Fund Materials. SC shall be entitled to produce materials (“Fund Materials”) for use in marketing a Fund as described herein, so long as the Fund Materials are produced, reviewed, principally approved, used and filed, where necessary, in accordance with FINRA and SEC regulations and those of any jurisdiction in which a Fund is solicited through use of the Fund Materials. All expenses and costs attributable to the foregoing provision shall be borne by the Trust in accordance with Section 2 and Section 5 herein. The Trust shall remain liable for any representations made by it or contained in materials produced and approved by ALPS or use in marketing any Fund(s).
Appears in 1 contract
Sources: Wholesale Marketing Agreement (Sierra Total Return Fund)
Fund Materials. SC shall be entitled to produce materials (“Fund Materials”) for use in marketing a Fund as described herein, so long as the Fund Materials are produced, reviewed, principally approved, used and filed, where necessary, in accordance with FINRA and SEC regulations and those of any jurisdiction in which a Fund is solicited through use of the Fund Materials. All expenses and costs attributable to the foregoing provision shall be borne by the Trust Fund in accordance with Section 2 and Section 5 herein. The Trust Fund shall remain liable for any representations made by it or contained in materials produced and approved by ALPS or the Distributor for use in marketing any Fund(s).
Appears in 1 contract
Sources: Wholesale Marketing Agreement (Sierra Total Return Fund)