Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 1032 contracts
Sources: Underwriting Agreement (Uptrend Holdings LTD), Underwriting Agreement (Amesite Inc.), Underwriting Agreement (BILLION GROUP HOLDINGS LTD)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained included or incorporated by reference in any of the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 424 contracts
Sources: Underwriting Agreement (SBC Medical Group Holdings Inc), Underwriting Agreement (Maze Therapeutics, Inc.), Underwriting Agreement (Axt Inc)
Forward-Looking Statements. No forward-looking statement statements (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Time of Sale Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 326 contracts
Sources: Placement Agency Agreement (TJGC GROUP LTD), Placement Agency Agreement (TJGC GROUP LTD), Placement Agency Agreement (Ocugen, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained included in any of the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 198 contracts
Sources: Underwriting Agreement (HMH Holding Inc), Underwriting Agreement (SOLV Energy, Inc.), Underwriting Agreement (Eikon Therapeutics, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in either the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 189 contracts
Sources: Underwriting Agreement (Rein Therapeutics, Inc.), Underwriting Agreement (Rein Therapeutics, Inc.), Placement Agency Agreement (Sidus Space Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Time of Sale Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 166 contracts
Sources: Underwriting Agreement (OKYO Pharma LTD), Underwriting Agreement (CoastalSouth Bancshares, Inc.), Underwriting Agreement (Neuronetics, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained included in the Registration Statement, the Pricing Disclosure Package or the Final Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 114 contracts
Sources: Placement Agent Agreement (Lixte Biotechnology Holdings, Inc.), Underwriting Agreement (Stardust Power Inc.), Underwriting Agreement (Digital Ally, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in either the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 87 contracts
Sources: Underwriting Agreement (Regentis Biomaterials Ltd.), Underwriting Agreement (Ludwig Enterprises, Inc.), Underwriting Agreement (Invea Therapeutics, Inc)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 76 contracts
Sources: Underwriting Agreement (MEDI Group LTD), Underwriting Agreement (Solar Strategy Holdings LTD), Underwriting Agreement (Cafe Deco Group LTD)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 75 contracts
Sources: Placement Agency Agreement (Lottery.com Inc.), Placement Agency Agreement (WF International Ltd.), Placement Agency Agreement (WF International Ltd.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed by the Company without a reasonable basis or has been disclosed by the Company other than in good faith.
Appears in 72 contracts
Sources: Underwriting Agreement (SIMPLICITY ESPORTS & GAMING Co), Underwriting Agreement (SIMPLICITY ESPORTS & GAMING Co), Underwriting Agreement (Tonix Pharmaceuticals Holding Corp.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in either the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 56 contracts
Sources: Underwriting Agreement (Evoke Pharma Inc), Underwriting Agreement (Evoke Pharma Inc), Underwriting Agreement (Direct Communication Solutions, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 52 contracts
Sources: Purchase Agreement (OncoCyte Corp), Underwriting Agreement (CONTRAFECT Corp), Purchase Agreement (Aravive, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained included or incorporated by reference in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 37 contracts
Sources: Underwriting Agreement (Biomea Fusion, Inc.), Underwriting Agreement (AeroVironment Inc), Underwriting Agreement (AeroVironment Inc)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained included in the Registration Statement, the Pricing Disclosure Package or the Final Prospectus (including all amendments and supplements thereto) has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 37 contracts
Sources: Underwriting Agreement (APRINOIA Therapeutics Inc.), Underwriting Agreement (Papa Medical Inc.), Underwriting Agreement (APEX Global Solutions LTD)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing General Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 34 contracts
Sources: Underwriting Agreement (Elite Express Holding Inc.), Underwriting Agreement (Elite Express Holding Inc.), Underwriting Agreement (Chromocell Therapeutics Corp)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in either the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 32 contracts
Sources: Underwriting Agreement (Student Living EduVation (Holdings) Corp), Underwriting Agreement (TY AM Group (Holdings) LTD), Underwriting Agreement (Texxon Holding LTD)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained or incorporated by reference in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 26 contracts
Sources: Underwriting Agreement (Coherus Oncology, Inc.), Underwriting Agreement (Intra-Cellular Therapies, Inc.), Underwriting Agreement (Coherus BioSciences, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package Package, the Prospectus, or the Prospectus shall be contain in any amendments and supplements thereof, has been made or reaffirmed reaffirmed, or will be made, without a reasonable basis basis, or has been disclosed or will be disclosed other than in good faith.
