Form 211 Sample Clauses
The 'Form 211' clause designates the use of a specific standardized form, typically required for submitting certain types of information or requests within a contractual or regulatory context. In practice, this clause mandates that parties use Form 211 when providing disclosures, making applications, or reporting particular data as stipulated by the agreement or governing body. By specifying the required form, the clause ensures consistency, completeness, and compliance in documentation, thereby reducing errors and streamlining administrative processes.
Form 211. A market maker (the “Market Maker”) reasonably acceptable to the Representative has submitted a Form 211 to the OTC Compliance Unit and the Company will cooperate with the Representative to receive approval as expeditiously as possible for the quotation of the Securities on the Over-the-Counter Bulletin Board (“OTC Bulletin Board”) administered by FINRA.
Form 211. AFH Holding and Advisory LLC (“AFH Advisory”) shall assist and advise the Company and its affiliates in facilitating the quotation of the Company’s shares of common stock on the OTC Bulletin Board by identifying and helping the Company to engage the necessary market maker to file a Form 211, or 15c2-11 Exemption Form, as applicable, with the Financial Industry Regulatory Authority (the “Form 211 Filing”).
Form 211. Roomlinx and SP shall use their best efforts to cause a market maker to file a Form 211 with the Financial Industry Regulatory Authority (“FINRA”) with updated information concerning SP and to reconfirm that its common stock is eligible with the Depository Trust Company (“DTC”) as soon as possible following execution of this Agreement.
Form 211. The Shareholders and the Company shall have received a completed Form 211 to initiate quotations on the OTC Bulletin Board, with any and all attachments required pursuant thereto, in a format that is ready for submission to FINRA, accompanied by a letter from a registered broker-dealer dated as of no more than five business days prior to the Closing, identifying itself as a prospective market-maker in the Parent Common Stock and confirming its readiness to so submit such Form 211 immediately following the Closing.