Common use of General Solicitation Clause in Contracts

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 58 contracts

Samples: Securities Purchase Agreement (Evofem Biosciences, Inc.), Securities Purchase Agreement (Helios & Matheson Analytics Inc.), Securities Purchase Agreement (Edoc Acquisition Corp.)

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General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 1000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 41 contracts

Samples: Securities Purchase Agreement (American Rebel Holdings Inc), Securities Purchase Agreement (YayYo, Inc.), Securities Purchase Agreement (Real Goods Solar, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx1933 Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 39 contracts

Samples: Securities Purchase Agreement (Tantech Holdings LTD), Securities Purchase Agreement (IMAC Holdings, Inc.), Securities Purchase Agreement (Windtree Therapeutics Inc /De/)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 XxxSecurities Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 34 contracts

Samples: Subscription Agreement (Drone Aviation Holding Corp.), Subscription Agreement (Medical Alarm Concepts Holdings Inc), Securities Purchase Agreement (Monogram Biosciences, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the PIPE Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 7 contracts

Samples: Securities Purchase Agreement (Ascent Solar Technologies, Inc.), Securities Purchase Agreement (Ascent Solar Technologies, Inc.), Securities Purchase Agreement (LOCAL Corp)

General Solicitation. (f). None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 7 contracts

Samples: Securities Purchase Agreement (Cannabics Pharmaceuticals Inc.), Securities Purchase Agreement (TimefireVR Inc.), Securities Purchase Agreement (TimefireVR Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or to sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 7 contracts

Samples: Securities Purchase Agreement (Mohawk Group Holdings, Inc.), Securities Purchase Agreement (Mohawk Group Holdings, Inc.), Securities Purchase Agreement (Liqtech International Inc)

General Solicitation. (f). None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx1933 Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 6 contracts

Samples: Securities Purchase Agreement (Clean Vision Corp), Securities Purchase Agreement (Aclarion, Inc.), Securities Purchase Agreement (Aclarion, Inc.)

General Solicitation. (f) . None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx1933 Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Ocean Biomedical, Inc.), Securities Purchase Agreement (Global Technologies LTD), Securities Purchase Agreement (Crown Electrokinetics Corp.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) promulgated under the 0000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 5 contracts

Samples: Securities Purchase Agreement (Minrad International, Inc.), Securities Purchase Agreement (Kimberlin Kevin), Securities Purchase Agreement (Minrad International, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 1000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Dolphin Entertainment, Inc.), Securities Purchase Agreement (Dolphin Entertainment, Inc.), Securities Purchase Agreement (Giga Tronics Inc)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx1933 Act) or any person acting on behalf of the Company or such affiliate will affilixxx xxxx solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Vector Group LTD), Securities Purchase Agreement (Mitel Networks Corp), Securities Purchase Agreement (Mitel Networks Corp)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities Preferred Stock by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 3 contracts

Samples: Securities Purchase Agreement (Medicine Man Technologies, Inc.), Securities Purchase Agreement (Medicine Man Technologies, Inc.), Securities Purchase Agreement (Medicine Man Technologies, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 1000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the PIPE Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 3 contracts

Samples: Securities Purchase Agreement (PARETEUM Corp), Securities Purchase Agreement (ATIF Holdings LTD), Form of Securities Purchase Agreement (Sigma Labs, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx1933 Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities in this offering by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Femasys Inc), Securities Purchase Agreement (PharmaCyte Biotech, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 XxxSecurities Act) or any person acting on behalf of the Company or such affiliate will shall solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Interactive Strength, Inc.), Securities Purchase Agreement (Expion360 Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx1933 Act) or any person Person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 2 contracts

Samples: Debenture Purchase Agreement (Remark Holdings, Inc.), Securities Purchase Agreement (Panacea Life Sciences Holdings, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx) or any person Person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Bit Digital, Inc), Debenture Purchase Agreement (Remark Holdings, Inc.)

General Solicitation. None of the Company, any of its affiliates (for purposes of this Section 4(k), as defined in Rule 501(b) under the 0000 XxxSecurities Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Clearwire Corp), Securities Purchase Agreement (Clearwire Corp)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) promulgated under the 0000 Xxx1933 Act) or any person acting on behalf of bxxxxx xx the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 2 contracts

Samples: Subordination Agreement (Sac Capital Advisors LLC), Subordination Agreement (Prentice Capital Management, LP)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Placement Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Clean Diesel Technologies Inc), Securities Purchase Agreement (CAPSTONE TURBINE Corp)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx1933 Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or to sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 2 contracts

Samples: Securities Purchase Agreement (AMERICAN BATTERY TECHNOLOGY Co), Securities Purchase Agreement (Wejo Group LTD)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 2 contracts

Samples: Securities Purchase Agreement (Duos Technologies Group, Inc.), Securities Purchase Agreement (Helios & Matheson Analytics Inc.)

General Solicitation. None of the Company, any of its affiliates Affiliates (as defined in Rule 501(b) under the 0000 Xxx) or any person acting on behalf of the Company or such affiliate Affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Note and Warrant Purchase Agreement (Odyssey Marine Exploration Inc)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or to sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.. (n)

Appears in 1 contract

Samples: Securities Purchase Agreement (Wejo Group LTD)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx1933 Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or to sell the Subsequently Purchased Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (Workhorse Group Inc.)