Appears in 24 contracts
Sources: Underwriting Agreement (Xiao-I Corp), Underwriting Agreement (Primega Group Holdings LTD), Underwriting Agreement (Primega Group Holdings LTD)
Forward-Looking Statements. No forward-looking statement statements (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Time of Sale Disclosure Package or the Prospectus has have been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 19 contracts
Sources: Placement Agency Agreement (Modular Medical, Inc.), Placement Agency Agreement (Modular Medical, Inc.), Placement Agency Agreement (HCW Biologics Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained included in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 17 contracts
Sources: Underwriting Agreement (Novavax Inc), Underwriting Agreement (Alzamend Neuro, Inc.), Underwriting Agreement (Nano-X Imaging Ltd.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package Package, or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 16 contracts
Sources: Underwriting Agreement (Blue Owl Capital Corp), Underwriting Agreement (Little West Holdings Inc.), Underwriting Agreement (Blue Owl Technology Finance Corp.)
Forward-Looking Statements. No “forward-looking statement statement” (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained included or incorporated by reference in the Registration Statement, the Pricing Disclosure Package or and the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 16 contracts
Sources: Underwriting Agreement (MPT Operating Partnership, L.P.), Underwriting Agreement (MPT Operating Partnership, L.P.), Underwriting Agreement (MPT Operating Partnership, L.P.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package or and the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 12 contracts
Sources: Underwriting Agreement (Varonis Systems Inc), Underwriting Agreement (Select Bancorp, Inc.), Underwriting Agreement (First Mid Illinois Bancshares Inc)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained included in the Registration Statement, the Pricing Disclosure Package or the Final Prospectus Supplement has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 12 contracts
Sources: Underwriting Agreement (Dss, Inc.), Underwriting Agreement (Youxin Technology LTD), Underwriting Agreement (Youxin Technology LTD)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 11 contracts
Sources: Underwriting Agreement (Invitae Corp), Underwriting Agreement (Invitae Corp), Underwriting Agreement (Invitae Corp)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package Prospectus or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 11 contracts
Sources: Underwriting Agreement (Guardion Health Sciences, Inc.), Underwriting Agreement (Guardion Health Sciences, Inc.), Underwriting Agreement (Guardion Health Sciences, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing General Disclosure Package or and the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 11 contracts
Sources: Sales Agency Financing Agreement (Avalonbay Communities Inc), Underwriting Agreement (LiveXLive Media, Inc.), Underwriting Agreement (AxoGen, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in either the Registration Statement, the Pricing General Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 10 contracts
Sources: Underwriting Agreement (Jasper Therapeutics, Inc.), Underwriting Agreement (Tilray, Inc.), Underwriting Agreement (Intricon Corp)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained included in any of the Registration Statement, the Pricing General Disclosure Package or the Prospectus Registration Statement has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 9 contracts
Sources: Underwriting Agreement (Builders FirstSource, Inc.), Underwriting Agreement (Builders FirstSource, Inc.), Underwriting Agreement (JLL Building Holdings, LLC)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in either the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 9 contracts
Sources: Underwriting Agreement (Modular Medical, Inc.), Underwriting Agreement (Gain Therapeutics, Inc.), Underwriting Agreement (Gain Therapeutics, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained included or incorporated by reference in the Registration Statement, the Pricing Disclosure Package or and the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 8 contracts
Sources: Underwriting Agreement (MPT Operating Partnership, L.P.), Underwriting Agreement (MPT Operating Partnership, L.P.), Underwriting Agreement (MPT Operating Partnership, L.P.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange ActAct (“Forward-Looking Statement”) contained in the Registration Statement, the Pricing Time of Sale Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 7 contracts
Sources: Placement Agency Agreement (Biolase, Inc), Placement Agency Agreement (Biolase, Inc), Placement Agency Agreement (Biolase, Inc)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in any of the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 7 contracts
