Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an Underwriter or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that such Underwriter otherwise would not have been required to file thereunder.
Appears in 605 contracts
Samples: Underwriting Agreement (Flex Pharma, Inc.), Underwriting Agreement (Mirati Therapeutics, Inc.), Underwriting Agreement (PAVmed Inc.)
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an Underwriter or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such the Underwriter that such the Underwriter otherwise would not have been required to file thereunder.
Appears in 77 contracts
Samples: Underwriting Agreement (Velti PLC), Underwriting Agreement (Alphatec Holdings, Inc.), Underwriting Agreement (Opko Health, Inc.)
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an the Underwriter or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such the Underwriter that such the Underwriter otherwise would not have been required to file thereunder.
Appears in 49 contracts
Samples: Underwriting Agreement (Northwest Bancshares, Inc.), Underwriting Agreement (Park National Corp /Oh/), Underwriting Agreement (Igate Corp)
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an Underwriter or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter the Underwriters that such Underwriter the Underwriters otherwise would not have been required to file thereunder.
Appears in 34 contracts
Samples: Underwriting Agreement (Cytrx Corp), Underwriting Agreement (Neurocrine Biosciences Inc), Underwriting Agreement (Ardea Biosciences, Inc./De)
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an Underwriter or the Company being required to file with the Commission SEC pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such the Underwriter that such the Underwriter otherwise would not have been required to file thereunder.
Appears in 28 contracts
Samples: Underwriting Agreement (Vista Gold Corp), Underwriting Agreement (GREAT PANTHER MINING LTD), Underwriting Agreement (Northern Dynasty Minerals LTD)
Filing of Underwriter Free Writing Prospectuses. The Company shall not to take any action that would result in an Underwriter or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such the Underwriter that such the Underwriter otherwise would not have been required to file thereunder.
Appears in 17 contracts
Samples: Underwriting Agreement (Penford Corp), Underwriting Agreement (Legacy Healthcare Properties Trust Inc.), Underwriting Agreement (Spectranetics Corp)
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an any Underwriter or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter the Underwriters that such Underwriter the Underwriters otherwise would not have been required to file thereunder.
Appears in 9 contracts
Samples: Underwriting Agreement (Horizon Pharma, Inc.), Underwriting Agreement (Sequenom Inc), Underwriting Agreement (Proto Labs Inc)
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an Underwriter the Underwriters or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter the Underwriters that such Underwriter the Underwriters otherwise would not have been required to file thereunder.
Appears in 7 contracts
Samples: Underwriting Agreement (Abraxas Petroleum Corp), Underwriting Agreement (Enterprise Financial Services Corp), Underwriting Agreement (Great Southern Bancorp, Inc.)
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an Underwriter or the Company being required to file with the Commission SEC pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such an Underwriter that such the Underwriter otherwise would not have been required to file thereunder.
Appears in 5 contracts
Samples: Underwriting Agreement (Dragonwave Inc), Underwriting Agreement (Dragonwave Inc), Underwriting Agreement (IMRIS Inc.)
Filing of Underwriter Free Writing Prospectuses. The Company shall not to take any action that would result in an the Underwriter or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such the Underwriter that such the Underwriter otherwise would not have been required to file thereunder.
Appears in 5 contracts
Samples: Underwriting Agreement (Parallel Petroleum Corp), Underwriting Agreement (Satcon Technology Corp), Underwriting Agreement (Kulicke & Soffa Industries Inc)
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an Underwriter or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such an Underwriter that such the Underwriter otherwise would not have been required to file thereunder.
Appears in 5 contracts
Samples: Underwriting Agreement (Pioneer Energy Services Corp), Underwriting Agreement (Pioneer Drilling Co), Underwriting Agreement (Comstock Mining Inc.)
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an Underwriter or the Company being required to file with the Commission pursuant to Rule 433(d) promulgated under the Securities Act a free writing prospectus prepared by or on behalf of such the Underwriter that such the Underwriter otherwise would not have been required to file thereunder.
Appears in 3 contracts
Samples: Underwriting Agreement (Bravo Brio Restaurant Group, Inc.), Underwriting Agreement (Bravo Brio Restaurant Group, Inc.), Underwriting Agreement (Bravo Brio Restaurant Group, Inc.)
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an Underwriter or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act or the Securities Commissions under the Canadian Securities Laws a free writing prospectus prepared by or on behalf of such Underwriter that such Underwriter otherwise would not have been required to file thereunder.
