FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the Underwriter, no Insider or any beneficial owner of 5% or more of the Company’s outstanding Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 11 contracts
Samples: Underwriting Agreement (Intelligent Living Application Group Inc.), Underwriting Agreement (Hailiang Education Group Inc.), Underwriting Agreement (Hailiang Education Group Inc.)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the Underwriter, no Insider or any beneficial owner of 510% or more of the Company’s outstanding Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 8 contracts
Samples: Underwriting Agreement (Prestige Wealth Inc.), Underwriting Agreement (Webus International Ltd.), Underwriting Agreement (Prestige Wealth Inc.)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the Underwriter, no Insider or any beneficial owner of 510% or more of the Company’s outstanding Class A Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 7 contracts
Samples: Underwriting Agreement (Golden Sun Education Group LTD), Underwriting Agreement (NetClass Technology Inc), Underwriting Agreement (NetClass Technology Inc)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the UnderwriterUnderwriters, no Insider or any beneficial owner of 5% or more of the Company’s outstanding Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 7 contracts
Samples: Underwriting Agreement (Autozi Internet Technology (Global) Ltd.), Underwriting Agreement (Hywin Holdings Ltd.), Underwriting Agreement (FBS Global LTD)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the UnderwriterUnderwriters, no Insider or any beneficial owner of 510% or more of the Company’s outstanding Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 5 contracts
Samples: Underwriting Agreement (Millennium Group International Holdings LTD), Underwriting Agreement (SAMFINE CREATION HOLDINGS GROUP LTD), Underwriting Agreement (Millennium Group International Holdings LTD)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the UnderwriterUnderwriters, no Insider or any beneficial owner of 5% or more of the Company’s outstanding Class A Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 2 contracts
Samples: Underwriting Agreement (Vittoria LTD), Underwriting Agreement (Zhongchao Inc.)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the UnderwriterUnderwriters, no Insider or any beneficial owner of 510% or more of the Company’s outstanding Ordinary Shares common stock has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 2 contracts
Samples: Underwriting Agreement (Richtech Robotics Inc.), Underwriting Agreement (Richtech Robotics Inc.)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the Underwriter, no Insider or any beneficial owner of 5% or more of the Company’s outstanding Class A Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 2 contracts
Samples: Underwriting Agreement (Zhongchao Inc.), Underwriting Agreement (Zhongchao Inc.)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the Underwriter, no Insider or any beneficial owner of 5% or more of the Company’s outstanding Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 2 contracts
Samples: Underwriting Agreement (Fortune Valley Treasures, Inc.), Underwriting Agreement (Fortune Valley Treasures, Inc.)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the UnderwriterUnderwriters, no Insider or any beneficial owner of 510% or more of the Company’s outstanding Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 2 contracts
Samples: Underwriting Agreement (Planet Image International LTD), Underwriting Agreement (Pop Culture Group Co., LTD)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the UnderwriterUnderwriters, no Insider or any beneficial owner of 5% or more of the Company’s outstanding Class A Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 1 contract
Samples: Underwriting Agreement (Tian Ruixiang Holdings LTD)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the Underwriter, no Insider or any beneficial owner of 5% or more of the Company’s outstanding Class A Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 1 contract
Samples: Underwriting Agreement (Tian Ruixiang Holdings LTD)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the UnderwriterUnderwriters, no Insider or any beneficial owner of 510% or more of the Company’s outstanding Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 1 contract
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the UnderwriterUnderwriters, no Insider or any beneficial owner of 5% or more of the Company’s outstanding Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 1 contract
Samples: Underwriting Agreement (Creative Global Technology Holdings LTD)
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the Underwriter, no Insider or any beneficial owner of 510% or more of the Company’s outstanding Ordinary Shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 1 contract
FINRA Affiliation. To the best of the Company’s knowledge, and except as may have been previously disclosed in writing to the UnderwriterUnderwriters, no Insider or any beneficial owner of 5% or more of the Company’s outstanding Ordinary Shares ordinary shares has any direct or indirect affiliation or association with any FINRA member (as determined in accordance with the rules and regulations of FINRA).
Appears in 1 contract
