and Additional Shares by such Purchaser has not been solicited by or through anyone other than the Company.
Appears in 1 contract
Sources: Securities Purchase Agreement (Odyssey Marine Exploration Inc)
General Solicitation. The Purchaser Buyer is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general solicitation or general advertisement. The Buyer represents that it has a relationship preceding its decision to purchase the Shares with the Company or the Placement Agent.
Appears in 1 contract
Sources: Securities Purchase Agreement (Mobivity Holdings Corp.)
General Solicitation. The Such Purchaser is not purchasing the Shares as a result of any advertisement, articleArticle, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general solicitation or general advertisement.
Appears in 1 contract
General Solicitation. The Such Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general advertisement. The offer to purchase the Shares was directly communicated to such Purchaser by the Company or the Placement Agent.
Appears in 1 contract
Sources: Securities Purchase Agreement (Customers Bancorp, Inc.)
General Solicitation. The Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general solicitation or general advertisement. Residence. The office or offices of the Purchaser in which its investment decision was made is located at the address or addresses of the Purchaser set forth on the signature page hereto.
Appears in 1 contract
Sources: Common Stock Purchase Agreement (Tor Minerals International Inc)
General Solicitation. The Such Purchaser is not purchasing the Shares as a result of any advertisement, article, notice notice, or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general solicitation or general advertisement.
Appears in 1 contract
Sources: Securities Purchase Agreement (Pressure Biosciences Inc)
General Solicitation. The Such Purchaser is not purchasing the -------------------- Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general advertisement.
Appears in 1 contract
Sources: Securities Purchase Agreement (DigitalFX International Inc)
General Solicitation. The Such Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general advertisement. The purchase of the Shares by such Purchaser has not been solicited by or through anyone other than the Company.
Appears in 1 contract
General Solicitation. The Such Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general solicitation or general advertisement.. (k)
Appears in 1 contract
General Solicitation. The Such Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general solicitation or general advertisement. The Company acknowledges and agrees that each Purchaser does not make or has not made any representations or warranties with respect to the transactions contemplated hereby other than those specifically set forth in this Section 3.2.
Appears in 1 contract
Sources: Common Stock Purchase Agreement (Vision Sciences Inc /De/)
General Solicitation. The Such Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general advertisement.
Appears in 1 contract
General Solicitation. The Such Purchaser is not purchasing the its Purchased Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general solicitation or general advertisement.
Appears in 1 contract
General Solicitation. The Purchaser is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over the television or radio or presented at any seminar or any other general solicitation or general advertisement. Prior to the time that the Purchaser was first contacted by the Company or either of the Placement Agents such Purchaser had a pre-existing and substantial relationship with the Company or one of the Placement Agents.
Appears in 1 contract
Sources: Common Stock Purchase Agreement (Location Based Technologies, Inc.)
General Solicitation. The Purchaser Such Buyer is not purchasing the Shares as a result of any advertisement, article, notice or other communication regarding the Shares published in any newspaper, magazine or similar media or broadcast over television or radio or presented at any seminar or any other general solicitation or general advertisement. Such Buyer represents that he, she or it had a relationship with the Company preceding its decision to purchase the Shares from the Company.
Appears in 1 contract