Form 4 Clause Samples
The 'Form 4' clause typically refers to a requirement for parties to use a specific standardized form, often designated as 'Form 4,' for submitting particular information or notices under an agreement. In practice, this clause mandates that certain disclosures, filings, or reports—such as changes in ownership, compliance certifications, or regulatory notifications—must be made using the prescribed Form 4 format. By specifying the use of this form, the clause ensures consistency, facilitates regulatory compliance, and reduces the risk of incomplete or improperly formatted submissions.
Form 4. Broker understands and acknowledges that Seller is subject to the beneficial ownership reporting requirements of Section 16(a) of the Exchange Act. Section 16(a) requires Seller to file a Statement of Changes in Beneficial Ownership of Securities on Form 4 to report each sale by Broker of the Stock under this Sales Plan. The required filing date is generally within two business days following each such sale. To enable Seller to comply with Seller’s Section 16(a) filing obligations, Broker agrees to notify Seller immediately following each sale of Stock under this Sales Plan, but in no event later than one business day following the date of each such sale.
Form 4. 9 - Literature/List of Samples
Form 4. Declaration on honour – Exclusion grounds
1. The tenderer nor any of its directors was found guilty following an indefeasible judgement for one of the following offences: 1° Involvement in a criminal organisation; 2° corruption; 3° fraud;
Form 4. Historical Financial Performance §330 The tenderer shall include in his tender (Appendix 2 – Audited balance sheets and optional proofs of additional financial resources) audited balance sheets for the last three years (2019- 2021) to demonstrate the current soundness of the tenderer’s financial position and its prospective long term profitability. If these are not yet available for the year 2021, (s)he shall declare them on honour and will have to provide the audited documents as soon as possible. Inaccurate declarations will be a cause of ending the contract, if awarded
Form 4. Awarding Preferences The tenderer wishes to be awarded Lots. In case the tenderer is selected to be awarded more lots than their capacity allows, their order of preference is: Most preferable Least preferable F10-1 F10-2 Certified true and sincere, First name: FN Place: PL Last name: LN Date: DT Duly authorised to sign this tender on behalf of: TEN Signature and stamp: