Common use of FINRA Member Shareholders Clause in Contracts

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five percent (5%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five percent (5%) or greater stockholder shareholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five percent (5%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus.

FINRA Member Shareholders. There To the Company’s knowledge, there are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, or any five percent (5%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five percent (5%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Interim Prospectus Supplement or the Prospectus.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the actual knowledge of the CompanyCompany without investigation, any five percent (5%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement Statement or the Prospectus.

FINRA Member Shareholders. There Except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus, there are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five percent (5%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five ten percent (510%) or greater stockholder of the Company, except as set forth in or incorporated by reference into the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s 's officers, directors or, to the knowledge of the Company, any five percent (5%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five percent (5%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Pricing Prospectus Supplement or the Prospectus.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s 's officers, directors or, to the knowledge of the Company, any five percent (5%) or greater stockholder shareholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus.

FINRA Member Shareholders. There To the Company’s knowledge, there are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, or any five percent (5%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement Statement or the Prospectus.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the actual knowledge of the CompanyCompany without investigation, any five percent (5%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five percent (5%) or greater stockholder of the Company, except as set forth disclosed in the Registration Statement, the Base Prospectus, any Prospectus Supplement Supplement, the Prospectus or the ProspectusIncorporated Documents.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five percent (5%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus.. ​

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Trustees, the Company’s officers, directors or, to the knowledge of the CompanyCompany or the Trust, any five percent (5%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s officersofficers or directors, directors based on information provided to the Company thereby, or, to the knowledge of the Company, any five percent (5%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five percent (5%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, or any Prospectus Supplement or the ProspectusSupplement.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five percent (5%) or greater stockholder of the Company, except as set forth disclosed in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five percent (5%) or greater stockholder of the Company, except Puissance Cross-Border Opportunities II LLC and its Affiliates or as otherwise set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Trustees, the Company’s officers, directors or, to the knowledge of the CompanyCompany or the Trust, any five percent (5%) or greater stockholder of the Company, other than Director Txxxxx Xxxxxxx and except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five percent (5%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the ProspectusSEC Reports.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five percent (5%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the ProspectusProspectus (including the Incorporated Documents).

FINRA Member Shareholders. There To the knowledge of the Company, there are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, or any five percent (5%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus.

FINRA Member Shareholders. There Except for Xxxx Xxxxxxx, there are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five percent (5%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five percent (5%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement Statement or the Prospectus.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five percent (5%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base ProspectusProspectuses, any Prospectus Supplement Supplements or the ProspectusProspectuses.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five ten percent (510%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five ten percent (510%) or greater stockholder shareholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement the Prospectus or in the ProspectusSEC Reports.

FINRA Member Shareholders. There Except as set forth on Schedule 3(nn), there are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five percent (5%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s executive officers, directors or, to the knowledge of the Company, any five ten percent (510%) or greater stockholder of the Company, except as set forth in the Registration Statement, Statement and the Base Prospectus, any Prospectus Supplement or the ProspectusProspectuses.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s 's officers, directors or, to the knowledge of the Company, any five percent (5%) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base ProspectusProspectuses, any Prospectus Supplement Supplements or the ProspectusProspectuses.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five ten percent (510%) or greater stockholder shareholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus.

FINRA Member Shareholders. There are no affiliations No officer, director or any beneficial owner of 5% or more of the Company’s unregistered securities has any direct or indirect affiliation or association with any FINRA member firm among (as determined in accordance with the Company’s officers, directors or, to the knowledge rules and regulations of the Company, any five percent (5%FINRA) or greater stockholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, any Prospectus Supplement or the Prospectus.

FINRA Member Shareholders. There are no affiliations with any FINRA member firm among the Company’s officers, directors or, to the knowledge of the Company, any five percent (5%) or greater stockholder shareholder of the Company, except as set forth in the Registration Statement, the Base Prospectus, or any Prospectus Supplement or the ProspectusSupplement.