Appears in 3 contracts
Samples: Underwriting Agreement (Helius Medical Technologies, Inc.), Underwriting Agreement (Helius Medical Technologies, Inc.), Underwriting Agreement (Helius Medical Technologies, Inc.)
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an any Underwriter or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that such Underwriter otherwise would not have been required to file thereunder.
Appears in 3 contracts
Samples: Underwriting Agreement (First Busey Corp /Nv/), Underwriting Agreement (First Mid Bancshares, Inc.), Underwriting Agreement (Hilltop Holdings Inc.)
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an Underwriter or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such the Underwriter that such Underwriter otherwise would not have been required to file thereunder.
Appears in 2 contracts
Samples: Underwriting Agreement (Heron Therapeutics, Inc. /De/), Underwriting Agreement (Heron Therapeutics, Inc. /De/)
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an Underwriter or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that such the Underwriter otherwise would not have been required to file thereunder.
Appears in 2 contracts
Samples: Underwriting Agreement (Luxfer Holdings PLC), Underwriting Agreement (Luxfer Holdings PLC)
Filing of Underwriter Free Writing Prospectuses. The Except as directed by an Underwriter, the Company shall not take any action that would result in an Underwriter or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that such Underwriter otherwise would not have been required to file thereunder.
Appears in 2 contracts
Samples: Underwriting Agreement (Vical Inc), Underwriting Agreement (Vical Inc)
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an Underwriter any of the Underwriters or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter the Underwriters that such Underwriter otherwise would not have been required to file thereunder.
Appears in 1 contract
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an Underwriter or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act or the Canadian Securities Regulators under the Canadian Securities Laws a free writing prospectus prepared by or on behalf of such Underwriter that such Underwriter otherwise would not have been required to file thereunder.
Appears in 1 contract
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an Underwriter or the Company being required to file with the Commission SEC pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter the Underwriters that such Underwriter the Underwriters otherwise would not have been required to file thereunder.
Appears in 1 contract
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an Underwriter or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that such the Underwriter otherwise would not have been required to file thereunder.
Appears in 1 contract
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an Underwriter or the Company being required to file with the Commission SEC pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that such Underwriter otherwise would not have been required to file thereunder.
Appears in 1 contract
Samples: Ship Finance International LTD
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an the Underwriter or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that such the Underwriter otherwise would not have been required to file thereunder.
Appears in 1 contract
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an Underwriter or the Company being required to file with the Commission Commission, pursuant to Rule 433(d) under the Securities Act Act, a free writing prospectus prepared by or on behalf of such the Underwriter that such the Underwriter otherwise would not have been required to file thereunder.
Appears in 1 contract
Samples: Underwriting Agreement (Sanders Morris Harris Group Inc)
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an Underwriter or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter that such Underwriter otherwise would not have been required to file thereunder.
Appears in 1 contract
Samples: Underwriting Agreement (Strongbridge Biopharma PLC)
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an Underwriter Underwriter, a Forward Purchaser, a Forward Seller or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter Underwriter, Forward Purchaser or Forward Seller that such Underwriter Underwriter, Forward Purchaser or Forward Seller otherwise would not have been required to file thereunder.
Appears in 1 contract
Samples: Underwriting Agreement (National Storage Affiliates Trust)
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an any Underwriter or the Company Company’s being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such any Underwriter that such Underwriter otherwise would not have been required to file thereunder.
Appears in 1 contract
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an Underwriter Underwriter, the Forward Purchaser, the Forward Seller or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter Underwriter, Forward Purchaser or Forward Seller that such Underwriter Underwriter, Forward Purchaser or Forward Seller, as applicable, otherwise would not have been required to file thereunder.
Appears in 1 contract
Samples: Underwriting Agreement (OHI Healthcare Properties Limited Partnership)
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an Underwriter or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities 1933 Act a free writing prospectus prepared by or on behalf of such Underwriter that such Underwriter otherwise would not have been required to file thereunder.
Appears in 1 contract
Samples: Underwriting Agreement (Amphastar Pharmaceuticals, Inc.)
Filing of Underwriter Free Writing Prospectuses. The Company shall not take any action that would result in an Underwriter Underwriter, the Borrower or the Company being required to file with the Commission pursuant to Rule 433(d) under the Securities Act a free writing prospectus prepared by or on behalf of such Underwriter or the Borrower that such Underwriter or the Borrower otherwise would not have been required to file thereunder.
Appears in 1 contract