Sources: Underwriting Agreement (HW Electro Co., Ltd.), Underwriting Agreement (LEIFRAS Co., Ltd.), Underwriting Agreement (HW Electro Co., Ltd.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in any of the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 7 contracts
Sources: Underwriting Agreement (Beam Therapeutics Inc.), Underwriting Agreement (Constellation Pharmaceuticals Inc), Underwriting Agreement (Nine Energy Service, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, Statement and the Pricing General Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 7 contracts
Sources: Underwriting Agreement (AxoGen, Inc.), Underwriting Agreement (Cardica Inc), Underwriting Agreement (Cardica Inc)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained included or incorporated by reference in any of the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 7 contracts
Sources: Underwriting Agreement (Honda Motor Co LTD), Equity Distribution Agreement (Forestar Group Inc.), Underwriting Agreement (Steel Dynamics Inc)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of under the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed by the Company without a reasonable basis or has been disclosed by the Company other than in good faith.
Appears in 7 contracts
Sources: Underwriting Agreement (Belite Bio, Inc), Underwriting Agreement (Biofrontera AG), Underwriting Agreement (Biofrontera AG)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in either the Registration Statement, the Pricing Time of Sale Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 7 contracts
Sources: Purchase Agreement (CymaBay Therapeutics, Inc.), Purchase Agreement (CymaBay Therapeutics, Inc.), Purchase Agreement (CymaBay Therapeutics, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, either the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 5 contracts
Sources: Underwriting Agreement (Anteris Technologies Global Corp.), Underwriting Agreement (Syros Pharmaceuticals, Inc.), Underwriting Agreement (Syros Pharmaceuticals, Inc.)
Forward-Looking Statements. No forward-looking statement statements (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration StatementDisclosure Schedules to the Purchase Agreement, the Pricing Disclosure Package Prospectus or the Prospectus has have been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 5 contracts
Sources: Placement Agency Agreement (Neo-Concept International Group Holdings LTD), Placement Agency Agreement (PTL LTD), Placement Agency Agreement (PTL LTD)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus Offering Memorandum has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 5 contracts
Sources: Purchase Agreement (Sixth Street Lending Partners), Purchase Agreement (Sixth Street Lending Partners), Purchase Agreement (Sixth Street Lending Partners)
Forward-Looking Statements. No forward-looking statement statements (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus has have been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 5 contracts
Sources: Placement Agency Agreement (VivoSim Labs, INC.), Placement Agency Agreement (Nuburu, Inc.), Placement Agency Agreement (Nuburu, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained contained, or incorporated by reference, in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 5 contracts
Sources: Underwriting Agreement (Michaels Companies, Inc.), Underwriting Agreement (Michaels Companies, Inc.), Underwriting Agreement (Michaels Companies, Inc.)
Forward-Looking Statements. No forward-looking statement statements (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in either the Registration Statement, the Pricing Time of Sale Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 5 contracts
Sources: Placement Agency Agreement (Aradigm Corp), Placement Agency Agreement (Aradigm Corp), Placement Agency Agreement (Microvision Inc)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in either the Registration Statement, any Preliminary Prospectus, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 5 contracts
Sources: Underwriting Agreement (Polarityte, Inc.), Underwriting Agreement (Akerna Corp.), Underwriting Agreement (Akerna Corp.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section section 27A of the Securities Act and Section section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 5 contracts
Sources: Underwriting Agreement (Aduro Clean Technologies Inc.), Underwriting Agreement (Aduro Clean Technologies Inc.), Underwriting Agreement
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained or incorporated by reference in any of the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 4 contracts
Sources: Underwriting Agreement (Aptiv PLC), Underwriting Agreement (Aptiv PLC), Underwriting Agreement (Sienna Biopharmaceuticals, Inc.)
Forward-Looking Statements. No forward-looking statement statements (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Time of Sale Disclosure Package or and the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 4 contracts
Sources: Placement Agency Agreement (EPWK Holdings Ltd.), Placement Agency Agreement (EPWK Holdings Ltd.), Placement Agency Agreement (Fitness Champs Holdings LTD)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Time of Sale Disclosure Package or and the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 4 contracts
Sources: Underwriting Agreement (Cibus, Inc.), Underwriting Agreement (Cibus, Inc.), Underwriting Agreement (Nyxoah SA)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in in, or incorporated by reference in, any of the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 4 contracts
Sources: Underwriting Agreement (Presidio, Inc.), Underwriting Agreement (Presidio, Inc.), Underwriting Agreement (Presidio, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained included in any of the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 4 contracts
Sources: Underwriting Agreement (RayzeBio, Inc.), Underwriting Agreement (Hydrofarm Holdings Group, Inc.), Underwriting Agreement (Hydrofarm Holdings Group, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing General Disclosure Package or and the Final Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 4 contracts
Sources: Underwriting Agreement (SRC Energy Inc.), Underwriting Agreement (SYNERGY RESOURCES Corp), Underwriting Agreement (Synergy Resources Corp)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained included or incorporated by reference in any of the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 4 contracts
Sources: Underwriting Agreement (LEGALZOOM.COM, Inc.), Underwriting Agreement (LEGALZOOM.COM, Inc.), Underwriting Agreement (Lyft, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made by the Company or reaffirmed without a reasonable basis or has been disclosed by the Company other than in good faith.
Appears in 4 contracts
Sources: Underwriting Agreement (Bloom Energy Corp), Underwriting Agreement (Bloom Energy Corp), Underwriting Agreement (GoPro, Inc.)
Forward-Looking Statements. No forward-forward looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 4 contracts
Sources: Underwriting Agreement (Clovis Oncology, Inc.), Underwriting Agreement (Clovis Oncology, Inc.), Underwriting Agreement (Clovis Oncology, Inc.)
Forward-Looking Statements. No forward-forward looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained included or incorporated by reference in any of the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 4 contracts
Sources: Underwriting Agreement (Clovis Oncology, Inc.), Underwriting Agreement (Clovis Oncology, Inc.), Underwriting Agreement (Clovis Oncology, Inc.)
Forward-Looking Statements. No forward-forward looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in either the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 4 contracts
Sources: Underwriting Agreement (Salspera, Inc.), Underwriting Agreement (SFIDA X, Inc.), Underwriting Agreement (Sushi Ginza Onodera, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained or incorporated by reference in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 4 contracts
Sources: Underwriting Agreement (Alder Biopharmaceuticals Inc), Underwriting Agreement (Pfenex Inc.), Underwriting Agreement (Pfenex Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained or incorporated in the Registration Statement, the Pricing General Disclosure Package or the and Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 4 contracts
Sources: Underwriting Agreement (Texas Capital Bancshares Inc/Tx), Underwriting Agreement (Texas Capital Bancshares Inc/Tx), Underwriting Agreement (Texas Capital Bancshares Inc/Tx)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package Package, or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.;
Appears in 4 contracts
Sources: Underwriting Agreement (Trinity Capital Inc.), Underwriting Agreement (Trinity Capital Inc.), Underwriting Agreement (Trinity Capital Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in or incorporated by reference in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 3 contracts
Sources: Underwriting Agreement (Costar Group, Inc.), Underwriting Agreement (Costar Group, Inc.), Underwriting Agreement (Costar Group Inc)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package Package, or the Prospectus has been made or reaffirmed without a reasonable basis basis, or has been disclosed other than in good faith.
Appears in 3 contracts
Sources: Underwriting Agreement (Owl Rock Capital Corp), Underwriting Agreement (Owl Rock Capital Corp), Underwriting Agreement (Owl Rock Capital Corp)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faithfaith at the time such statement is made or reaffirmed.
