Furnishing of Investment Advice. Broker shall be solely responsible for any recommendation or advice it may offer to its customers.
Appears in 15 contracts
Samples: www.sec.gov, Disclosed Clearing Agreement (Gleacher & Company, Inc.), Fully Disclosed Clearing Agreement (Southern Trust Securities Holding Corp)
Furnishing of Investment Advice. Broker shall be solely responsible for ------------------------------- any recommendation or advice it may offer to its customers.
Appears in 1 contract
Samples: Disclosed Clearing Agreement (Ziegler Companies Inc)