FinCEN Matters Clause Samples
The "FinCEN Matters" clause addresses compliance with regulations and requirements set by the Financial Crimes Enforcement Network (FinCEN), a bureau of the U.S. Department of the Treasury. This clause typically obligates parties to provide necessary information, documentation, or certifications to ensure compliance with anti-money laundering (AML) laws and related financial regulations. For example, it may require disclosure of beneficial ownership or cooperation in due diligence processes. Its core function is to ensure that all parties adhere to legal standards designed to prevent financial crimes, thereby reducing regulatory risk and promoting transparency in financial transactions.
FinCEN Matters. All of the beneficial ownership information provided to the Underwriters or to counsel for the Underwriters by the Company or its counsel in compliance with the control and beneficial ownership certification requirements of the Financial Crimes Enforcement Network within the U.S. Department of the Treasury (“FinCEN”) is true, complete, correct and compliant with the rules, regulations and requirements of FinCEN.
FinCEN Matters. All of the beneficial ownership information provided to the Underwriters or to counsel for the Underwriters by the Company or its counsel in certification of the beneficial ownership of holders of 25% or more of the Company’s securities in connection with the offering of the Stock is true, complete, correct and compliant with the rules, regulations and requirements of the Financial Crimes Enforcement Network within the U.S. Department of the Treasury. (ggg) Accuracy of Exhibits. There are no contracts or documents which are required to be described in the Registration Statement, the General Disclosure Package or the Prospectus or to be filed as exhibits to the Registration Statement which have not been so described and filed as required. Any certificate signed by or on behalf of the Company and delivered to the Representatives or to counsel for the Underwriters shall be deemed to be a representation and warranty by the Company to each Underwriter as to the matters covered thereby.
FinCEN Matters. All of the beneficial ownership information provided to ▇▇ ▇▇▇▇▇ or to counsel for ▇▇ ▇▇▇▇▇ by the Company or its counsel in compliance with the control and beneficial ownership certification requirements of the Financial Crimes Enforcement Network within the U.S. Department of the Treasury (“FinCEN”) is true, complete, correct and compliant with the rules, regulations and requirements of FinCEN.
FinCEN Matters. All of the beneficial ownership information provided to the Underwriters or to counsel for the Underwriters by the Company or its counsel in certification of the beneficial ownership of holders of 25% or more of the Company’s securities in connection with the offering of the Securities is true, complete, correct and compliant with the rules, regulations and requirements of the Financial Crimes Enforcement Network within the U.S. Department of the Treasury. (ggg) Accuracy of Exhibits. There are no contracts or documents which are required to be described in the Registration Statement, the General Disclosure Package or the Prospectus or to be filed as exhibits to the Registration Statement which have not been so described and filed as required.
FinCEN Matters. To the Company’s knowledge, all of the beneficial ownership information provided to the Underwriters or to counsel for the Underwriters by the Company or its counsel in certification of the beneficial ownership of holders of 25% or more of the Company’s securities in connection with the offering of the Stock is true, complete, correct.
FinCEN Matters. All of the beneficial ownership information provided to the Underwriters or to counsel for the Underwriters by the Company or its counsel in certification of the beneficial ownership of holders of 25% or more of the Company’s securities in connection with the offering of the Stock is true, complete, correct and compliant in all material respects with the rules, regulations and requirements of the Financial Crimes Enforcement Network within the U.S. Department of the Treasury. Any certificate signed by or on behalf of the Company and delivered to the Representatives or to counsel for the Underwriters shall be deemed to be a representation and warranty by the Company to each Underwriter as to the matters covered thereby.