Appears in 3 contracts
Sources: Underwriting Agreement (SIBO HOLDING LTD), Underwriting Agreement (SIBO HOLDING LTD), Underwriting Agreement (SIBO HOLDING LTD)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained included in the Registration Statement, the Pricing General Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 3 contracts
Sources: Underwriting Agreement (VectivBio Holding AG), Underwriting Agreement (VectivBio Holding AG), Underwriting Agreement (VectivBio Holding AG)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package Package, or the Final Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.;
Appears in 3 contracts
Sources: Underwriting Agreement (Trinity Capital Inc.), Underwriting Agreement (Trinity Capital Inc.), Underwriting Agreement (Trinity Capital Inc.)
Forward-Looking Statements. No forward-looking statement statements (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration StatementDisclosure Schedules of the Purchase Agreement, the Pricing Disclosure Package Prospectus or the Prospectus has have been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 3 contracts
Sources: Placement Agency Agreement (Fenbo Holdings LTD), Placement Agency Agreement (Chanson International Holding), Placement Agency Agreement (Chanson International Holding)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) is contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 3 contracts
Sources: Placement Agency Agreement (Addentax Group Corp.), Placement Agency Agreement (Greenpro Capital Corp.), Placement Agency Agreement (Greenpro Capital Corp.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Time of Sale Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 3 contracts
Sources: Underwriting Agreement (Miromatrix Medical Inc.), Purchase Agreement (S1 Biopharma, Inc.), Purchase Agreement (S1 Biopharma, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in included in, or incorporated by reference into, the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed by the Company without a reasonable basis or has been disclosed by the Company other than in good faith.
Appears in 3 contracts
Sources: Underwriting Agreement (Fidelity National Financial, Inc.), Underwriting Agreement (Fidelity National Financial, Inc.), Underwriting Agreement (Fidelity National Financial, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing General Disclosure Package or the Final Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 3 contracts
Sources: Underwriting Agreement (SunCoke Energy, Inc.), Underwriting Agreement (SunCoke Energy, Inc.), Placement Agency Agreement (Polymedix Inc)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration StatementStatements, the Pricing Time of Sale Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 2 contracts
Sources: Underwriting Agreement (Jerash Holdings (US), Inc.), Underwriting Agreement (Itamar Medical Ltd.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E 21 E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 2 contracts
Sources: Underwriting Agreement (BG Medicine, Inc.), Underwriting Agreement (BG Medicine, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Securities Exchange Act of 1934, as amended (the “Exchange Act”)) contained or incorporated by reference in each of the Registration Statement, the Pricing Disclosure Package Package, the Final Prospectus Supplement or the any amendment or supplement thereto, or any Issuer Free Writing Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 2 contracts
Sources: Underwriting Agreement (Asian Infrastructure Investment Bank), Underwriting Agreement (Asian Infrastructure Investment Bank)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained included or incorporated by reference in any of the Registration Statement, the Pricing Disclosure Package or the Prospectus or included in the Marketing Materials has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 2 contracts
Sources: Underwriting Agreement (Granite Point Mortgage Trust Inc.), Underwriting Agreement (Granite Point Mortgage Trust Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) (a “Forward-Looking Statement”) contained in the Registration Statement, the Pricing Disclosure Package or and the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 2 contracts
Sources: Placement Agent Agreement (Satellogic Inc.), Placement Agent Agreement (Satellogic Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in in, or incorporated by reference in, the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 2 contracts
Sources: Underwriting Agreement (Ollie's Bargain Outlet Holdings, Inc.), Underwriting Agreement (Ollie's Bargain Outlet Holdings, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package Package, or the Prospectus has been made or reaffirmed by the Company without a reasonable basis or has been disclosed by the Company other than in good faith.