General Solicitation. (e) . None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (Veriteq)

General Solicitation. lxii.. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (Phunware, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) promulgated under the 0000 XxxSecurities Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Note Purchase Agreement (Optex Systems Holdings Inc)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx1933 Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or to sell the theany Subsequently PurchasePurchased Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: 3 Agreement (Astra Space, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities Warrants or any Warrant Shares by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (Aridis Pharmaceuticals, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx1933 Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities Notes or the Warrants by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Subscription Agreement (Fusion Fuel Green PLC)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx1933 Act) or any person acting within the scope of their delegated xxxxxxity on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (Aerobic Creations, Inc.)

General Solicitation. (a). None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 1000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (Conversion Labs, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined defmed in Rule 501(b) under the 0000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (Avant Diagnostics, Inc)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 1000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities Securities, the Placement Agent Warrants or the Warrant Shares by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (Conversion Labs, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities Series D Warrants or any Series D Warrant Shares by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (Trovagene, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities Series F Warrants or any Series F Warrant Shares by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (Trovagene, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 1000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Warrant Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (Cyclacel Pharmaceuticals, Inc.)

General Solicitation. None of the Company, any of its affiliates controlled “affiliates” (as defined in Rule 501(b) under the 0000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (Comscore, Inc.)

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General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 1000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities Warrants or any Warrant Shares by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (VistaGen Therapeutics, Inc.)

General Solicitation. (a) . None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 XxxSecurities Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Exchange Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Amendment and Exchange Agreement (ShiftPixy, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx1933 Act) or any person acting on behalf of the Company or such affiliate will affilxxxx xxxl solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (AFG Enterprises USA, Inc.)

General Solicitation. (h) . None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (Heart Test Laboratories, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) promulgated under the 0000 1000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (Minrad International, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx1933 Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or to sell the Private Placement Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (Bionano Genomics, Inc.)

General Solicitation. None of the Company, SPAC, nor any of its their respective affiliates (as defined in Rule 501(b) under the 0000 Xxx1933 Act) or any person acting on behalf of the Company Company, SPAC or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (GigCapital5, Inc.)

General Solicitation. None of the Company, any of its affiliates Affiliates (as defined in Rule 501(b) under the 0000 Xxx1933 Act) or any person acting on behalf of the Company or such affiliate Affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Note and Warrant Purchase Agreement (Odyssey Marine Exploration Inc)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 XxxSecurities Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Exchange Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Amendment and Exchange Agreement (ShiftPixy, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 XxxSecurities Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities Debentures by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (Trico Marine Services Inc)

General Solicitation. None of the Company, any of its affiliates (for purposes of this Section 4(i), as defined in Rule 501(b) under the 0000 XxxSecurities Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (Motient Corp)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.. (v)

Appears in 1 contract

Samples: Execution Copy Securities Purchase Agreement (Phunware, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 XxxSecurities Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation DD and Regulation S, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Subscription Agreement (U.S. Gold Corp.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx1933 Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or to sell the Securities Notes by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (Tellurian Inc. /De/)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 XxxSecurities Act) or any person Person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the New Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Letter Agreement (Plug Power Inc)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 XxxSecurities Act) or any person acting on behalf of the Company or such affiliate will shall solicit any offer to buy or offer or sell the Securities Notes by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or on the Internet or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Purchase Agreement Purchase Agreement (Kv Pharmaceutical Co /De/)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 1000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities Series L Warrants or any Series L Warrant Shares by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (Trovagene, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 XxxSecurities Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Subscription Agreement (Digital Power Corp)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx1933 Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or to sell the Subsequently Purchase Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (Astra Space, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx1933 Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.advertising.iii

Appears in 1 contract

Samples: Securities Purchase Agreement (TruGolf Holdings, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 1930 Xxx) or xr any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (Axion Power International, Inc.)

General Solicitation. None of the Company, any of its affiliates Affiliates (as defined in Rule 501(b) under the 0000 XxxSecurities Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase and Registration Rights Agreement (Four Rivers Bioenergy Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (iincluding:(i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Securities Purchase Agreement (Cure Pharmaceutical Holding Corp.)

General Solicitation. (a). None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 XxxSecurities Act) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Exchange Securities by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising.

Appears in 1 contract

Samples: Exchange Agreement (ShiftPixy, Inc.)

General Solicitation. None of the Company, any of its affiliates (as defined in Rule 501(b) under the 0000 1000 Xxx) or any person acting on behalf of the Company or such affiliate will solicit any offer to buy or offer or sell the Securities Notes by means of any form of general solicitation or general advertising within the meaning of Regulation D, including: (i) any advertisement, article, notice or other communication published in any newspaper, magazine or similar medium or broadcast over television or radio; and (ii) any seminar or meeting whose attendees have been invited by any general solicitation or general advertising, unless otherwise permitted by applicable law.

Appears in 1 contract

Samples: Note Purchase Agreement (Innovate Biopharmaceuticals, Inc.)

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