Financial Advisory Sample Clauses

Financial Advisory. Advisor shall make itself available to consult with the Board and the officers, employees, representatives and agents of the Company at reasonable times, concerning matters pertaining to investment banking, business and financial operations, business and market development strategy, fiscal policy, and any other matter of importance concerning the business of the Company. Advisor may, at the request of the Company, assist in the preparation of written reports on financial, accounting or marketing matters, review financial information, analyze markets and business opportunities, develop short-term and long-term strategic business plans, and report to the Board on proposed acquisition, merger and investment opportunities. Advisor may provide liaison services to the Company with respect to the Company’s current or potential relationships with unaffiliated third parties. The services set forth in this paragraph shall be referred to herein in as “Financial Advisory Services”.
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Financial Advisory. The Group’s financial advisory business covers a broad range of services including general financial advisory services, local or cross border M&A advisory services, and debt and equity capital raising advisory services. The Group also provides compliance advisory services to listed companies in Hong Kong on compliance with the Listing Rules or other compulsory requirements as directed by the Stock Exchange. Revenue from the Group’s financial advisory service business is generated primarily from financial advisory fees. The fees on such transactions will depend on the complexity and size of the transaction and are typically expressed as a percentage of the transaction price. Asset Management and Advisory The Group provides comprehensive asset management and advisory services to its clients. The Group offers a full range of asset management products including both public and private funds, discretionary management accounts, as well as investment advisory services. In addition to Hong Kong, the Group also provides asset management services in Mainland China via BOCOM International (Shanghai) in Shanghai and BOCOM International (Shenzhen) in Qianhai, Shenzhen. The Group provides comprehensive investment solutions and high-quality services to individual investors and institutional clients. In addition to traditional investments, the Group also offers alternative investments to investors. The Group has built up a cross-border asset management platform through its presence in Hong Kong, Shanghai and Shenzhen to grasp the distinct sources of investment growth in Mainland China. The Group’s asset management and advisory business comprises mutual fund management, specialised asset management, private equity fund management and investment advisory, and the Group collects management fees, performance fees (if applicable) and advisory fees for its products and services. For the years ended 31 December 2018, 2019 and 2020, the Group’s revenue and other income from the Group’s asset management and advisory business was HK$82.0 million, HK$127.2 million and HK$106.4 million, respectively, representing 5.5%, 8.1% and 4.8% of the Group’s total revenue and other income, respectively. The first fund managed by BOCOM International (Shenzhen) completed its private investment fund filing with the Asset Management Association of China on 20 July 2018. In 2019, before the official launch of the Science and Technology Innovation Board or the ‘‘STAR Market’’ by the Shanghai Stock Ex...
Financial Advisory. Firm ----------------------- Bancshares has selected, and will retain, the firm of T. Xxxxxxx Xxxxxxx and Associates, Roswell, Georgia, as a financial advisor (the "Financial Advisor") to provide a fairness opinion addressing the fairness of the Exchange Ratio to the shareholders of Bancshares, for a fee of $10,000, plus expenses.
Financial Advisory. Borrower shall engage a financial or accounting advisory firm acceptable to Lender to assist Borrower in strengthening its financial reporting and control functions as recommended by the Borrower’s independent auditors within sixty (60) days following the Closing Date.
Financial Advisory. Except for Paragraphs 1, 4, 5, 6 and 7, this letter is not 6 [ABN AMRO INC. LOGO] intended to constitute a binding agreement and no other liability or obligation is created by this letter of intent. This letter cannot be construed in any way as a binding commitment by AAI or any of its affiliates to purchase the Shares, and AAI may, in its sole judgment and discretion, determine at any time not to proceed with the Underwritten Offering. Except for Paragraphs 1, 4, 5, 6 and 7, all legal obligations between the parties relating to the offer and sale of the Shares shall be only those set forth in the underwriting agreement or agency agreement, as applicable, and shall arise only when a mutually satisfactory underwriting agreement and agency agreement between the Company and AAI is executed and delivered immediately prior to the time of the such Offerings.

Related to Financial Advisory

  • Financial Advisor No broker, finder or investment banker is entitled to any brokerage, finder’s or other fee or commission in connection with the Merger or any of the other Contemplated Transactions based upon arrangements made by or on behalf of Parent.

  • Financial Advisors No Person has acted, directly or indirectly, as a broker, finder or financial advisor for Purchaser in connection with the transactions contemplated by this Agreement and no Person is entitled to any fee or commission or like payment in respect thereof.

  • No Financial Advisor Other than the Underwriters, no person has the right to act as an underwriter or as a financial advisor to the Company in connection with the transactions contemplated hereby.

  • Brokers and Financial Advisors Borrower hereby represents that it has dealt with no financial advisors, brokers, underwriters, placement agents, agents or finders in connection with the transactions contemplated by this Agreement. Borrower hereby agrees to indemnify, defend and hold Lender harmless from and against any and all claims, liabilities, costs and expenses of any kind (including Lender’s attorneys’ fees and expenses) in any way relating to or arising from a claim by any Person that such Person acted on behalf of Borrower or Lender in connection with the transactions contemplated herein. The provisions of this Section 10.21 shall survive the expiration and termination of this Agreement and the payment of the Debt.

  • Advisory Subject to the general supervision of the Trustees and in conformity with the stated policy of the Trustees with respect to the investments of the Trust or of the assets belonging to any Series of Shares of the Trust (as that phrase is defined in subsection (a) of Section 4.2), to manage such investments and assets, make investment decisions with respect thereto, and to place purchase and sale orders for portfolio transactions relating to such investments and assets;

  • Opinions of Financial Advisors The Fund has received the opinion of Wachovia Capital Markets, LLC (“Wachovia”) financial advisor to the Fund, to the effect that, as of the date hereof, the Merger Consideration is fair from a financial point of view to the Partners. The Fund shall promptly deliver a copy of the written opinion of Wachovia to the Company. It is agreed and understood that such opinion is for the sole benefit of the Fund and may not be relied upon by the Company or Acquisition LLC (except by operation of law following the Effective Time) or any other person.

  • No Financial Advisor, Placement Agent, Broker or Finder The Company represents and warrants to the Investor that it has not engaged any financial advisor, placement agent, broker or finder in connection with the transactions contemplated hereby. The Investor represents and warrants to the Company that it has not engaged any financial advisor, placement agent, broker or finder in connection with the transactions contemplated hereby. The Company shall be responsible for the payment of any fees or commissions, if any, of any financial advisor, placement agent, broker or finder relating to or arising out of the transactions contemplated hereby. The Company shall pay, and hold the Investor harmless against, any liability, loss or expense (including, without limitation, attorneys' fees and out of pocket expenses) arising in connection with any such claim.

  • Brokers, Finders and Financial Advisors No broker, finder or financial advisor has acted for Purchaser in connection with this Agreement or the transactions contemplated hereby or thereby, and no broker, finder or financial advisor is entitled to any broker’s, finder’s or financial advisor’s fee or other commission in respect thereof based in any way on any contract with Purchaser.

  • Opinion of Financial Advisors SECTION 3.20

  • Opinion of Financial Advisor 23 3.19. Brokers.............................................................. 23

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