Appears in 2 contracts
Sources: Underwriting Agreement (Verb Technology Company, Inc.), Underwriting Agreement (Verb Technology Company, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained included or incorporated by reference in the Registration Statement, the Pricing Disclosure Package Package, or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 2 contracts
Sources: Underwriting Agreement (Civitas Resources, Inc.), Underwriting Agreement (Canada Pension Plan Investment Board)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the each of the Registration Statement, the Pricing Disclosure Package or and the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 2 contracts
Sources: International Underwriting and Placement Facilitation Agreement (Linx S.A.), International Underwriting and Placement Facilitation Agreement (CPFL Energy INC)
Forward-Looking Statements. No forward-looking statement statements (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in either the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 2 contracts
Sources: Underwriting Agreement (Palatin Technologies Inc), Underwriting Agreement (Palatin Technologies Inc)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package Package, any Issuer Free Writing Prospectus or the Prospectus has been made or reaffirmed by the Company without a reasonable basis or has been disclosed by the Company other than in good faith.
Appears in 2 contracts
Sources: Underwriting Agreement (Opgen Inc), Underwriting Agreement (Creative Realities, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained included or incorporated by reference in any of the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 2 contracts
Sources: Underwriting Agreement (Vertiv Holdings Co), Underwriting Agreement (Vertiv Holdings Co)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained or incorporated by reference in the Registration Statement, the Pricing Disclosure Package or and the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 2 contracts
Sources: Underwriting Agreement (Swift Energy Co), Underwriting Agreement (Swift Energy Co)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in either the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed by the Company other than in good faith.
Appears in 2 contracts
Sources: Underwriting Agreement (Intellipharmaceutics International Inc.), Underwriting Agreement (Intellipharmaceutics International Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package or and the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faithbasis.
Appears in 2 contracts
Sources: Underwriting Agreement (Amerisourcebergen Corp), Underwriting Agreement (Walgreens Boots Alliance, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of under the Exchange Act) contained included or incorporated by reference in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 2 contracts
Sources: Underwriting Agreement (Kinsale Capital Group, Inc.), Underwriting Agreement (Kinsale Capital Group, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Securities Exchange Act of 1934, as amended, and the rules and regulations of the Commission thereunder (collectively, the “Exchange Act) ”)), contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 2 contracts
Sources: Underwriting Agreement (DealerTrack Holdings, Inc.), Underwriting Agreement (DealerTrack Holdings, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration StatementPreliminary Prospectus, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 1 contract
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained included or incorporated by reference in any of the Registration Statement, the Pricing Disclosure Package or and the Final Supplemented Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 1 contract
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing General Disclosure Package or and the Prospectus has been made or reaffirmed without a reasonable basis with actual knowledge that the statement was false or has been disclosed other than in good faithmisleading.
Appears in 1 contract
Sources: Underwriting Agreement (HFF, Inc.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained included or incorporated by reference in the Registration Statement, either the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 1 contract
Sources: Underwriting Agreement (Aeglea BioTherapeutics, Inc.)
Forward-Looking Statements. No forward-forward looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration StatementStatements, the Pricing Disclosure Package or the Prospectus Prospectuses has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 1 contract
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 1 contract
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package or and the Final Prospectus has been made or reaffirmed without what the Company believes to be a reasonable basis or has been disclosed other than in good faith.
Appears in 1 contract
Forward-Looking Statements. No forward-looking statement by the Company (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed by the Company without a reasonable basis or has been disclosed by the Company other than in good faith.
Appears in 1 contract
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus Offering Memorandum has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 1 contract
Sources: Purchase Agreement (Cinedigm Corp.)
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained included or incorporated by reference in any of the Registration Statement, the Pricing Disclosure Package or and the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 1 contract
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package or the Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith, it being understood and agreed that such forward-looking statements are not a guarantee of financial performance and actual results may differ from the forward-looking statement, and such differences may be material.
Appears in 1 contract
Forward-Looking Statements. No forward-looking statement (within the meaning of Section 27A of the Securities Act and Section 21E of the Exchange Act) contained in the Registration Statement, the Pricing Disclosure Package or the and Prospectus has been made or reaffirmed without a reasonable basis or has been disclosed other than in good faith.
Appears in 1 contract
Sources: Underwriting Agreement (Tenneco Inc)